0001127602-13-005857.txt : 20130213 0001127602-13-005857.hdr.sgml : 20130213 20130213164318 ACCESSION NUMBER: 0001127602-13-005857 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121227 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEBOVITZ CHARLES B CENTRAL INDEX KEY: 0000936808 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 13603907 MAIL ADDRESS: STREET 1: CBL & ASSOCIATES PROPERTIES INC STREET 2: ONE PARK PLACE 6148 LEE HWY CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBL & ASSOCIATES PROPERTIES INC CENTRAL INDEX KEY: 0000910612 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 621545718 STATE OF INCORPORATION: DE FISCAL YEAR END: 0502 BUSINESS ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238550001 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2012-12-27 2013-01-16 0000910612 CBL & ASSOCIATES PROPERTIES INC CBL 0000936808 LEBOVITZ CHARLES B 2030 HAMILTON PLACE BLVD., SUITE 500 CHATTANOOGA TN 374216000 1 1 1 Chairman of the Board Common Stock 634068.387 D Common Stock 1262105.764 I By Corporation Common Stock 14388.911 I By Spouse Common Stock 45726.1228 I By Trust Common Units 2012-12-27 5 G 0 E 9650 0 A 2043-11-23 Common Stock 9650 9650 I By Trust Common Units 2012-12-27 5 G 0 E 7431 0 A 2043-11-23 Common Stock 7431 17081 I By Trust Common Units 2043-11-03 Common Stock 756350 756350 D Common Units 2043-11-03 Common Stock 15729378 15729378 I By Corporation Common Units 2043-11-03 Common Stock 489071 489071 I By Partnership Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the Operating Partnership), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 16,991,880 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The Common Units are exerciseable on a 1 to 1 ratio with no exercise price. Gifts to Trusts f/b/o granchildren of the Reporting Person, for which the Reporting Person serves as Trustee. Immediately exercisable. Includes 15,520,703 Common Units owned directly by CBL & Associates, Inc., a corporation controlled by the Reporting Person, and 208,675 Common Units owned by four general partnerships controlled by CBL & Associates, Inc. Common Units owned by College Station Associates, a general partnership controlled by the Reporting Person. /s/ Charles B. Lebovitz 2013-02-13