0000910406-16-000149.txt : 20161122
0000910406-16-000149.hdr.sgml : 20161122
20161122192240
ACCESSION NUMBER: 0000910406-16-000149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161118
FILED AS OF DATE: 20161122
DATE AS OF CHANGE: 20161122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HAIN CELESTIAL GROUP INC
CENTRAL INDEX KEY: 0000910406
STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000]
IRS NUMBER: 223240619
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1111 MARCUS AVENUE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 5165875000
MAIL ADDRESS:
STREET 1: 1111 MARCUS AVENUE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: HAIN FOOD GROUP INC
DATE OF NAME CHANGE: 19941219
FORMER COMPANY:
FORMER CONFORMED NAME: KINERET ACQUISITION CORP
DATE OF NAME CHANGE: 19931021
FORMER COMPANY:
FORMER CONFORMED NAME: 21ST CENTURY FOOD PRODUCTS CORP
DATE OF NAME CHANGE: 19930830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMON IRWIN D
CENTRAL INDEX KEY: 0000922748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22818
FILM NUMBER: 162014558
MAIL ADDRESS:
STREET 1: C/O THE HAIN CELESTIAL GROUP INC.
STREET 2: 1111 MARCUS AVENUE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
4
1
wf-form4_147986054770758.xml
FORM 4
X0306
4
2016-11-18
0
0000910406
HAIN CELESTIAL GROUP INC
HAIN
0000922748
SIMON IRWIN D
C/O THE HAIN CELESTIAL GROUP, INC.
1111 MARCUS AVENUE
LAKE SUCCESS
NY
11042
1
1
0
0
Pres., CEO & Chairman of Bd
Common Stock
2016-11-18
4
M
0
219666
9.10
A
1896455
D
Common Stock
2016-11-18
4
F
0
145426
38.72
D
1751029
D
Common Stock
2016-11-20
4
F
0
11350
39.45
D
1739679
D
Common Stock
124782
I
By trust
Common Stock
4140
I
By spouse
Stock Option (Right to Buy)
9.1
2016-11-18
4
M
0
219666
0
D
2016-11-19
Common Stock
219666.0
0
D
In connection with Mr. Simon's stock option exercise of 219,666 shares, the Company retained 145,426 shares to satisfy the exercise price and tax withholding obligations of Mr. Simon.
On November 20, 2016, 20,334 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Simon (the "Agreement"). The Company retained 11,350 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligation.
Mr. Simon disclaims beneficial ownership of the common stock held by his spouse, Daryl Simon.
The option, representing a right to purchase a total of 219,666 shares became exercisable in four equal annual installments beginning on November 19, 2010, which was the first anniversary of the date on which the option was granted. The option expired on November 19, 2016.
/s/ Irwin D. Simon
2016-11-22