0001562180-15-001125.txt : 20151228
0001562180-15-001125.hdr.sgml : 20151225
20151228140344
ACCESSION NUMBER: 0001562180-15-001125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151223
FILED AS OF DATE: 20151228
DATE AS OF CHANGE: 20151228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTORIA FINANCIAL CORP
CENTRAL INDEX KEY: 0000910322
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 113170868
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0319
BUSINESS ADDRESS:
STREET 1: ONE ASTORIA BANK PLAZA
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042-1085
BUSINESS PHONE: 5163273000
MAIL ADDRESS:
STREET 1: ONE ASTORIA BANK PLAZA
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042-1085
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Donlon Hugh J
CENTRAL INDEX KEY: 0001622494
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11967
FILM NUMBER: 151308867
MAIL ADDRESS:
STREET 1: ONE ASTORIA BANK PLAZA
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2015-12-23
false
0000910322
ASTORIA FINANCIAL CORP
AF
0001622494
Donlon Hugh J
ONE ASTORIA BANK PLAZA
LAKE SUCCESS
NY
US 11042
false
true
false
false
Sr EVP and CLO
Common Stock
2015-12-23
4
J
false
28387.00
0.00
D
28387.00
I
RSA Vest
Common Stock
2015-12-23
4
F
false
13622.00
0.00
D
0.00
D
Common Stock
2015-12-23
4
J
false
14765.00
15.95
A
35137.00
D
Common Stock
2015-12-23
4
J
false
5460.00
0.00
D
5460.00
I
RSA Vest
Common Stock
2015-12-23
4
F
false
2816.00
0.00
D
0.00
D
Common Stock
2015-12-23
4
J
false
2644.00
15.95
A
37781.00
D
Represents one-third vesting of a previous award of restricted stock pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2014 Plan. The restricted stock vested and was distributed on December 23, 2015. The transaction represents a change in the form of beneficial ownership from indirect to direct.
Represents award of restricted stock dated October 15, 2014 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 28,387 shares on October 1, 2017 or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank), upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
Shares were withheld for taxes at vest.
Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
Represents award of restricted stock dated April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows:5,460 shares on December 14, 2017 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
POWER OF ATTORNEY I hereby authorize and designate Monte N. Redman, Alan P. Eggleston, David J. DeBaun, Michele M. Weber, Theodore S. Ayvas, Frank E. Fusco, and Yvonne Schade, or any one of them acting as agent and attorney-in-fact, with full power of substitution, to: (1) prepare and sign on my behalf any Form 3, Form 4 or Form 5 pursuant to Section 16 of the Securities Exchange Act of 1934, as amended, and file the same with the Securities Exchange Commission, NYSE, and each stock exchange on which Astoria Financial Corporation's common stock or other securities are listed, as required by law; (2) prepare and sign on my behalf any Form 144 pursuant to the Securities Act of 1933, as amended, and file the same with the Securities Exchange Commission, NYSE, and each stock exchange on which Astoria Financial Corporation's common stock or other securities are listed, as required by law; and (3) do anything else necessary or proper in connection with the foregoing. This Power of Attorney shall remain in effect as long as I am an affiliate of Astoria Financial Corporation, and shall not be affected by my subsequent disability or incompetence. Date: August 26, 2015 Hugh J. Donlon
Hugh J. Donlon by Yvonne Schade, attorney-in-fact
2015-12-28