0001209191-20-011172.txt : 20200220 0001209191-20-011172.hdr.sgml : 20200220 20200220170624 ACCESSION NUMBER: 0001209191-20-011172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200218 FILED AS OF DATE: 20200220 DATE AS OF CHANGE: 20200220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HULL CHARLES W CENTRAL INDEX KEY: 0001105964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34220 FILM NUMBER: 20636199 MAIL ADDRESS: STREET 1: 3D SYSTEMS CORPORATION STREET 2: 333 THREE D SYSTEMS CORPORATION CITY: ROCK HILL STATE: SC ZIP: 29730 FORMER NAME: FORMER CONFORMED NAME: HULL CHARLES DATE OF NAME CHANGE: 20030509 FORMER NAME: FORMER CONFORMED NAME: HULL CHARLES W DATE OF NAME CHANGE: 20000209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3D SYSTEMS CORP CENTRAL INDEX KEY: 0000910638 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 954431352 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 THREE D SYSTEMS CIRCLE CITY: ROCK HILL STATE: SC ZIP: 29730 BUSINESS PHONE: 8033263900 MAIL ADDRESS: STREET 1: 333 THREE D SYSTEMS CIRCLE CITY: ROCK HILL STATE: SC ZIP: 29730 FORMER COMPANY: FORMER CONFORMED NAME: 3 D SYSTEMS CORP DATE OF NAME CHANGE: 19930816 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-18 0 0000910638 3D SYSTEMS CORP DDD 0001105964 HULL CHARLES W 333 THREE D SYSTEMS CIRCLE ROCK HILL SC 29730 1 1 0 0 EVP, Chief Technology Officer Common Stock 2020-02-18 4 F 0 2238 12.13 D 95314 D Common Stock 2020-02-18 4 A 0 27045 0.00 A 122359 D Common Stock 389805 I By Trust Stock Appreciation Right 13.25 2020-02-18 4 A 0 80000 0.00 A 2026-07-26 Common Stock 80000 80000 D Stock Appreciation Right 13.25 2020-02-18 4 A 0 80000 0.00 A 2026-07-26 Common Stock 80000 160000 D Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on February 15, 2019. The Reporting Person has been awarded 27,045 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on February 15, 2021, an additional one-third of the total shares awarded vest on February 15, 2022, and the remaining shares awarded vest on February 15, 2023. By the Charles William Hull and Charlene Antoinette Hull 1992 Revocable Living Trust for which the Reporting Person serves as trustee. The Stock Appreciation Right ("SAR") is granted to operate in tandem with the performance-based stock options granted on July 26, 2016. The exercise of one results in the expiration of the other. The Reporting Person has been awarded 80,000 SARs under the Issuer's 2015 Incentive Plan. These SARs have an exercise price equal to the closing price of the common stock on July 26, 2016 and are exercisable, if at all, on the later of the grant date and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $30. The Reporting Person has been awarded 80,000 SARs under the Issuer's 2015 Incentive Plan. These SARs have an exercise price equal to the closing price of the common stock on July 26, 2016 and are exercisable, if at all, on the later of the grant date and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $40. /s/ Andrew M. Johnson, Attorney-in-Fact, for Charles W. Hull 2020-02-20