-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O5XfD0OaL5UhECQKUKahl+o22DdmjLlgjqanjRjHNzhVQTIHkU7WUUfdUxH3P92/ jXa+uRucVvKY6O9QXSkfPg== 0001137185-01-500002.txt : 20010329 0001137185-01-500002.hdr.sgml : 20010329 ACCESSION NUMBER: 0001137185-01-500002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010328 FILED AS OF DATE: 20010328 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AVIVA PETROLEUM INC /TX/ CENTRAL INDEX KEY: 0000910659 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 751432205 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-13440 FILM NUMBER: 1581702 BUSINESS ADDRESS: STREET 1: 8235 DOUGLAS AVE STREET 2: STE 400 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2146913464 MAIL ADDRESS: STREET 1: 8235 DOUGLAS AVE STREET 2: STE 400 CITY: DALLAS STATE: TX ZIP: 75225 COMPANY DATA: COMPANY CONFORMED NAME: RAMAT SECURITIES LTD CENTRAL INDEX KEY: 0001137185 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 23811 CHAGRIN BLVD STREET 2: SUITE 200 CITY: BEACHWOOD STATE: OH ZIP: 44122 BUSINESS PHONE: 2165950987 MAIL ADDRESS: STREET 1: 23811 CHAGRIN BLVD STREET 2: SUITE 200 CITY: BEACHWOOD STATE: OH ZIP: 44122 3 1 avivaform.txt FORM 3 United States Securities and Exchange Commission Washington, D.C. 20549 Initial Statement of Beneficial Ownership of Securities 1 Name of Reporting Person Ramat Securities Ltd 23811 Chagrin Blvd #200 Beachwood, OH 44122-5525 2 Date of Event 3/23/01 3 I.R.S. Identification (voluntary) 4 Issuer Name and Trading Symbol AVIVA PETROLEUM, Inc. AVVPP 5 Relationship of Reporting Person to Issuer X 10% Owner 6 Amendment, Date of Original 7 Individual or Joint/Group Filing X Form filed by One Reporting Person TABLE 1 Non-Derivative Securities Beneficially Owned 1 Title of Security 2 Amount of Securities Beneficially Owned 3 Ownership Form: Direct or Indirect 4 Nature of Indirect Beneficial Ownership TABLE II Derivative Securities Beneficially Owned 1 Title of Derivative Security AVIVA PETROLEUM, Inc. Depositary Shares (Each Depositary Share represents five shares of common stock) 1,215,474 Depositary Shares 2 Date Exercisable and Expiration Date 3 Title and Amount of Securities Underlying Derivative Security Common 6,077,370 4 Conversion or Exercise Price of Derivative Security 1 Depositary Share equals 5 common shares 5 Ownership Form of Derivative Security D 6 Nature of Indirect Beneficial Ownership Explanation of Responses: Signature of Reporting Person David Zlatin, Principal Ramat Securities Ltd Date 3/28/01 -----END PRIVACY-ENHANCED MESSAGE-----