0001209191-20-011172.txt : 20200220
0001209191-20-011172.hdr.sgml : 20200220
20200220170624
ACCESSION NUMBER: 0001209191-20-011172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200218
FILED AS OF DATE: 20200220
DATE AS OF CHANGE: 20200220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HULL CHARLES W
CENTRAL INDEX KEY: 0001105964
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34220
FILM NUMBER: 20636199
MAIL ADDRESS:
STREET 1: 3D SYSTEMS CORPORATION
STREET 2: 333 THREE D SYSTEMS CORPORATION
CITY: ROCK HILL
STATE: SC
ZIP: 29730
FORMER NAME:
FORMER CONFORMED NAME: HULL CHARLES
DATE OF NAME CHANGE: 20030509
FORMER NAME:
FORMER CONFORMED NAME: HULL CHARLES W
DATE OF NAME CHANGE: 20000209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3D SYSTEMS CORP
CENTRAL INDEX KEY: 0000910638
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 954431352
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 THREE D SYSTEMS CIRCLE
CITY: ROCK HILL
STATE: SC
ZIP: 29730
BUSINESS PHONE: 8033263900
MAIL ADDRESS:
STREET 1: 333 THREE D SYSTEMS CIRCLE
CITY: ROCK HILL
STATE: SC
ZIP: 29730
FORMER COMPANY:
FORMER CONFORMED NAME: 3 D SYSTEMS CORP
DATE OF NAME CHANGE: 19930816
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-18
0
0000910638
3D SYSTEMS CORP
DDD
0001105964
HULL CHARLES W
333 THREE D SYSTEMS CIRCLE
ROCK HILL
SC
29730
1
1
0
0
EVP, Chief Technology Officer
Common Stock
2020-02-18
4
F
0
2238
12.13
D
95314
D
Common Stock
2020-02-18
4
A
0
27045
0.00
A
122359
D
Common Stock
389805
I
By Trust
Stock Appreciation Right
13.25
2020-02-18
4
A
0
80000
0.00
A
2026-07-26
Common Stock
80000
80000
D
Stock Appreciation Right
13.25
2020-02-18
4
A
0
80000
0.00
A
2026-07-26
Common Stock
80000
160000
D
Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on February 15, 2019.
The Reporting Person has been awarded 27,045 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on February 15, 2021, an additional one-third of the total shares awarded vest on February 15, 2022, and the remaining shares awarded vest on February 15, 2023.
By the Charles William Hull and Charlene Antoinette Hull 1992 Revocable Living Trust for which the Reporting Person serves as trustee.
The Stock Appreciation Right ("SAR") is granted to operate in tandem with the performance-based stock options granted on July 26, 2016. The exercise of one results in the expiration of the other.
The Reporting Person has been awarded 80,000 SARs under the Issuer's 2015 Incentive Plan. These SARs have an exercise price equal to the closing price of the common stock on July 26, 2016 and are exercisable, if at all, on the later of the grant date and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $30.
The Reporting Person has been awarded 80,000 SARs under the Issuer's 2015 Incentive Plan. These SARs have an exercise price equal to the closing price of the common stock on July 26, 2016 and are exercisable, if at all, on the later of the grant date and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $40.
/s/ Andrew M. Johnson, Attorney-in-Fact, for Charles W. Hull
2020-02-20