-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U1bMoUPaV37ApeL0LoB/caYHPaQx7O++Y77C0rkRoF2mNNrn85EmFgnHC8uddRDy /Kn2WINgDWpdpbobDKGhkQ== 0001125282-02-003520.txt : 20021115 0001125282-02-003520.hdr.sgml : 20021115 20021115161806 ACCESSION NUMBER: 0001125282-02-003520 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021108 FILED AS OF DATE: 20021115 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: CHEEVER CHARLIE E III CENTRAL INDEX KEY: 0001202557 RELATIONSHIP: OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 65 COMSTOCK HILL RD CITY: NORWALK STATE: CT ZIP: 06850 BUSINESS PHONE: 203 847 4839 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KENTUCKY ELECTRIC STEEL INC /DE/ CENTRAL INDEX KEY: 0000910394 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 611244541 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22416 FILM NUMBER: 02830126 BUSINESS ADDRESS: STREET 1: P O BOX 3500 CITY: ASHLAND STATE: KY ZIP: 41105-3500 BUSINESS PHONE: 6069291222 MAIL ADDRESS: STREET 1: P O BOX 3500 CITY: ASHLAND STATE: KY ZIP: 41105-3500 3 1 b321456_form3.txt FORM 3 -------------------------- OMB APPROVAL - -------------------------- -------------------------- OMB Number: 3235-0104 Form 3 -------------------------- Expires: January 31, 2005 - -------------------------- -------------------------- Estimated average burden hours per response...0.5 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* Cheever Charles E. (Last) (First) (Middle) 65 Comstock Hill Road (Street) Norwalk CT 06850 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 11/8/02 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4. Issuer Name and Ticker or Trading Symbol Kentucky Electric Steel, Inc. (KESI) 5. Relationship of Reporting Person to Issuer (Check all applicable) / / Director /X/ 10% Owner / / Officer (give title below) / / Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check applicable line) /X/ Form filed by One Reporting Person / / Form filed by More than One Reporting Person
Table I -- Non-Derivative Securities Beneficially Owned 2. Amount 3. Ownership of Secu- Form: rities Direct 4. Nature of Bene- (D) or Indirect ficially Indirect Beneficial 1. Title of Security Owned (I) Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) - -------------------------------- ------------- ------------- ---------------- Common Stock 447,850 D
* If the Form is filed by more than one Reporting Person, see instruction 5(b)(v).
Table II--Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 2. Date Exercisable and Expiration Date 3. Title and Amount of Securities Underlying Derivative (Month/Day/Year) Security (Instr. 4) ---------------------- ----------------------------------------------------------- Date Amount or 1. Title of Derivative Exercis- Expiration Title Number of Security (Instr. 4) able Date Shares - ---------------------------------------------- ---------- ---------- ---------------------------------------------- ----------- 5. Ownership Form of Derivative 4. Conver- Securities: sion or Direct 6. Nature of Exercise (D) or Indirect Price of Indirect Beneficial 1. Title of Derivative Derivative (I) Ownership Security (Instr. 4) Security (Instr. 5) (Instr. 5) - ---------------------------------------------- ------------- -------------- --------------
Explanation of Responses: /s/ Charles E. Cheever, III November 15, 2002 - --------------------------------------- -------------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----