FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
FIDELITY FEDERAL BANCORP [ FFED ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/31/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/31/2004 | M | 55,249 | A | $1.81 | 519,684 | I | By Pedcor Bancorp | ||
Common Stock | 03/31/2004 | M | 939,227 | A | $1.81 | 6,379,185 | I | By Pedcor Financial, LLC | ||
Common Stock | 05/14/2004 | M | 252,042 | A | $1.81 | 6,631,227 | I | By Pedcor Financial, LLC | ||
Common Stock | 07/07/2004 | S | 43,190 | D | (1) | 184,767 | D | |||
Common Stock | 07/07/2004 | S | 197,379 | D | (1) | 322,305 | I | By Pedcor Bancorp | ||
Common Stock | 07/07/2004 | P | 326,949 | D | (1) | 6,958,176 | I | By Pedcor Financial, LLC |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Option (right to buy) | $4.31 | (2) | 05/19/2010 | Common Stock | 4,800 | 4,800 | D | ||||||||
Common Stock Warrants (right to buy) | $2.5 | (2) | 02/28/2012 | Common Stock | 386,619 | 386,619 | I | By Pedcor Financial, LLC | |||||||
Common Stock Warrants (right to buy) | $2.5 | (2) | 02/28/2012 | Common Stock | 24,666 | 24,666 | I | By Pedcor Bancorp | |||||||
Director Stock Option (right to buy) | $4.42 | (2) | 05/01/2012 | Common Stock | 5,000 | 5,000 | D |
Explanation of Responses: |
1. On July 7, 2004 Bruce Cordingley, Phillip Stoffregen and Gerald Pedigo each transferred 43,190 shares (an aggregate of 129,570 shares) of Fidelity Federal Bancorp stock to Pedcor Financial, LLC in exchange for 110,761 shares (an aggregate of 332,283 shares) of Pedcor Financial, LLC stock, and Pedcor Bancorp transferred 197,379 shares of Fidelity Federal Bancorp stock to Pedcor Financial in exchange for 506,181 shares of Pedcor Financial, LLC stock. The exchanges were performed on the basis of Pedcor Financial, LLC's March 31, 2004 book value of $.62 per share and Fidelity Federal Bancorp's market value of $1.59 per share. |
2. Immediately |
Remarks: |
/s/ Gerald K. Pedigo | 07/09/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |