0001562180-15-000618.txt : 20150728 0001562180-15-000618.hdr.sgml : 20150728 20150728163203 ACCESSION NUMBER: 0001562180-15-000618 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150722 FILED AS OF DATE: 20150728 DATE AS OF CHANGE: 20150728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTORIA FINANCIAL CORP CENTRAL INDEX KEY: 0000910322 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 113170868 STATE OF INCORPORATION: DE FISCAL YEAR END: 0319 BUSINESS ADDRESS: STREET 1: ONE ASTORIA BANK PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 BUSINESS PHONE: 5163273000 MAIL ADDRESS: STREET 1: ONE ASTORIA BANK PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Giambrone Robert CENTRAL INDEX KEY: 0001380489 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11967 FILM NUMBER: 151010036 MAIL ADDRESS: STREET 1: C/O KBW, INC., 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 3/A 1 primarydocument.xml PRIMARY DOCUMENT X0206 3/A 2015-07-22 2015-07-23 0 0000910322 ASTORIA FINANCIAL CORP AF 0001380489 Giambrone Robert ONE ASTORIA BANK PLAZA LAKE SUCCESS NY 11042 true false false false Common Stock 1800.00 I Family Member Common Stock 2000.00 I RSA This represents indirect ownership of shares owned by the mother of Mr. Giambrone which are held in a stock trade account. On Form 3 filed on 7/23/2015, these shares were inadvertently not reported. Represents discretionary grant on July 22, 2015 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective July 23, 2018 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan. Robert S. Giambrone by Yvonne Schade, Attorney-in-fact 2015-07-28