-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VIVVgnUtcLMB1CA8H7VxHupgwViHfwTTA0GsiGRqSiSZm7pjDuXNkdNnxzzTrDNS qrvtQB4RFysIK+/c/AeTLA== 0000926274-00-000509.txt : 20001222 0000926274-00-000509.hdr.sgml : 20001222 ACCESSION NUMBER: 0000926274-00-000509 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001221 GROUP MEMBERS: BARRY, INC. GROUP MEMBERS: BOAH ASSOCIATES GROUP MEMBERS: SCHNAKENBURG BARRY ALLEN GROUP MEMBERS: U. S. INDUSTRIES GROUP INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIDELITY FEDERAL BANCORP CENTRAL INDEX KEY: 0000910492 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 351894432 STATE OF INCORPORATION: IN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-45583 FILM NUMBER: 793482 BUSINESS ADDRESS: STREET 1: 700 S GREEN RIVER ROAD STREET 2: SUITE 2000 CITY: EVANSVILLE STATE: IN ZIP: 47715 BUSINESS PHONE: 8124692100 MAIL ADDRESS: STREET 1: 18 NW FOURTH ST STREET 2: PO BOX 1347 CITY: EVANSVILLE STATE: IN ZIP: 47706-1347 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHNAKENBURG BARRY ALLEN CENTRAL INDEX KEY: 0000935009 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 8701 PETERSBURG ROAD CITY: EVANSVILLE STATE: IN ZIP: 47711 MAIL ADDRESS: STREET 1: 8701 PETERSBURG ROAD CITY: EVANSVILLE STATE: IN ZIP: 47711 SC 13G 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __________*) Fidelity Federal Bancorp - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 315921106 --------------------------------------------------------- (CUSIP Number) November 6, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 315921106 Page 2 of 9 Pages --------- - - - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Barry A. Schnakenburg - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 228,086(1) ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 228,086(1) ----------------------------------------------------------------- PERSON 8. SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 228,086 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- (1) Represents (a) Common Stock owned of record by Barry A. Schnakenburg (45,738 shares), Barry, Inc. (63,263 shares), BOAH Associates (40,378 shares), U.S. Industries Group Inc. (24,948 shares) and Darby D. Schnakenburg (5,775 shares); (b) Common Stock owned of record by Otto H. Schnakenburg (27,887 shares), which is subject to a power of attorney giving Barry A. Schnakenburg the sole power to vote and dispose of such shares; and (c) currently exercisable options held by Barry A. Schnakenburg to purchase 20,097 shares of Common Stock. SCHEDULE 13G CUSIP No. 315921106 Page 3 of 9 Pages --------- - - - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Barry, Inc. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Indiana - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 63,263(1) ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 63,263(1) ----------------------------------------------------------------- PERSON 8. SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 63,263 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.4% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- (1) Power is exercised through its President, Barry A. Schnakenburg. SCHEDULE 13G CUSIP No. 315921106 Page 4 of 9 Pages --------- - - - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) BOAH Associates - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Indiana - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 40,378(1) ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 40,378(1) ----------------------------------------------------------------- PERSON 8. SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 40,378 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .9% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- (1) Power is exercised through its Managing Partner, Barry A. Schnakenburg. SCHEDULE 13G CUSIP No. 315921106 Page 5 of 9 Pages --------- - - - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) U. S. Industries Group Inc. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Indiana - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 24,948(1) ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 24,948(1) ----------------------------------------------------------------- PERSON 8. SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 24,948 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .5% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- (1) Power is exercised through its President, Barry A. Schnakenburg. Item 1. (a) Name of Issuer: Fidelity Federal Bancorp (b) Address of Issuer's Principal Executive Offices: 700 S. Green River Road, Suite 2000 Evansville, Indiana 47715 Item 2. (a) Name of Person Filing: Barry A. Schnakenburg Barry, Inc. BOAH Associates U. S. Industries Group Inc. (b) Address of Principal Business Office or, if none, Residence: 1701 First Avenue Evansville, Indiana 47710 (c) Citizenship: Barry A. Schnakenburg is a citizen of the United States. Barry, Inc. is an Indiana corporation. BOAH Associates is an Indiana general partnership. U.S. Industries Group Inc. is an Indiana corporation. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 315921106 Item 3. If this statement is filed pursuant to Section 240.13d-1(b) or Section 240.13d-2(b) or (d), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d-1(b) (1)(ii)(J). Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: Barry A. Schnakenburg: 228,086 Barry, Inc.: 63,263 BOAH Associates: 40,378 U.S. Industries Group Inc.: 24,948 (b) Percent of class: Barry A. Schnakenburg: 5% Barry, Inc.: 1.4% BOAH Associates: .9% U.S. Industries Group Inc.: .5% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote Barry A. Schnakenburg: 228,086 Barry, Inc.: 63,263 BOAH Associates: 40,378 U.S. Industries Group Inc.: 24,948 (ii) Shared power to vote or to direct the vote Barry A. Schnakenburg: 0 Barry, Inc.: 0 BOAH Associates: 0 U.S. Industries Group Inc.: 0 (iii) Sole power to dispose or to direct the disposition of Barry A. Schnakenburg: 228,086 Barry, Inc.: 63,263 BOAH Associates: 40,378 U.S. Industries Group Inc.: 24,948 (iv) Shared power to dispose or to direct the disposition of Barry A. Schnakenburg: 0 Barry, Inc.: 0 BOAH Associates: 0 U.S. Industries Group Inc.: 0 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. o Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not Applicable. Item 8. Identification and Classification of Members of the Group See Exhibit A. Item 9. Notice of Dissolution of Group Not Applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 21, 2000 /s/ Barry A. Schnakenburg -------------------------------- Barry A. Schnakenburg BARRY, INC. By: /s/ Barry A. Schnakenburg -------------------------------- Barry A. Schnakenburg, President BOAH ASSOCIATES By: /s/ Barry A. Schnakenburg -------------------------------- Barry A. Schnakenburg, Managing Partner U. S. INDUSTRIES GROUP INC. By: /s/ Barry A. Schnakenburg -------------------------------- Barry A. Schnakenburg, President EXHIBIT A --------- Identification and Classification of Members of the Group Pursuant to Rule 13d-1(k)(1) under the Securities and Exchange Act of 1934, the members of the group making this joint filing are identified as follows: Name Identification Barry A. Schnakenburg President of Barry, Inc. and U.S. Industries Group Inc.; Managing Partner of BOAH Associates Barry, Inc. An Indiana corporation which is solely owned by Barry A. Schnakenburg BOAH Associates An Indiana general partnership which is equally owned by Barry A. Schnakenburg and Otto H. Schnakenburg U.S. Industries Group Inc. An Indiana corporation which is owned by Barry A. Schnakenburg (42%) and Otto H. Schnakenburg (58%) EXHIBIT B Joint Filing Agreement Pursuant to Rule 13d-1 This agreement is made pursuant to Rule 13d-1(k)(1) under the Securities and Exchange Act of 1934 (the "Act") by and among the parties listed below, each referred to herein as a "Joint Filer." The Joint Filers agree that a statement of beneficial ownership as required by Sections 13(g) or 13(d) of the Act and the Rules thereunder may be filed on each of their behalf on Schedule 13G or Schedule 13D, as appropriate, and that said joint filing may thereafter be amended by further joint filings. The Joint Filers state that they each satisfy the requirements for making a joint filing under Rule 13d-1. Date: December 21, 2000 /s/ Barry A. Schnakenburg -------------------------------- Barry A. Schnakenburg BARRY, INC. By: /s/ Barry A. Schnakenburg -------------------------------- Barry A. Schnakenburg, President BOAH ASSOCIATES By: /s/ Barry A. Schnakenburg -------------------------------- Barry A. Schnakenburg, Managing Partner U. S. INDUSTRIES GROUP INC. By: /s/ Barry A. Schnakenburg -------------------------------- Barry A. Schnakenburg, President -----END PRIVACY-ENHANCED MESSAGE-----