-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/iKD33OSQdt3MDdH8G3SUg9T6jVB5UYfD8XKFOqqXTO/0DvdYH2MynjFPpqqkPg 3w7evp4r88VuyfAw9w2lgg== 0000929624-98-000316.txt : 19980218 0000929624-98-000316.hdr.sgml : 19980218 ACCESSION NUMBER: 0000929624-98-000316 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD GROUP MEMBERS: BANKAMERICA CORP GROUP MEMBERS: BANKAMERICA CORPORATION GROUP MEMBERS: BAYVIEW HOLDINGS, INC. GROUP MEMBERS: ROBERTSON STEPHENS INVESTMENT MANAGEMENT CO. GROUP MEMBERS: ROBERTSON, STEPHENS & COMPANY INVESTMENT MNGMT LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HAIN FOOD GROUP INC CENTRAL INDEX KEY: 0000910406 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 223240619 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47517 FILM NUMBER: 98540081 BUSINESS ADDRESS: STREET 1: 50 CHARLES LINDBERGH BLVD CITY: UNIONDALE STATE: NY ZIP: 11553 BUSINESS PHONE: 5162376200 MAIL ADDRESS: STREET 1: 50 CHARLES LINBERGH BLVD CITY: UNIONDALE STATE: NY ZIP: 11553 FORMER COMPANY: FORMER CONFORMED NAME: KINERET ACQUISITION CORP DATE OF NAME CHANGE: 19931021 FORMER COMPANY: FORMER CONFORMED NAME: 21ST CENTURY FOOD PRODUCTS CORP DATE OF NAME CHANGE: 19930830 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKAMERICA CORP CENTRAL INDEX KEY: 0000009672 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941681731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CTR STREET 2: 555 CALIFORNIA ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156223530 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 SC 13D/A 1 SCHEDULE 13D AMENDMENT NO. 2 ------------------------------ OMB APPROVAL ------------------------------ OMB NUMBER: 3235-0145 EXPIRES: AUGUST 31, 1999 ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE....14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* HAIN FOOD GROUP, INC. - -------------------------------------------------------------------------------- (Name of Issuer) 405219106 - -------------------------------------------------------------------------------- (CUSIP Number) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) CHERYL SOROKIN, EXECUTIVE VICE PRESIDENT AND SECRETARY BANKAMERICA CORPORATION, CORPORATE SECRETARY'S OFFICE #13018 555 CALIFORNIA STREET, SAN FRANCISCO, CA 94104 (415) 622-3530 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 1/15/98 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [___]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 405219106 - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robertson, Stephens & Company Investment Management, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* oo - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------------------------ BENEFICIALLY 8. SHARED VOTING POWER 328,900 shares (Includes shares held by OWNED BY The Robertson Stephens Orphan Fund of which Robertson, EACH Stephens & Company Investment Management, L.P. and Bayview REPORTING Investors, Ltd. are the general partners. Robertson Stephens PERSON Investment Management Co. is general partner of Robertson, WITH Stephens & Company Investment Management, L.P. includes shares held by The Robertson Stephens Orphan Offshore Fund, L.P. of which Robertson, Stephens & Company Investment Management, L.P. is general partner. Includes shares held by The Robertson Stephens Global Low-Priced Stock Fund of which Robertson, Stephens & Company Investment Management, L.P. is investment adviser. See Item 5.) ------------------------------------------------------------------ 9. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------ 10. SHARED DISPOSITIVE POWER 328,900 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 328,900 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.8% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------- 2 CUSIP No. 405219106 - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bayview Holdings, Inc. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* oo - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------------------------ BENEFICIALLY 8. SHARED VOTING POWER 200,000 shares (Includes shares held by OWNED BY The Robertson Stephens Orphan Fund of which Robertson, EACH Stephens & Company Investment Management, L.P. and Bayview REPORTING Investors, Ltd. are the general partners. Bayview Holdings, PERSON Inc. is managing member of Robertson, Stephens & Company WITH Private Equity Holdings, Inc. is managing member of Robertson, Stephens & Company Private Equity Group, L.L.C. which is general partner of Bayview Investors, Ltd. See Item 5.) ------------------------------------------------------------------ 9. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------ 10. SHARED DISPOSITIVE POWER 200,000 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 200,000 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.3% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- 3 CUSIP No. 405219106 - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robertson Stephens Investment Management Co. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* oo - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------------------------ BENEFICIALLY 8. SHARED VOTING POWER 328,900 shares (Includes shares held by OWNED BY The Robertson Stephens Orphan Fund of which Robertson, EACH Stephens & Company Investment Management, L.P. and Bayview REPORTING Investors, Ltd. are the general partners. Bayview Holdings, PERSON Inc. is managing member of Robertson, Stephens & Company WITH Private Equity Group, L.L.C. which is general partner of Bayview Investors, Ltd. Robertson Stephens Investment Management Co. is general partner of Robertson, Stephens & Company Investment Management, L.P. and Bayview Investors, Ltd. Includes shares held by The Robertson Stephens Orphan Offshore Fund, L.P. of which Robertson, Stephens & Company Investment Management, L.P. is general partner. Includes shares held by The Robertson Stephens Global Low-Priced Stock Fund of which Robertson, Stephens & Company Investment Management, L.P. is investment adviser. Robertson Stephens Investment Management Co. owns Bayview Holdings, Inc. See Item 5.) ------------------------------------------------------------------ 9. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------ 10. SHARED DISPOSITIVE POWER 328,900 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 328,900 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.8% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------- 4 CUSIP No. 405219106 - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BankAmerica Corporation - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* oo - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------------------------ BENEFICIALLY 8. SHARED VOTING POWER 328,900 shares (Includes shares held by OWNED BY The Robertson Stephens Orphan Fund of which Robertson, EACH Stephens & Company Investment Management, L.P. and Bayview REPORTING Investors, Ltd. are the general partners. Bayview Holdings, PERSON Inc. is managing member of Robertson, Stephens & Company WITH Private Equity Group, L.L.C. which is general partner of Bayview Investors, Ltd. Robertson Stephens Investment Management Co. is general partner of Robertson, Stephens & Company Investment Management, L.P. and Bayview Investors, Ltd. Includes shares held by The Robertson Stephens Orphan Offshore Fund, L.P. of which Robertson, Stephens & Company Investment Management, L.P. is general partner. Includes shares held by The Robertson Stephens Global Low-Priced Stock Fund of which Robertson, Stephens & Company Investment Management, L.P. is investment adviser. BankAmerica Corporation wholly owns Robertson Stephens Investment Management Co. which owns Bayview Holdings, Inc. See Item 5.) ------------------------------------------------------------------ 9. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------ 10. SHARED DISPOSITIVE POWER 328,900 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 328,900 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.8% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------- 5 ITEM 1: SECURITY AND ISSUER: ------------------- This Amended Schedule 13D is filed with respect to the Common Stock of Hain Food Group, Inc. (the "Company"), 50 Charles Lindbergh Blvd., Uniondale, NY 11553. ITEM 2: IDENTITY AND BACKGROUND. ----------------------- The Amended Schedule 13D is filed on behalf of Robertson, Stephens & Company Investment Management, L.P ("Investment Adviser"), Bayview Holdings, Inc. ("Bayview Holdings"), BankAmerica Corporation ("BAC"), and Robertson Stephens Investment Management Co. ("Robertson Parent"), collectively known as the Filing Parties. This Amended Schedule 13D relates to the direct beneficial ownership in the shares of the Company by The Robertson Stephens Orphan Fund ("Orphan"), The Robertson Stephens Global Low-Priced Stock Fund ("Low- Priced"), and The Robertson Stephens Orphan Offshore Fund, L.P. ("Orphan Offshore") (the "Funds"), and the indirect beneficial ownership of Bayview Investors, Ltd. ("Bayview"), Investment Adviser, Robertson, Stephens & Company Private Equity Group, L.L.C. ("Private Equity Group"), Bayview Holdings, BAC, and Robertson Parent in the shares of the Company held by the Funds. I. (a) Low-Priced is a series of Robertson Stephens Investment Trust ("RSIT"), a Massachusetts business trust. Its investment adviser is Investment Adviser. (b) 555 California Street San Francisco, CA 94104 (principal office and principal place of business) (c) registered investment company II. (a) Orphan is a California limited partnership. Investment Adviser and Bayview are the general partners. (b) 555 California Street San Francisco, CA 94104 (principal office and principal place of business) 6 (c) investments in securities III. (a) Orphan Offshore is a Cayman Islands limited partnership. Investment Adviser is the general partner. (b) 555 California Street San Francisco, CA 94104 (principal office and principal place of business) (c) investment in securities IV. (a) Bayview Holdings is a Delaware corporation. Bayview Holdings, a wholly owned subsidiary of Robertson Parent, is the managing member of Private Equity Group. (b) 555 California Street San Francisco, CA 94104 (principal office and principal place of business) (c) holding company V. (a) Bayview is a California limited partnership and general partner of Orphan. (b) 555 California Street San Francisco, CA 94104 (principal office and principal place of business) (c) investments in securities VI. (a) Investment Adviser is a California limited partnership. It is investment adviser to Low-Priced and general partner to Orphan and Orphan Offshore. (b) 555 California Street San Francisco, CA 94104 (principal office and principal place of business) (c) registered investment advisor VII. (a) BAC is a Delaware corporation. It wholly owns Robertson Parent. 