0001127602-19-018539.txt : 20190515 0001127602-19-018539.hdr.sgml : 20190515 20190515150928 ACCESSION NUMBER: 0001127602-19-018539 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190221 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEBOVITZ STEPHEN D CENTRAL INDEX KEY: 0001220925 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 19827459 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE STE 500 CITY: CHATTANOOGA STATE: TN ZIP: 374216000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBL & ASSOCIATES PROPERTIES INC CENTRAL INDEX KEY: 0000910612 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 621545718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238550001 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2019-02-21 2019-02-25 0000910612 CBL & ASSOCIATES PROPERTIES INC CBL 0001220925 LEBOVITZ STEPHEN D 2030 HAMILTON PLACE BLVD., SUITE 500 CHATTANOOGA TN 374216000 1 1 CEO Common Stock 2019-02-21 4 F 0 28306 2.39 D 1177376.91 D Common Stock 1150 I By Spouse Common Stock 31818 I By Trust Common Units 2043-11-03 Common Stock 49365 49365 I By Trust Common Units 2043-11-03 Common Stock 9650 9650 I By Trust Common Units 2043-11-03 Common Stock 480297 480297 D The filing made on February 25, 2019 incorrectly stated that 11,090 shares were withheld for payment of taxes upon the vesting of formerly restricted Common stock of the Issuer. The correct total amount of shares withheld was 28,306 shares of Common stock. Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The Reporting Person's adult son deposited shares which the son owned into a Trust for the benefit of himself (the adult son), with the Reporting Person serving as Trustee of such Trust. The Common units are exercisable on a 1 to 1 ratio with no exercise price. Immediately exercisable. /s/ Jeffery V. Curry, attorney-in-fact for Stephen D. Lebovitz 2019-05-15