-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SnpaGACYeS0Cv7Mf7X5oDaJAKkbqN2kfj/BXI3rsP/ZrCSivtO2AEClhwXDA20tL s8OEdcjleFrNJS2ygi4KcQ== 0000932799-98-000126.txt : 19981123 0000932799-98-000126.hdr.sgml : 19981123 ACCESSION NUMBER: 0000932799-98-000126 CONFORMED SUBMISSION TYPE: 144/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981120 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL RV HOLDINGS INC CENTRAL INDEX KEY: 0000910655 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR HOMES [3716] IRS NUMBER: 330371079 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144/A SEC ACT: SEC FILE NUMBER: 001-12085 FILM NUMBER: 98755643 BUSINESS ADDRESS: STREET 1: 3411 N PERRIS BLVD CITY: PERRIS STATE: CA ZIP: 92571 BUSINESS PHONE: 9099436007 MAIL ADDRESS: STREET 1: 3411 N PERRIS BLVD CITY: PERRIS STATE: CA ZIP: 92571 COMPANY DATA: COMPANY CONFORMED NAME: SC FUNDAMENTAL INC CENTRAL INDEX KEY: 0000919094 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OTHER IRS NUMBER: 133563937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144/A BUSINESS ADDRESS: STREET 1: 712 5TH AVE 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129573500 MAIL ADDRESS: STREET 1: 712 5TH AVENUE 19TH FL STREET 2: 712 5TH AVENUE 19TH FL CITY: NEW YORK STATE: NY ZIP: 10019 144/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144/A* NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY - ------------ - -------------------------------------- DOCUMENT SEQUENCE NO. - -------------------------------------- CUSIP NUMBER: - -------------------------------------- WORK LOCATION - ------------------------------------- ATTENTION:Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. =========================================================================== 1(a) NAME OF ISSUER (Please type or print) National R.V. Holdings, Inc. - --------------------------------------------------------------------------- (b)IRS IDENT. NO. 33-0371079 - --------------------------------------------------------------------------- (c)SEC FILE NO. 0-22268 - --------------------------------------------------------------------------- (d)ADDRESS OF ISSUER STREET CITY STATE ZIP CODE 3411 N. Perris Blvd. Perris, CA 92571 - --------------------------------------------------------------------------- (e)TELEPHONE NO. AREA CODE NUMBER (909) 943-6007 - --------------------------------------------------------------------------- 2(a)NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD R.V. Dolphin Partners, L.P. - --------------------------------------------------------------------------- (b) SOCIAL SECURITY NO. OR IRS IDENT. NO. 13-3638732 - --------------------------------------------------------------------------- Page 1 of 5 Pages *Amendment No. 2 - This Form 144/A amends the Form 144 filed on November 9, 1998, as amended by Amendment No.1 filed on November 17, 1998. - ------------------- ------------------ CUSIP No. 637277104 Page 2 of 5 Pages - ------------------- ------------------ (c) RELATIONSHIP TO ISSUER None - --------------------------------------------------------------------------- (d) ADDRESS STREET CITY STATE ZIP CODE 10 East 50th Street, New York, New York 10022 =========================================================================== INSTRUCTION:The person filing this notice should contact the issuer to obtain the IRS Identification Number and the S.E.C. File Number.
=========================================================================== 3(a) (b) SEC USE ONLY Title of the Name and Address of Each Broker Class of Through Whom the Securities are Broker-Dealer Securities to be Offered or Each Market File Number To Be Sold Maker who is Acquiring the Securities - --------------------------------------------------------------------------- Common Stock $.01 par value various - --------------------------------------------------------------------------- - --------------------------------------------------------------------------- ===========================================================================
=========================================================================== (c) (d) (e) (f) (g)Name of Number of Shares Aggregate Number of Shares Approxi- Each or Other Units Market or Other Units mate Securities To Be Sold Value Outstanding Date of Sale Exchange (See instr.3(f) (See instr.3(c) (See inst.3(d) (See inst.3(e) (MO DAY YR) (See instr.3(g) - --------------------------------------------------------------------------- 60,000 $1,560,000 10,206,588 11/09/98 Nasdaq - --------------------------------------------------------------------------- =========================================================================== /TABLE - ------------------- -------------------- CUSIP No. 637277104 Page 3 of 5 Pages - ------------------- -------------------- TABLE I - SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
=========================================================================== Name of Person from Title of Date You Nature of Whom Acquired The Class Acquired Acquisition Transaction (If gift, also give date donor acquired) - --------------------------------------------------------------------------- Common Stock 10/23/91 Debt Issuer (acquired in $.01 par value Restructuring a Debt Restructuring transaction) - --------------------------------------------------------------------------- ===========================================================================
=========================================================================== Amount of Date of Securities Acquired Payment Nature of Payment - -------------------------------------------------------------------------- 87,025 10/23/91 Cash - --------------------------------------------------------------------------- =========================================================================== /TABLE - ------------------- -------------------- CUSIP No. 637277104 Page 4 of 5 Pages - ------------------- -------------------- TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuersold during the past 3 months by the person for whose account the securities are to be sold.
=========================================================================== Name and Address Title of Date of Amount of Gross of Seller Securities Sold Sale Securities Sold Proceeds - --------------------------------------------------------------------------- The SC Fundamental Common 10/23/98 68,241 $1,692,822 Value Fund, L.P. 10/26/98 10 East 50th Street 10/27/98 New York, NY 10022 10/28/98 10/29/98 10/30/98 11/02/98 11/03/98 11/04/98 11/05/98 11/06/98 - --------------------------------------------------------------------------- SC Fundamental Value Common 10/23/98 34,120 $846,398 Value BVI, Ltd. 10/26/98 10 East 50th Street 10/27/98 New York, NY 10022 10/28/98 10/29/98 10/30/98 11/02/98 11/03/98 11/04/98 11/05/98 11/06/98 - ---------------------------------------------------------------------------- Siegler, Collery & Common 10/23/98 8,530 $212,241 Co. Employees' 10/26/98 Savings and Profit 10/27/98 Sharing Plan 10/28/98 10/29/98 10/30/98 11/02/98 11/03/98 11/04/98 11/05/98 11/06/98 ===========================================================================
Remarks: Table II excludes, as required by Rule 144(e)(3)(vii), sales of shares of the Issuer's Common Stock sold pursuant to an effective registration statement under the Securities Act of 1933, as amended. - ------------------- -------------------- CUSIP No. 637277104 Page 5 of 5 Pages - ------------------- -------------------- ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. R.V. Dolphin Partners, L P By: SC Dolphin Inc., as general partner 11/19/98 /s/ Neil H. Koffler - ----------------------------- By:------------------------------ (Date of Notice) (Signature) *Executed by Neil H. Koffler as Attorney-in-Fact for Peter M. Collery Vice President The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. Attention: Intentional misstatements or omission of facts constituteFederal Criminal Violations (See 18 U.S.C. 1001). 129950 -----END PRIVACY-ENHANCED MESSAGE-----