-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A9PBozkAftgKzq30WR1vSSxnoga2FBvscmieOvBdCl6gHNVv2LPciU+8G+g8TE+7 N44NoV8RTcdz0XjnHtRTAw== 0000898432-98-000648.txt : 19980930 0000898432-98-000648.hdr.sgml : 19980930 ACCESSION NUMBER: 0000898432-98-000648 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980929 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DECKERS OUTDOOR CORP CENTRAL INDEX KEY: 0000910521 STANDARD INDUSTRIAL CLASSIFICATION: RUBBER & PLASTICS FOOTWEAR [3021] IRS NUMBER: 953015862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-48941 FILM NUMBER: 98716861 BUSINESS ADDRESS: STREET 1: 495-A S FAIRVIEW AVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8059677611 MAIL ADDRESS: STREET 1: 495-A S FAIRVIEW AVE CITY: GOLETA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: DECKERS FOOTWEAR CORP DATE OF NAME CHANGE: 19930811 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LUKEN HENRY GEORGE III CENTRAL INDEX KEY: 0001071118 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 366645034 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 900 FAIRWAY LN CITY: SODDY DAISY STATE: TN ZIP: 37379 BUSINESS PHONE: 4233321314 MAIL ADDRESS: STREET 1: 900 FAIRWAY LANE CITY: SODDY DAISY STATE: TN ZIP: 37379 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Deckers Outdoor Corp. -------------------- (Name of Issuer) Common Stock, par value $.01 ---------------------------- (Title and Class of Securities) 243537107 ---------- (CUSIP Number) Henry George Luken, III 900 Fairway Lane Soddy Daisy, TN 37379 (423) 332-1314 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 17, 1998 ------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 243537107 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entity Only) Henry George Luken, III 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS PF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2 (d) OR 2 (e) 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 7 SOLE VOTING POWER: 440,065 BENEFICIALLY 8 SHARED VOTING POWER: None OWNED BY EACH 9 SOLE DISPOSITIVE POWER 440,065 REPORTING PERSON 10 SHARED DISPOSITIVE POWER None WITH 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 440,065 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.16% 14 TYPE OF REPORTING PERSON IN Item 1. Security and Issuer This statement relates to the common stock, par value $.01 per share (the "Common Stock") of Deckers Outdoor Corp. (the "Company"), a Delaware corporation with its principal executive offices at 495-A South Fairview Ave., Goleta, California 93117. The Company's business phone is (805) 967-7611. Item 2. Identity and Background The person filing this statement is Henry George Luken, III. Mr. Luken's address is 900 Fairway Lane, Soddy Daisy, TN. Mr. Luken is retired. During the last five (5) years, Mr. Luken has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation of such law. Mr. Luken is a U.S. citizen. Item 3. Source and Amount of funds or other consideration. The source of funds used by Mr. Luken was personal funds. The amount of such funds was $2,851,362.05. Item 4. Purpose of Transaction Mr. Luken has acquired the Common Stock for investment purposes and has no plans or proposals which relate or result in any of the events listed in Item 4. Item 5. Interest in Securities of the Issuer. (a) Mr. Luken owns, beneficially 440,065 shares of Common Stock. The number of shares beneficially owned by Mr. Luken constitutes 5.16% of the Common Stock outstanding on August 7, 1998. (b) Mr. Luken has the sole power to vote or direct the voting of and dispose or direct the disposition of the 440,065 shares of Common Stock held directly by Mr. Luken. (c) Mr. Luken has effected the following transactions involving the Company's Common Stock during the 60 days prior to the date of this Statement: TRADE DATE QUANTITY/PAR TOT COST - ---------- ------------ -------- 07/29/98 13000.000 74754.85 07/30/98 5000.000 29379.85 07/31/98 1300.000 7561.10 08/04/98 7000.000 40692.35 08/06/98 7000.000 40254.85 08/07/98 3000.000 17250.00 08/07/98 7000.000 40254.85 08/07/98 5000.000 28437.50 08/14/98 6800.000 37829.85 08/21/98 5000.000 27817.35 08/25/98 5000.000 27192.35 08/27/98 6985.000 37107.81 08/28/98 5000.000 25942.35 08/28/98 7000.000 36312.50 08/28/98 3270.000 16758.75 08/31/98 1500.000 7692.35 08/31/98 10000.000 51250.00 09/01/98 2700.000 13842.35 09/01/98 6200.000 31775.00 09/03/98 4500.000 22786.10 09/04/98 1000.000 5004.85 09/04/98 5000.000 25312.50 09/04/98 1000.000 4937.50 09/04/98 1000.000 4937.50 09/08/98 6000.000 29629.85 09/09/98 4060.000 19797.35 09/10/98 8150.000 39736.10 09/10/98 1500.000 7218.75 09/15/98 5100.000 24548.60 09/16/98 5000.000 24067.35 09/17/98 21800.000 104917.35 Item 6. Contracts, Arrangements, Understandings or Relationships with respect to the Securities of the Issuer. There are no contracts, agreements, understandings or relationships with respect to the securities of the Company. Item 7. Material to be filed as Exhibits. There are no materials to be filed as an exhibit to this Schedule 13D. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 28, 1998 /s/ Henry George Luken, III - ------------------ --------------------------- Date Henry George Luken, III -----END PRIVACY-ENHANCED MESSAGE-----