SC 13D/A 1 0001.txt AMENDMENT NO. 6 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 6) Under the Securities Exchange Act of 1934 CBL & ASSOCIATES PROPERTIES, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 124830100 (CUSIP Number) Charles B. Lebovitz CBL & Associates Properties, Inc. Chairman and Chief Executive Officer One Park Place 6148 Lee Highway Chattanooga, Tennessee 37421 (423) 855-0001 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) With A Copy To: Yaacov M. Gross, Esq. Willkie Farr & Gallagher 787 Seventh Avenue New York, New York 10019 (212) 728-8000 September 25, 2000 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box. [ ] Continued on following page(s) Page 1 of 22 Pages SCHEDULE 13D ------------------- ------------------ CUSIP No. 124830100 Page 2 of 22 Pages ------------------- ------------------ ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Charles B. Lebovitz ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------- -------------------------------------------------------------------- 3 SEC USE ONLY ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO ----------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 9,638,082 --------- ------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES 101,600 BENEFICIALLY OWNED BY --------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 9,638,082 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 101,600 ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 9,739,682 ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.3% ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D ------------------- ------------------ CUSIP No. 124830100 Page 3 of 22 Pages ------------------- ------------------ ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CBL & Associates, Inc. ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------- -------------------------------------------------------------------- 3 SEC USE ONLY ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO ----------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 8,805,243 --------- ------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY --------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 8,805,243 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 9,739,682 ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.3% ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D ------------------- ------------------ CUSIP No. 124830100 Page 4 of 22 Pages ------------------- ------------------ ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON College Station Associates ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------- -------------------------------------------------------------------- 3 SEC USE ONLY ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO ----------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 228,194 --------- ------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY --------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 228,194 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 9,739,682 ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.3% ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D ------------------- ------------------ CUSIP No. 124830100 Page 5 of 22 Pages ------------------- ------------------ ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CBL Employees Partnership / Conway ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------- -------------------------------------------------------------------- 3 SEC USE ONLY ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO ----------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 27,157 --------- ------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY --------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 27,157 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 9,739,682 ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.3% ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D ------------------- ------------------ CUSIP No. 124830100 Page 6 of 22 Pages ------------------- ------------------ ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Foothills Plaza Partnership ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------- -------------------------------------------------------------------- 3 SEC USE ONLY ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO ----------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 43,296 --------- ------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY --------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 43,296 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 9,739,682 ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.3% ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D ------------------- ------------------ CUSIP No. 124830100 Page 7 of 22 Pages ------------------- ------------------ ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Girvin Road Partnership ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------- -------------------------------------------------------------------- 3 SEC USE ONLY ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO ----------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 3,385 --------- ------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY --------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 3,385 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 9,739,682 ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.3% ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D ------------------- ------------------ CUSIP No. 124830100 Page 8 of 22 Pages ------------------- ------------------ ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warehouse Partnership ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------- -------------------------------------------------------------------- 3 SEC USE ONLY ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO ----------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 23,528 --------- ------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY --------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 23,528 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 9,739,682 ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.3% ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D ------------------- ------------------ CUSIP No. 124830100 Page 9 