7 (b) Corporate Secretary's Office #13018 555 California Street San Francisco, CA 94104 (principal office and principal place of business) (c) bank holding company VIII. (a) Robertson Parent is a Delaware corporation. It is wholly owned by BAC. It owns Bayview Holdings. (b) Corporate Secretary's Office #13018 555 California Street San Francisco, CA 94104 (principal office and principal place of business) (c) holding company IX. (a) Private Equity Group is a Delaware limited liability company. It is general partner of Bayview. Bayview Holdings is managing member of Private Equity Group. (b) 555 California Street San Francisco, CA 94104 (principal office and principal place of business) (c) holding company Certain information regarding the directors and executive officers of the Filing Parties is set forth in Exhibit B, previously filed. During the last five years, neither the entities mentioned above, nor, to their best knowledge, any person named in Exhibit B, has been (a) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. BAC incorporates by reference the material under Item 3, "Legal Proceedings," in its Annual Report on Form 10-K for the 8 year ended December 31, 1996, and the material in its Current Report on Form 8-K for May 5, 1997 (File No. 1-7377). ITEM 3: SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION: ------------------------------------------------- The securities with respect to which this Amended Schedule 13D is filed were purchased by the Funds using working capital contributed by their respective partners and shareholders. ITEM 4: PURPOSE OF TRANSACTION: ---------------------- The securities were purchased by the Funds in the ordinary course of business and not with the intention nor effect of changing or influencing control of the Company. The reporting persons may sell all or part or acquire additional securities of the Company depending on market conditions and other economic factors. The filing of this statement shall not be construed as an admission that BAC, Bayview Holdings or Robertson Parent is, for the purposes of Section 13(d), or 13(g) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this statement. ITEM 5: INTEREST IN SECURITIES OF THE ISSUER: ------------------------------------ (a) (b) The aggregate number and percentage of the class of securities identified pursuant to Item 1 of this Amended Schedule 13D that are beneficially owned by the persons listed in Item 2 are as follows:
No. of Shares Name of Beneficially Percentage of Beneficial Owner (1) Owned Class - ----------------------------------------------------------- Low-Priced 80,000 .9% Orphan 200,000 2.3% Orphan Offshore 48,900 .6% Investment Adviser 328,900 3.8% Bayview 200,000 2.3% Bayview Holdings 200,000 2.3% BAC 328,900 3.8% Robertson Parent 328,900 3.8% Private Equity Group 200,000 2.3%
9 (c) The following is a list of transactions by the filing parties in the last 60 days. All transactions were executed on NASDAQ.
Entity Date Shares Price Transaction - ------ ---- ------ ----- ----------- Low-Priced 12/3/97 10,000 9.00 open market sale Low-Priced 12/30/97 10,000 8.78 open market sale Low-Priced 1/7/98 10,000 9.75 open market sale Low-Priced 1/12/98 10,000 9.50 open market sale Low-Priced 1/13/98 10,000 10.37 open market sale Low-Priced 1/16/98 5,000 9.94 open market sale Low-Priced 1/21/98 5,000 9.94 open market sale Orphan 1/15/98 27,400 10.08 open market sale Orphan 1/16/98 4,400 9.94 open market sale Orphan 1/21/98 10,000 9.94 open market sale Orphan 1/22/98 12,200 10.00 open market sale Orphan Offshore 1/15/98 3,500 10.08 open market sale Orphan Offshore 1/16/98 600 9.94 open market sale
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT --------------------------------------------------------------------- TO SECURITIES OF THE ISSUER. --------------------------- See Item 5. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. -------------------------------- Exhibit A - Joint Filing Agreement (previously filed) Exhibit B - Directors and Executive Officers (or persons serving in similar capacities) of the Filing Parties (previously filed) 10 Signature. - --------- After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 1998 ROBERTSON, STEPHENS & COMPANY INVESTMENT MANAGEMENT, L.P., A CALIFORNIA LIMITED PARTNERSHIP* BANKAMERICA CORPORATION* BAYVIEW HOLDINGS, INC.* ROBERTSON STEPHENS INVESTMENT MANAGEMENT CO.* *By: /s/ VENRICE R. PALMER Venrice R. Palmer Senior Counsel of Bank of America National Trust and Savings Association and Authorized Attorney-in-Fact 11 -----END PRIVACY-ENHANCED MESSAGE-----