0001127602-18-006254.txt : 20180215 0001127602-18-006254.hdr.sgml : 20180215 20180215114140 ACCESSION NUMBER: 0001127602-18-006254 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEBOVITZ ALAN L. CENTRAL INDEX KEY: 0001457217 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 18616746 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD. STREET 2: SUITE 500 CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBL & ASSOCIATES PROPERTIES INC CENTRAL INDEX KEY: 0000910612 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 621545718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238550001 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2018-02-13 0 0000910612 CBL & ASSOCIATES PROPERTIES INC CBL 0001457217 LEBOVITZ ALAN L. CBL CENTER, SUITE 500 2030 HAMILTON PLACE BLVD. CHATTANOOGA TN 37421 1 Executive VP - Management Common Stock 93494 D Preferred Series D Depositary Shares 5905 D Common Units 2043-11-03 Common Stock 155847 D Common Units 2043-11-03 Common Stock 52980 I By Trust Additionally, the Reporting Persons owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 155,847 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. Immediately exercisable. The Common Units are exercisable on a 1 to 1 ratio with no exercise price. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Jeffery V. Curry, attorney-in-fact for Alan Lebovitz 2018-02-15