0000910886-15-000006.txt : 20150814 0000910886-15-000006.hdr.sgml : 20150814 20150814100215 ACCESSION NUMBER: 0000910886-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC CENTRAL INDEX KEY: 0000910886 IRS NUMBER: 390509570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06374 FILM NUMBER: 151053085 BUSINESS ADDRESS: STREET 1: 611 EAST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 611 EAST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN MUTUAL INVESTMENT SERVICES INC DATE OF NAME CHANGE: 19930819 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000910886 XXXXXXXX 06-30-2015 06-30-2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC

611 EAST WISCONSIN AVE MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06374 N Jennifer L. O'Leary 414-665-2542 Jennifer L. O'Leary Milwaukee WI 08-14-2015 1 82 440860 false 1 028-00229 THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY INFORMATION TABLE 2 nmis15q2.inftab.xml AMERICAN AIRLS GROUP INCCOM02376R102495SHDFND10095BANK AMER CORPCOM06050510410560SHDFND100560BANK MONTREAL QUECOM063671101115SHDFND10015BARCLAYS BK PLCDJUBS CMDT ETN3606738C778123SHDFND10023BLACKROCK DEBT STRAT FD INCCOM09255R1031214SHDFND100214BLACKROCK GLOBAL OPP EQTY TRCOM092501105181300SHDFND1001300BRISTOL MYERS SQUIBB COCOM110122108227SHDFND10027BROOKFIELD HIGH INCOME FD INCOM11272P1021162SHDFND100162BROOKS AUTOMATION INCCOM11434010201SHDFND1001CERNER CORPCOM15678210443620SHDFND100620CITIZENS & NORTHN CORPCOM172922106274SHDFND10074COLUMBIA PPTY TR INCCOM NEW19828720318713SHDFND100713COLUMBIA SELIGM PREM TECH GRCOM19842X1092114SHDFND100114CORNING INCCOM2193501052113SHDFND100113EATON VANCE TXMGD GL BUYWR OCOM27829C105183SHDFND10083EXELON CORPCOM30161N101702225SHDFND1002225EXXON MOBIL CORPCOM30231G10215178SHDFND100178FIRST AMERN FINL CORPCOM31847R10217452SHDFND100452FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X10111308SHDFND100308FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X11912270SHDFND100270FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E30212172SHDFND100172FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X14314208SHDFND100208FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E20316128SHDFND100128FIRST TR ISE CHINDIA INDEX FCOM33733A102277SHDFND10077GENERAL MTRS CO*W EXP 07/10/20137045V11801SHDFND1001GENERAL MTRS CO*W EXP 07/10/20137045V12605SHDFND1005GENERAL MTRS COCOM37045V10005SHDFND1005INTL PAPER COCOM4601461035106SHDFND100106ISHARESBELGIUM CAPD ETF4642863012113SHDFND100113ISHARESCORE US CR BD46428862032297SHDFND100297ISHARESIBOXX HI YD ETF464288513221SHDFND10021ISHARESMSCI BRIC INDX4642866577195SHDFND100195ISHARESMSCI SPAN CP ETF464286764250SHDFND10050ISHARESMSCI SZ CAP ETF464286749260SHDFND10060ISHARESNAT AMT FREE BD46428841412304113703SHDFND100113703ISHARES TR20+ YR TR BD ETF464287432544SHDFND10044ISHARES TRCORE S&P MCP ETF46428750732453216384SHDFND100216384ISHARES TRCORE S&P SCP ETF46428780414959126902SHDFND100126902ISHARES TRDOW JONES US ETF464287846222SHDFND10022ISHARES TRIBOXX INV CP ETF46428724212414107272SHDFND100107272ISHARES TRMSCI INDONIA ETF46429B309271SHDFND10071ISHARES TRRUS 2000 GRW ETF4642876481063SHDFND10063ISHARES TRRUS 2000 VAL ETF464287630218SHDFND10018ISHARES TRS&P 500 VAL ETF464287408665SHDFND10065ISHARES TRTIPS BD ETF46428717638339SHDFND100339JPMORGAN CHASE & COCOM46625H100121SHDFND10021KKR & CO L P DELCOM UNITS48248M102146SHDFND10046MARKET VECTORS ETF TRHG YLD MUN ETF57060U8783325111201SHDFND100111201NUVEEN DIVID ADVANTAGE MUN ICOM67071L1069700SHDFND100700PFIZER INCCOM7170811035137SHDFND100137PIEDMONT OFFICE REALTY TR INCOM CL A7201902065258SHDFND100258PIONEER HIGH INCOME TRCOM72369H106171500SHDFND1001500POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T5737252SHDFND100252PROCTER & GAMBLE COCOM7427181093975080SHDFND1005080SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X749128SHDFND10028SPDR INDEX SHS FDSDJ INTL RL ETF78463X863122SHDFND10022SPDR S&P 500 ETF TRTR UNIT78462F103125222608317SHDFND100608317SPDR SERIES TRUSTBRC HGH YLD BD78464A4178335216875SHDFND100216875SPDR SERIES TRUSTBRCLYS INTL ETF78464A51650962SHDFND100962SPDR SERIES TRUSTNUVN BR SHT MUNI78464A4255631231938SHDFND100231938SPDR SERIES TRUSTNUVN BRCLY MUNI78464A4588499358321SHDFND100358321TOTAL S ASPONSORED ADR89151E109117SHDFND10017UNDER ARMOUR INCCL A904311107672SHDFND10072VANGUARD BD INDEX FD INCSHORT TRM BOND92193782730588381440SHDFND100381440VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783556601696546SHDFND100696546VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4076867131117SHDFND100131117VANGUARD INDEX FDSGROWTH ETF922908736326SHDFND10026VANGUARD INDEX FDSMID CAP ETF922908629111SHDFND10011VANGUARD INDEX FDSREIT ETF92290855319759264548SHDFND100264548VANGUARD INDEX FDSSMALL CP ETF922908751112SHDFND10012VANGUARD INDEX FDSTOTAL STK MKT922908769436SHDFND10036VANGUARD INDEX FDSVALUE ETF922908744333SHDFND10033VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775593SHDFND10093VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285827588674860SHDFND100674860VANGUARD MALVERN FDSSTRM INFPROIDX922020805275256523SHDFND10056523VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40925308SHDFND100308VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C10213219SHDFND100219VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858725731830341SHDFND1001830341VIACOM INC NEWCL B92553P201343SHDFND10043VOYA GLBL EQTY DIV & PREM OPCOM92912T100182200SHDFND1002200WELLS FARGO ADVANTAGE INCOMECOM SHS94987B105192300SHDFND1002300ZWEIG TOTAL RETURN FD INCCOM NEW9898372082125SHDFND100125