of 22 Pages ------------------- ------------------ ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Trust u/w Moses Lebovitz, FBO Charles B. Lebovitz ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------- -------------------------------------------------------------------- 3 SEC USE ONLY ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO ----------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 0 --------- ------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES 50,800 BENEFICIALLY OWNED BY --------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 50,800 ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 9,739,682 ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.3% ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D ------------------- ------------------- CUSIP No. 124830100 Page 10 of 22 Pages ------------------- ------------------- ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Trust u/w Moses Lebovitz, FBO Faye L. Peterken (f/k/a Faye Israel) ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------- -------------------------------------------------------------------- 3 SEC USE ONLY ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO ----------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 0 --------- ------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES 50,800 BENEFICIALLY OWNED BY --------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 50,800 ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 9,739,682 ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.3% ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D ------------------- ------------------- CUSIP No. 124830100 Page 11 of 22 Pages ------------------- ------------------- ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stephen D. Lebovitz ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------- -------------------------------------------------------------------- 3 SEC USE ONLY ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO ----------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 442,000 --------- ------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY --------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 442,000 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 442,000 ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D ------------------- ------------------- CUSIP No. 124830100 Page 12 of 22 Pages ------------------- ------------------- ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John N. Foy ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------- -------------------------------------------------------------------- 3 SEC USE ONLY ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO ----------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 399,002 --------- ------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY --------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 339,002 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 339,002 ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.6% ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. This Amendment No. 6 to Schedule 13D is filed on behalf of Charles B. Lebovitz ("Lebovitz"), CBL & Associates, Inc., a Tennessee corporation ("CBL"), College Station Associates, a Tennessee general partnership ("College Station"), CBL Employees Partnership / Conway, a Tennessee general partnership ("CBL Employees"), Foothills Plaza Partnership, a Tennessee general partnership ("Foothills"), Girvin Road Partnership, a Tennessee general partnership ("Girvin"), Warehouse Partnership, a Tennessee general partnership ("Warehouse"), Trust U/W Moses Lebovitz f/b/o/ Charles B. Lebovitz ("CBL Trust"), Trust U/W Moses Lebovitz f/b/o/ Faye L. Peterken (f/k/a Faye Israel) ("Peterken Trust"), Stephen D. Lebovitz ("SDL") and John N. Foy ("Foy" and all such persons, collectively, the "Reporting Persons"), and amends and supplements the Schedule 13D, dated November 3, 1993, as amended by Amendment No. 1 thereto filed on November 30, 1993, Amendment No. 2 thereto filed on December 30, 1993, Amendment No. 3 thereto filed on December 2, 1994, Amendment No. 4 thereto filed on September 25, 1995, and Amendment No. 5 thereto filed on January 22, 1997 (as so amended, the "Schedule 13D") with respect to the common stock, par value $0.01 per share (the "Common Stock") of CBL & Associates Properties, Inc. (the "Issuer"). This Amendment No. 6 to Schedule 13D and is being filed pursuant to Rule 13d-2 of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to reflect certain events which occurred on September 25, 2000. The Schedule 13D is hereby amended and supplemented as follows: Item 1. Security and Issuer This statement related to the Common Stock of the Issuer. The Issuer's principal executive offices are located at One Park Place, 6148 Lee Highway, Chattanooga, Tennessee 37421. Item 2. Identity and Background. Item 2 of the Schedule 13D is hereby amended and supplemented by adding the following: (a), (b), (c) The following individuals are being added as Reporting Persons pursuant to this Amendment No. 6: The principal occupation of SDL, a natural person, is to act as Director, President and Secretary of the Issuer. The business address of SDL is c/o CBL & Associates Properties, Inc., Watermill Center, 800 South Street, Waltham, MA 02154. The principal occupation of Foy, a natural person, is to act as Vice Chairman of the Board of Directors, Chief Financial Officer and Treasurer of the Issuer. The business address of Foy is c/o CBL & Associates Properties, Inc., One Park Place, 6148 Lee Highway, Chattanooga, Tennessee 37421. (d) None of the Reporting Persons, nor, to the best of their knowledge, any of the directors, executive officers, general partners or members referred to in paragraph (a) has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). 