-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ilz5o3M0dVnt/I5b8zKqHZcASdJCs1X3VvJ9uCmKPJtnrF/Zur4Azevdardip1I3 o0pZ4G2yh8ucyijhCqm69w== 0001271181-04-000003.txt : 20040212 0001271181-04-000003.hdr.sgml : 20040212 20040212184001 ACCESSION NUMBER: 0001271181-04-000003 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTORIA FINANCIAL CORP CENTRAL INDEX KEY: 0000910322 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 113170868 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 BUSINESS PHONE: 5163273000 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCANN GARY T CENTRAL INDEX KEY: 0001271181 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11967 FILM NUMBER: 04593524 BUSINESS ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042 5 1 primary_doc.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0 0000910322 ASTORIA FINANCIAL CORP AF 0001271181 MCCANN GARY T ONE ASTORIA FEDERAL PLAZA LAKE SUCCESS NY 11042 0 1 0 0 Executive Vice President Common Stock 10276 D Common Stock 17883.66 I ESOP Incentive Stock Option 11.2188 2000-12-21 2005-12-20 Common Stock 2104 2104 D Non-Statutory Stock Option 18 1998-08-19 2006-12-17 Common Stock 16000 16000 D Non-Statutory Stock Option 29.0625 1998-08-19 2007-12-16 Common Stock 26000 26000 D Incentive Stock Option 22.5312 2002-01-10 2008-12-15 Common Stock 4438 4438 D Non-Statutory Stock Option 22.5312 2002-01-10 2008-12-15 Common Stock 10562 10562 D Incentive Stock Option 14.9375 2003-01-10 2009-12-14 Common Stock 6694 6694 D Non-Statutory Stock Option 14.9375 2003-01-10 2009-12-14 Common Stock 21306 21306 D Incentive Stock Option 24.8438 2004-01-10 2010-12-19 Common Stock 4024 4024 D Non-Statutory Stock Option 24.8438 2004-01-10 2010-12-19 Common Stock 23976 23976 D Incentive Stock Option 25.25 2005-01-10 2011-12-18 Common Stock 3960 3960 D Non-Statutory Stock Option 25.25 2005-01-10 2011-12-18 Common Stock 20640 20640 D Incentive Stock Option 27 2006-01-10 2012-12-17 Common Stock 3703 3703 D Non-Statutory Stock Option 27 2006-01-10 2012-12-17 Common Stock 29297 29297 D Incentive Stock Option 36.6 2007-01-10 2013-12-16 Common Stock 2732 2732 D Non-Statutory Stock Option 36.6 2007-01-10 2013-12-16 Common Stock 34768 34768 D Represents shares allocated to Mr. McCann's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of December 31, 2003 and held in the ESOP Trust. Options were granted pursuant to the Astoria Financial Corporation 1993 Incentive Stock Plan, or the 1993 Plan. Options were granted pursuant to the 1996 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1996 Plan. Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan. Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan. All derivative securities were granted at a price of $0.00. Gary T. McCann 2004-02-12 -----END PRIVACY-ENHANCED MESSAGE-----