-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TSJAvVFiJGFL99kDHhh/35SKP0PyeA4o7mqPOZ67vzAKsfiVZh0qP+pNf9ITxJ14 2hPG7DRCbiC3Vf3FsGRBNA== 0000899140-99-000147.txt : 19990215 0000899140-99-000147.hdr.sgml : 19990215 ACCESSION NUMBER: 0000899140-99-000147 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AVIVA PETROLEUM INC /TX/ CENTRAL INDEX KEY: 0000910659 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 751432205 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48603 FILM NUMBER: 99533600 BUSINESS ADDRESS: STREET 1: 8235 DOUGLAS AVE STREET 2: STE 400 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2146913464 MAIL ADDRESS: STREET 1: 8235 DOUGLAS AVE STREET 2: STE 400 CITY: DALLAS STATE: TX ZIP: 75225 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PECKS MANAGEMENT PARTNERS LTD /ADV CENTRAL INDEX KEY: 0000865599 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 113015963 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA STREET 2: STE 900 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2123321333 FORMER COMPANY: FORMER CONFORMED NAME: PECKS MANAGEMENT PARTNERS LTD /NY/ /ADV DATE OF NAME CHANGE: 19960909 SC 13G 1 INITIAL FILING ON SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.__)* Aviva Petroleum, Inc. ------------------------ (Name of Issuer) Depository Shares ------------------ (Title of Class of Securities) 05379P304 ---------- (CUSIP Number) November 1, 1998 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages Schedule 13G - -------------------------------- -------------------------- CUSIP NO. 05379P304 13G Page 2 of 4 Pages - -------------------------------- -------------------------- - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Pecks Management Partners, Ltd. 11-3015963 - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] Not Applicable - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ---------------------- ------ -------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER 1,031,020 SHARES ------ -------------------------------------------------- BENEFICIALLY OWNED BY 6 SHARED VOTING POWER None ------ -------------------------------------------------- EACH REPORTING 7 SOLE DISPOSITIVE POWER 1,031,020 ------ -------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER None - --------- ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,031,020 - --------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.03 - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a): Name of Issuer: - ---------- --------------- AVIVA PETROLEUM, INC. Item 1(b): Address of Issuer's Principal Executive Offices: - ---------- ------------------------------------------------ 8235 Douglas Avenue, Suite 400 Dallas, Texas 75225 Item 2(a) Name of Person Filing - --------- --------------------- Pecks Management Partners Ltd Item 2(b): Address of Principal Business Office: - ---------- ------------------------------------- One Rockefeller Plaza, Suite 900 New York, NY 10020 Item 2(c): Citizenship: - ---------- ------------ New York Item 2(d): Title of Class of Securities: - ---------- ----------------------------- Depository Receipts Item 2(e): CUSIP Number: - ---------- ------------- 05379P304 Item 3: If the reporting person is an investment adviser in accordance - ------- with ss. 240.13d-1(b)(1)(ii)(E), check this box. [X] Item 4: Ownership: - ------- ---------- a 1,031,020 b 11.03% c (i) 1,031,020 (ii) Not Applicable (iii) 1,031,020 (iv) Not Applicable Item 5: Ownership of Five Percent or Less of a Class: - ------- --------------------------------------------- Not applicable Item 6: Ownership of More than Five Percent on Behalf of Another Person: - ------- ---------------------------------------------------------------- The Depository Receipts as to which this Schedule relates are owned by three investment advisory clients of Pecks, which clients would received dividends and the proceeds from the sale of such shares. One such client, Delaware State Employees' Retirement Fund, is known to have such interest with respect to more than 5% of the class Page 3 of 4 Pages Item 7: Identification and Classification of the - ------- ---------------------------------------- Subsidiary Which Acquired the Security Being -------------------------------------------- Reported on By the Parent Holding Company: ------------------------------------------ Not Applicable. Item 8: Identification and Classification of - ------- ------------------------------------ Members of the Group: --------------------- Not Applicable. Item 9: Notice of Dissolution of Group: - ------- ------------------------------- Not Applicable. Item 10: Certification: - -------- -------------- Inasmuch as the reporting person is no longer the beneficial owner of more than five percent of the number of shares outstanding of the issuer of the securities referenced herein, the reporting person has no further reporting obligation under Section 13(d) of the Act with respect to such issuer. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 28, 1999 /s/ Robert J. Cresci ------------------------------ Robert J. Cresci Principal Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----