13 (e) None of the Reporting Persons nor, to the best of their knowledge, any of the directors, executive officers, general partners or members referred to in paragraph (a) above has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Each of the individuals referred to in paragraph (a) above is a United States citizen. Item 3. Source and Amount of Funds or Other Consideration. Item 3 of the Schedule 13D is hereby amended and supplemented by adding, after the last paragraph thereof, the following: SDL and Foy acquired beneficial ownership of their shares of Common Stock using their private funds and through the award of shares and options to acquire shares of Common Stock under to the Issuer's stock incentive plan. Item 4. Purpose of Transaction. Item 4 of the Schedule 13D is hereby amended and supplemented by adding, after the last paragraph thereof, the following: On September 25, 2000, the Issuer announced that it had entered into a Master Contribution Agreement (the "Master Contribution Agreement") with CBL & Associates Limited Partnership (the "Operating Partnership") and certain affiliates of The Richard E. Jacobs Group, Inc. ("Jacobs"), pursuant to which the Issuer will acquire interests in a portfolio of 21 regional malls and two associated centers for a purchase price of approximately $1.2 billion. Closing of the transaction is subject to, among other things, approval of the Issuer's stockholders. In connection with the execution of the Master Contribution Agreement, the Issuer, the Operating Partnership, Lebovitz, SDL, Foy, Jacobs and Martin J. Cleary, entered into a Voting and Standstill Agreement dated as of September 25, 2000 (the "Voting and Standstill Agreement"). Under the Voting and Standstill Agreement, among other things, Lebovitz, SDL and Foy agreed to (1) vote their shares of Common Stock to approve the issuance of the Special Common Units of the Operating Partnership and to authorize all other acts necessary to effect the acquisition and the other transactions contemplated by the Master Contribution Agreement and (2) vote their shares of Common Stock in favor of the election or re-election, as the case may be, of the two Jacobs designees (or such lower number in accordance with the Voting and Standstill Agreement) to the board of directors of the Issuer until the twelfth (12th) anniversary of the initial closing date of the acquisition. 14 The foregoing summary of the Voting and Standstill Agreement is qualified in its entirety by reference to this Agreement, a copy of which is set forth as Exhibits 2 and which is incorporated by reference herein. Item 5. Interest in Securities of the Issuer. Item 5 of the Schedule 13D is hereby amended and supplemented by adding the following: (a) The Reporting Persons beneficially own shares of Common Stock of the Issuer by virtue of their ownership of shares of Common Stock, options to acquire shares of Common Stock under the Issuer's stock incentive plan and limited partnership interests in the Operating Partnership which can be exchangeable upon the exercise of exchange or conversion rights (the "CBL Rights") by the Reporting Persons for, at the election of the Issuer, (i) shares of Common Stock (on a one-for-one basis) subject to the ownership limits set forth in the Issuer's certificate on incorporation, or (ii) their cash equivalent (based on the trading price of the Common Stock). Each Reporting Person other than SDL and Foy disclaims beneficial ownership of all the Common Stock beneficially owned by SDL and Foy. SDL disclaims beneficial ownership of all the Common Stock beneficially owned by each of the Reporting Persons other than SDL. Foy disclaims beneficial ownership of all the Common Stock beneficially owned by each of the Reporting Persons other than Foy. Pursuant to Rule 13d-4 promulgated under the Exchange Act, the filing of this statement on Schedule 13D shall not be construed as an admission by any Reporting Person that such Reporting Person is, for purposes of Section 13(d) or 13(g) of the Exchange Act, the beneficial owner of the securities covered by this statement on Schedule 13D. As of the date hereof, the beneficial ownership of Common Stock of each of the Reporting Persons, the adjusted amounts of Common Stock to be outstanding and the percentage of said ownership are set forth in the table below.
------------------------ ------------------- ------------------ ------------------- ---------------- Class of No. of Shares Adjusted No. Percentage Security Beneficially of Shares to be Beneficially Owned Outstanding Owned ------------------------ ------------------- ------------------ ------------------- ---------------- Lebovitz Common Stock 9,739,682 33,213,393 29.3% ------------------------ ------------------- ------------------ ------------------- ---------------- CBL Common Stock 8,805,243 32,335,496 27.3% ------------------------ ------------------- ------------------ ------------------- ---------------- College Station Common Stock 228,194 25,228,501 .9% ------------------------ ------------------- ------------------ ------------------- ---------------- CBL Employees Common Stock 27,157 25,027,464 .1% ------------------------ ------------------- ------------------ ------------------- ---------------- Foothills Common Stock 43,296 25,043,603 .2% ------------------------ ------------------- ------------------ ------------------- ---------------- Girvin Common Stock 3,385 25,003,692 .0% ------------------------ ------------------- ------------------ ------------------- ---------------- Warehouse Common Stock 23,528 25,023,835 .0% ------------------------ ------------------- ------------------ ------------------- ---------------- CBL Trust Common Stock 50,800 25,051,107 .2% ------------------------ ------------------- ------------------ ------------------- ---------------- Peterken Trust Common Stock 50,800 25,051,107 .2% ------------------------ ------------------- ------------------ ------------------- ---------------- SDL Common Stock 442,000 (1) 25,382,643 1.7% ------------------------ ------------------- ------------------ ------------------- ---------------- Foy Common Stock 399,002 (2) 25,320,148 1.6% ------------------------ ------------------- ------------------ ------------------- ----------------
15 (1) Includes 59,664 shares owned directly, 238,936 shares that may be acquired upon exercise of the CBL Rights and options to acquire 143,400 shares that are exercisable within 60 days. (2) Includes 79,161 shares owned directly, 189,241 share that may be acquired upon exercise of the CBL Rights and options to acquire 130,600 shares that are exercisable within 60 days. (b) The number of shares beneficially owned by each Reporting Person with sole voting power, shared voting power, sole dispositive power and shared dispositive power is set forth in the table below.
