0001127602-17-015521.txt : 20170426 0001127602-17-015521.hdr.sgml : 20170426 20170426154712 ACCESSION NUMBER: 0001127602-17-015521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170417 FILED AS OF DATE: 20170426 DATE AS OF CHANGE: 20170426 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBL & ASSOCIATES PROPERTIES INC CENTRAL INDEX KEY: 0000910612 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 621545718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238550001 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEBOVITZ STEPHEN D CENTRAL INDEX KEY: 0001220925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 17784092 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE STE 500 CITY: CHATTANOOGA STATE: TN ZIP: 374216000 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-04-17 0000910612 CBL & ASSOCIATES PROPERTIES INC CBL 0001220925 LEBOVITZ STEPHEN D 2030 HAMILTON PLACE BLVD., SUITE 500 CHATTANOOGA TN 374216000 1 1 President and CEO Common Stock 2017-04-17 5 J 0 E 502.6211 9.4733 A 34467.3134 I UGMA/UTMA Cust for Son Common Stock 933086.91 D Common Stock 1150 I By Spouse Common Stock 10383.452 I By Trust Common Units 2043-11-03 Common Stock 480297 480297 D Common Units 2043-11-03 Common Stock 49365 49365 I By Trust Common Units 2043-11-03 Common Stock 9650 9650 I By Trust The shares were acquired via the Company's Dividend Reinvestment Plan. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. The Common units are exercisable on a 1 to 1 ratio with no exercise price. Immediately exercisable. /s/ Jeffery V. Curry, attorney-in-fact for Stephen D. Lebovitz 2017-04-26