-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MXY6Pd9BhRVH35jbl6bAGxxo2DSCFbHjhYlb3UFKUs5aLVr8R3jBk9OA0Xd7eX4f pDzJ7tI82GepchXM1YbmEQ== 0000898822-97-000847.txt : 19970912 0000898822-97-000847.hdr.sgml : 19970912 ACCESSION NUMBER: 0000898822-97-000847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970831 FILED AS OF DATE: 19970910 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REGENCY REALTY CORP CENTRAL INDEX KEY: 0000910606 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 593191743 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-12298 FILM NUMBER: 97678117 BUSINESS ADDRESS: STREET 1: 121 WEST FORSYTH ST STREET 2: STE 200 CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043567000 MAIL ADDRESS: STREET 1: 121 W FORSYTH STREET STREET 2: SUITE 200 CITY: JACKSONVILLE STATE: FL ZIP: 32202 COMPANY DATA: COMPANY CONFORMED NAME: SECURITY CAPITAL U S REALTY CENTRAL INDEX KEY: 0001013705 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 69 ROUTE D ESCH STREET 2: L 1470 CITY: LUXEMBOURG 4 1 FORM 4 - 8/97 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Security Capital U.S. Realty 86 Jermyn Street London SW1Y 6JD, UNITED KINGDOM 2. Issuer Name and Ticker or Trading Symbol Regency Realty Corporation REG 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 8/97 5. If Amendment, Date of Original (Month/Year) 6/96 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |8/11/ |P | |95,939* |A |$27.25 |9,499,439 |I | By Security Capital | |97 | | | | | | | | Holdings S.A. | | | | | | | | | | (a wholly owned | | | | | | | | | | subsidiary) | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/28/ |P | |1,050,000** |A |$22.125 |10,549,439 |I | By Security Capital | |97 | | | | | | | | Holdings S.A. | | | | | | | | | | (a wholly owned | | | | | | | | | | subsidiary) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
* The transaction is more fully desribed in the Amendment No. 4 to Schedule 13D filed on August 15, 1997 by Security Capital U.S. Realty and Security Capital Holdings S.A. ** The transaction is more fully described in the Amendment No. 5 to Schedule 13D to be filed by Security Capital U.S. Realty and Security Capital Holdings S.A.
___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Right to Purchase* |$22.125 |8/28/|C | |1,050,000 |D |var- |var- |Common Stock|1,050, |n/a |700,000 |I |By Security | | |97 | | | | |ies |ies | |000 | | | |Capital | | | | | | | | | | | | | | |Holdings | | | | | | | | | | | | | | |S.A. (a | | | | | | | | | | | | | | |wholly | | | | | | | | | | | | | | |owned | | | | | | | | | | | | | | |subsidiary) | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * The transaction is more fully described in the Amendment No. 5 to Schedule 13D to be filed by Security Capital U.S. Realty and Security Capital Holdings S.A. SIGNATURE OF REPORTING PERSON /s/ David Roth DATE September 9, 1997 -----END PRIVACY-ENHANCED MESSAGE-----