------------------------ ---------------- ------------------- ---------------------- -------------------------------- Sole Voting Shared Voting Sole Dispositive Shared Dispositive Power Power Power Power ------------------------ ---------------- ------------------- ---------------------- -------------------------------- Lebovitz 9,638,082 101,600 9,638,082 101,600 ------------------------ ---------------- ------------------- ---------------------- -------------------------------- CBL 8,805,243 0 8,805,243 0 ------------------------ ---------------- ------------------- ---------------------- -------------------------------- College Station 228,194 0 228,194 0 ------------------------ ---------------- ------------------- ---------------------- -------------------------------- CBL Employees 27,157 0 27,157 0 ------------------------ ---------------- ------------------- ---------------------- -------------------------------- Foothills 43,296 0 43,296 0 ------------------------ ---------------- ------------------- ---------------------- -------------------------------- Girvin 3,385 0 3,385 0 ------------------------ ---------------- ------------------- ---------------------- -------------------------------- Warehouse 23,528 0 23,528 0 ------------------------ ---------------- ------------------- ---------------------- -------------------------------- CBL Trust 50,800 0 50,800 0 ------------------------ ---------------- ------------------- ---------------------- -------------------------------- Peterken Trust 50,800 0 50,800 0 ------------------------ ---------------- ------------------- ---------------------- -------------------------------- SDL 442,000 0 442,000 0 ------------------------ ---------------- ------------------- ---------------------- -------------------------------- Foy 399,002 0 399,002 0 ------------------------ ---------------- ------------------- ---------------------- --------------------------------
(c) SDL received awards, under the Issuer's stock incentive plan, of 953 shares of Common Stock on August 14, 2000 and 976 shares of Common Stock on August 29, 2000. Except as set forth in the previous sentence, during the last sixty days there were no transactions effected by the Reporting Persons. (d) Except as set forth in this Item 5, no person other than each respective record owner referred to herein of securities is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. Item 6 of the Schedule 13D is hereby amended and supplemented by adding, after the last paragraph thereof, the following: Pursuant to Rule 13d-1(k) promulgated under the Exchange Act, the Reporting Persons have entered into an agreement with respect to the joint filing of this statement, and any amendment or amendments hereto. 16 In connection with the acquisition contemplated in the Master Contribution Agreement, On September 25, 2000, a Voting and Standstill Agreement was entered into by the Issuer, the Operating Partnership, Lebovitz, SDL, Foy, Jacobs and Martin J. Cleary, as more fully described herein in Item 4 above. Except as referred to above, there are no contracts, arrangements, understandings or relationships among the persons named in Item 2 or between such persons and any other entity with respect to any securities of the Issuer. Item 7. Material to be Filed as Exhibits. The following is added to Item 7: 1. Exhibit 1 - Joint Filing Agreement, dated as of October 4, 2000, by and among the Reporting Persons. 2. Exhibit 2 - Voting and Standstill Agreement, dated as of September 25, 2000, by and among the Issuer, the Operating Partnership, Lebovitz, SDL, Foy, Jacobs and Martin J. Cleary. 17 SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: October 4, 2000 CHARLES B. LEBOVITZ /s/ Charles B. Lebovitz ------------------------------ Charles B. Lebovitz Dated: October 4, 2000 CBL & ASSOCIATES, INC. By: /s/ Charles B. Lebovitz ------------------------------ Charles B. Lebovitz President Dated: October 4, 2000 COLLEGE STATION ASSOCIATES By: /s/ Charles B. Lebovitz ------------------------------ Charles B. Lebovitz, as managing general partner Dated: October 4, 2000 CBL EMPLOYEES PARTNERSHIP / CONWAY By: CBL & Associates, Inc., as managing general partner By: /s/ Charles B. Lebovitz ------------------------------ Charles B. Lebovitz President Dated: October 4, 2000 FOOTHILLS PLAZA PARTNERSHIP By: CBL & Associates, Inc., as managing partner By: /s/ Charles B. Lebovitz ------------------------------ Charles B. Lebovitz President Dated: October 4, 2000 GIRVIN ROAD PARTNERSHIP By: CBL & Associates, Inc., as managing general partner By: /s/ Charles B. Lebovitz ------------------------------ Charles B. Lebovitz President Dated: October 4, 2000 WAREHOUSE PARTNERSHIP By: CBL & Associates, Inc., as managing general partner By: /s/ Charles B. Lebovitz ------------------------------ Charles B. Lebovitz President Dated: October 4, 2000 TRUST U/W MOSES LEBOVITZ F/B/O/ CHARLES B. LEBOVITZ By: /s/ Charles B. Lebovitz ------------------------------ Charles B. Lebovitz, as trustee Dated: October 4, 2000 TRUST U/W MOSES LEBOVITZ F/B/O/ FAYE L. PETERKEN By: /s/ Charles B. Lebovitz ------------------------------ Charles B. Lebovitz, as trustee Dated: October 4, 2000 STEPHEN D. LEBOVITZ /s/ Stephen D. Lebovitz ------------------------------ Stephen D. Lebovitz Dated: October 4, 2000 JOHN N. FOY /s/ John N. Foy ------------------------------ John N. Foy