0000910886-14-000004.txt : 20140515 0000910886-14-000004.hdr.sgml : 20140515 20140515103717 ACCESSION NUMBER: 0000910886-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC CENTRAL INDEX KEY: 0000910886 IRS NUMBER: 390509570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06374 FILM NUMBER: 14844560 BUSINESS ADDRESS: STREET 1: 611 EAST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 611 EAST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN MUTUAL INVESTMENT SERVICES INC DATE OF NAME CHANGE: 19930819 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000910886 XXXXXXXX 03-31-2014 03-31-2014 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC

611 EAST WISCONSIN AVE MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06374 N Jennifer L. O'Leary 414-665-2542 Jennifer L. O'Leary Milwaukee WI 05-15-2014 1 112 233463 false 1 028-00229 THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY INFORMATION TABLE 2 nmis14q1.inftab.xml ALCATEL-LUCENTSPONSORED ADR01390430504SHDFND1004ALTRIA GROUP INCCOM02209S1034105SHDFND100105ANNIES INCCOM03600T104375SHDFND10075APPLE INCCOM037833100611SHDFND10011AT&T INCCOM00206R102250SHDFND10050BARRICK GOLD CORPCOM06790110801SHDFND1001BB&T CORPCOM05493710701SHDFND1001BEAZER HOMES USA INCCOM NEW07556Q88105SHDFND1005BELLATRIX EXPLORATION LTDCOM0783141014500SHDFND100500BLACKROCK ENHANCED EQT DIV TCOM09251A104131644SHDFND1001644BOULDER BRANDS INCCOM1014051083150SHDFND100150CINCINNATI FINL CORPCOM17206210100SHDFND1000CISCO SYS INCCOM17275R1026250SHDFND100250CITIGROUP INCCOM NEW172967424010SHDFND10010COMPANIA CERVECERIAS UNIDASSPONSORED ADR2044291044200SHDFND100200CONAGRA FOODS INCCOM205887102140SHDFND10040CONSOLIDATED COMM HLDGS INCCOM20903410712600SHDFND100600COSTCO WHSL CORP NEWCOM22160K105440SHDFND10040DU PONT E I DE NEMOURS & COCOM263534109231SHDFND10031EASTMAN CHEM COCOM277432100560SHDFND10060EATON VANCE LTD DUR INCOME FCOM27828H1056407SHDFND100407ENLINK MIDSTREAM PARTNERS LPCOM UNIT REP LTD29336U107397SHDFND10097ETF SER SOLUTIONSALPCLONE ALTER26922A30509SHDFND1009EUROSEAS LTDCOM NEWY2359220011000SHDFND1001000FIFTH THIRD BANCORPCOM31677310014592SHDFND100592FIRSTENERGY CORPCOM337932107380SHDFND10080FORD MTR CO DELCOM PAR $0.013453708602105SHDFND100105FRESH MKT INCCOM35804H1065150SHDFND100150GENERAL ELECTRIC COCOM3696041036225SHDFND100225GLADSTONE INVT CORPCOM3765461076750SHDFND100750GLOBAL X FDSGLB X SUPERDIV37950E549018SHDFND10018GOLDMAN SACHS GROUP INCCOM38141G10496584SHDFND100584GOOGLE INCCL A38259P50844SHDFND1004GREENBRIER COS INCCOM393657101373SHDFND10073HECLA MNG COCOM42270410601SHDFND1001INTL FCSTONE INCCOM46116V1056295SHDFND100295ISHARES1-3 YR TR BD ETF464287457555SHDFND10055ISHARES3-7 YR TR BD ETF4642886611081SHDFND10081ISHARESCORE S&P MCP ETF46428750716785122099SHDFND100122099ISHARESCORE S&P SCP 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CORPCOM49926D109387SHDFND10087MACQUARIE INFRASTR CO LLCMEMBERSHIP INT55608B1056100SHDFND100100MARKET VECTORS ETF TRGOLD MINER ETF57060U100287SHDFND10087MARKET VECTORS ETF TRHG YLD MUN ETF57060U878152551613SHDFND10051613MICROSOFT CORPCOM59491810414350SHDFND100350NATURAL GROCERS BY VITAMIN CCOM63888U108375SHDFND10075NOKIA CORPSPONSORED ADR654902204052SHDFND10052OLIN CORPCOM PAR $16806652059325SHDFND100325PANDORA MEDIA INCCOM6983541074125SHDFND100125PHILIP MORRIS INTL INCCOM7181721099105SHDFND100105PIMCO ETF TR0-5 HIGH YIELD72201R783216SHDFND10016PIMCO ETF TR1-5 US TIP IDX72201R2057123SHDFND100123PIMCO ETF TRENHAN SHRT MAT72201R833984SHDFND10084PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105475SHDFND10075POTASH CORP SASK INCCOM73755L1075150SHDFND100150POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T5654247SHDFND100247PROCTER & GAMBLE COCOM742718109559SHDFND10059PROSHARES TRPSHS ULTSH 20YRS74347B20104SHDFND1004PROSHARES TRULTRPRO S&P50074347X86416SHDFND1006QUANTA SVCS INCCOM74762E1026150SHDFND100150SCHWAB STRATEGIC TRSHT TM US TRES8085248626112SHDFND100112SCHWAB STRATEGIC TRUS REIT ETF808524847144SHDFND10044SIRIUS XM HLDGS INCCOM82968B1032525SHDFND100525SPDR GOLD TRUSTGOLD SHS78463V107111SHDFND10011SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X749380SHDFND10080SPDR INDEX SHS FDSS&P INTL ETF78463X772473SHDFND10073SPDR S&P 500 ETF TRTR UNIT78462F10364807346541SHDFND100346541SPDR SER TRSHT TRM HGH YLD78468R4085154SHDFND100154SPDR SERIES TRUSTBRC HGH YLD BD78464A4177276176092SHDFND100176092SPDR SERIES TRUSTBRCLYS INTL ETF78464A516479780778SHDFND10080778SPDR SERIES TRUSTNUVN BR SHT MUNI78464A4252460101399SHDFND100101399SPDR SERIES TRUSTNUVN BRCLY MUNI78464A4583715159783SHDFND100159783SPDR SERIES TRUSTS&P DIVID ETF78464A763451SHDFND10051SUPERIOR INDS INTL INCCOM8681681054200SHDFND100200SYSCO CORPCOM8718291079250SHDFND100250TEXAS INSTRS INCCOM882508104242SHDFND10042VANGUARD BD INDEX FD INCSHORT TRM BOND92193782714430180167SHDFND100180167VANGUARD BD INDEX FD 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