-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ARgA1YIgboN+fgkCklzNONyjjasHmKfzHubeI7f9QNBSA4A3o2g1ug87YoAsQX7f eSm05KzTQ90DulNgLt9kYQ== 0000897069-02-000696.txt : 20020917 0000897069-02-000696.hdr.sgml : 20020917 20020917145442 ACCESSION NUMBER: 0000897069-02-000696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020916 FILED AS OF DATE: 20020917 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: DRUCE J DIX CENTRAL INDEX KEY: 0001174542 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE INDEPENDENT DRIVE STREET 2: SUITE 2201 CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043588441 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REGENCY CENTERS CORP CENTRAL INDEX KEY: 0000910606 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 593191743 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12298 FILM NUMBER: 02765846 BUSINESS ADDRESS: STREET 1: 121 WEST FORSYTH ST STREET 2: STE 200 CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043567000 MAIL ADDRESS: STREET 1: 121 W FORSYTH STREET STREET 2: SUITE 200 CITY: JACKSONVILLE STATE: FL ZIP: 32202 FORMER COMPANY: FORMER CONFORMED NAME: REGENCY REALTY CORP DATE OF NAME CHANGE: 19930813 4 1 dkm161.txt FORM 4 FOR J. DIX DRUCE DATED 09/16/02 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Druce J. Dix - -------------------------------------------------------------------------------- (Last) (First) (Middle) One Independent Square, #2201 - -------------------------------------------------------------------------------- (Street) Jacksonville FL 32202 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Regency Centers Corporation (REG) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year September 16, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [_] 10% Owner [_] Officer (give title below) [_] Other (specify below) _______________________________ ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. Amount of Securities 6. 4. Beneficially Owner- Securities Acquired (A) or Owned ship 2A. 3. Disposed of (D) Following Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of Trans- Execution Code ------------------------------- Trans- (D) or Indirect 1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial Title of Security Date if any ------------ or (Instr. (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 09/16/02 M 2,000 A $18.75 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 F 1,220 D $30.73 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 M 1,000 A $16.75 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 F 545 D $30.73 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 M 1,000 A $17.25 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 F 561 D $30.73 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 M 1,000 A $22.25 - ----------------------------------------------------------------------------------------------------------------------------------- ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) (Form 4-07/98) ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Druce J. Dix - -------------------------------------------------------------------------------- (Last) (First) (Middle) One Independent Square, #2201 - -------------------------------------------------------------------------------- (Street) Jacksonville FL 32202 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Regency Centers Corporation (REG) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year September 16, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [_] 10% Owner [_] Officer (give title below) [_] Other (specify below) _______________________________ ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. Amount of Securities 6. 4. Beneficially Owner- Securities Acquired (A) or Owned ship 2A. 3. Disposed of (D) Following Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of Trans- Execution Code ------------------------------- Trans- (D) or Indirect 1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial Title of Security Date if any ------------ or (Instr. (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 09/16/02 F 724 D $30.73 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 M 3,750 A $21.875 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 F 2,669 D $30.73 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 M 2,500 A $22.0625 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 F 1,795 D $30.73 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 M 1,250 A $24.60 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 F 1,001 D $30.73 - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 09/16/02 M 1,521 A Note 1 35,733 D - ----------------------------------------------------------------------------------------------------------------------------------- ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Note 1: Settlement of dividend equivalent units in connection with exercise of option. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) (Form 4-07/98) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Deriv- Form 2. ative Conver- 5. 7. Secur- Deriv- 11. sion Number of Title and Amount ities ative Nature or 3A. Derivative 6. of Underlying 8. Bene- Secur- of Exer- Deemed 4. Securities Date Securities Price ficially ity: In- cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene- 1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $18.75 09/16/02 M 2,000 11/05/94 11/05/03 Stock 2,000 0 - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $16.75 09/16/02 M 1,000 12/31/95 12/31/04 Stock 1,000 0 - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $17.25 09/16/02 M 1,000 12/31/96 12/31/05 Stock 1,000 0 - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $22.25 09/16/02 M 1,000 12/31/99 12/31/08 Stock 1,000 0 - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $21.875 09/16/02 M 3,750 05/06/00 05/06/09 Stock 3,750 1,250 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $22.0625 09/16/02 M 2,500 05/03/01 05/03/10 Stock 2,500 2,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $24.60 09/16/02 M 1,250 05/01/02 05/01/11 Stock 1,250 3,750 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $30.73 09/16/02 A 1,220 09/16/02 11/05/03 Stock 1,220 1,220 D - ------------------------------------------------------------------------------------------------------------------------------------
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Deriv- Form 2. ative Conver- 5. 7. Secur- Deriv- 11. sion Number of Title and Amount ities ative Nature or 3A. Derivative 6. of Underlying 8. Bene- Secur- of Exer- Deemed 4. Securities Date Securities Price ficially ity: In- cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene- 1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $30.73 09/16/02 A 545 09/16/02 12/31/04 Stock 545 545 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $30.73 09/16/02 A 561 09/16/02 12/31/05 Stock 561 561 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $30.73 09/16/02 A 724 09/16/02 12/31/08 Stock 724 724 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $30.73 09/16/02 A 2,669 09/16/02 05/06/09 Stock 2,669 2,669 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $30.73 09/16/02 A 1,795 09/16/02 05/03/10 Stock 1,795 1,795 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock option Common (right to buy) $30.73 09/16/02 A 1,001 09/16/02 05/01/11 Stock 1,001 1,001 D - ------------------------------------------------------------------------------------------------------------------------------------ Divident Common Equivalent 1 for 1 09/16/02 M 1,521 Note 1 Stock 1,521 0 ====================================================================================================================================
Explanation of Responses: Note 1: Settlement of dividend equivalent units in connection with exercise of option. /s/ Linda Y. Kelso September 17, 2002 - --------------------------------------------- ----------------------- Linda Y. Kelso, as attorney-in-fact Date for J. Dix Druce ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----