-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JYBB6+ZAyS5MeH5P0Ni2NmrE7nPkJKQ3M5AOYYFVBPsVdXzKWEAUGfHxAv7t2Pba /X644womBFe3nuJPtDs0uA== 0001271181-05-000004.txt : 20050815 0001271181-05-000004.hdr.sgml : 20050815 20050815161010 ACCESSION NUMBER: 0001271181-05-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050812 FILED AS OF DATE: 20050815 DATE AS OF CHANGE: 20050815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCANN GARY T CENTRAL INDEX KEY: 0001271181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11967 FILM NUMBER: 051026750 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTORIA FINANCIAL CORP CENTRAL INDEX KEY: 0000910322 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 113170868 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 BUSINESS PHONE: 5163273000 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-08-12 0 0000910322 ASTORIA FINANCIAL CORP AF 0001271181 MCCANN GARY T ONE ASTORIA FEDERAL PLAZA LAKE SUCCESS NY 11042 0 1 0 0 Executive Vice President Common Stock 2005-08-12 4 S 0 2600 26.98 D 23578 D Common Stock 2005-08-12 4 S 0 2400 26.96 D 21178 D Common Stock 29166.32 I ESOP Non-Statutory Stock Option 12 1998-08-19 2006-12-17 Common Stock 12000 12000 D Non-Statutory Stock Plan 19.375 1998-08-19 2007-12-16 Common Stock 39000 39000 D Non-Statutory Stock Option 15.0209 2002-01-10 2008-12-15 Common Stock 15843 15843 D Incentive Stock Option 9.9583 2003-01-10 2009-12-14 Common Stock 10041 10041 D Non-Statutory Stock Option 9.9583 2003-01-10 2009-12-14 Common Stock 31959 31959 D Incentive Stock Option 16.5625 2004-01-10 2010-12-19 Common Stock 6036 6036 D Non-Statutory Stock Option 16.5625 2004-01-10 2010-12-19 Common Stock 35964 35964 D Incentive Stock Option 16.8333 2005-01-10 2011-12-18 Common Stock 5940 5940 D Non-Statutory Stock Option 16.8333 2005-01-10 2011-12-18 Common Stock 30960 30960 D Incentive Stock Option 18 2006-01-10 2012-12-17 Common Stock 5554.5 5554.5 D Non-Statutory Stock Option 18 2006-01-10 2012-12-17 Common Stock 43945.5 43945.5 D Incentive Stock Option 24.4 2007-01-10 2013-12-16 Common Stock 4098 4098 D Non-Statutory Stock Option 24.4 2007-01-10 2013-12-16 Common Stock 52152 52152 D Incentive Stock Option 26.6267 2008-01-10 2014-12-14 Common Stock 3754.5 3754.5 D Non-Statutory Stock Option 26.6267 2008-01-10 2014-12-14 Common Stock 86245.5 86245.5 D All amounts reported have been adjusted to reflect 50% stock dividend distributed March 1, 2005. Represents shares allocated to Mr. McCann's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of June 30, 2005 and held in the ESOP Trust. Options were granted pursuant to the 1996 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1996 Plan. Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan. Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan. Gary T. McCann 2005-08-15 -----END PRIVACY-ENHANCED MESSAGE-----