-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L272WoiXOlxUhutnftgHm1W4Ma1EKyY/rZZvSM9kpC0fHdYUqk73F6+xxmAsGpL1 qaNdoxHSyD4ZbmaM96SJ8Q== 0001210863-05-000001.txt : 20050110 0001210863-05-000001.hdr.sgml : 20050110 20050110161035 ACCESSION NUMBER: 0001210863-05-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050110 DATE AS OF CHANGE: 20050110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENBERG ARNOLD K CENTRAL INDEX KEY: 0001210863 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11967 FILM NUMBER: 05521118 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTORIA FINANCIAL CORP CENTRAL INDEX KEY: 0000910322 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 113170868 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 BUSINESS PHONE: 5163273000 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 5 1 primary_doc.xml PRIMARY DOCUMENT X0202 5 2004-12-31 0 0 0 0000910322 ASTORIA FINANCIAL CORP AF 0001210863 GREENBERG ARNOLD K ONE ASTORIA FEDERAL PLAZA LAKE SUCCESS NY 11042 0 1 0 0 Executive Vice President Common Stock 292630.77 D Common Stock 468.44 I Spouse IRA Common Stock 40000 I Spouse Common Stock 22489.55 I ESOP Common Stock 33164.83 I 401(k) Incentive Stock Option 14.9375 2003-01-10 2009-12-14 Common Stock 6694 6694 D Non-Statutory Stock Option 14.9375 2003-01-10 2009-12-14 Common Stock 49306 49306 D Incentive Stock Option 24.8438 2004-01-10 2010-12-19 Common Stock 4024 4024 D Non-Statutory Stock Option 24.8438 2004-01-10 2010-12-19 Common Stock 65976 65976 D Incentive Stock Option 25.25 2005-01-10 2011-12-18 Common Stock 3960 3960 D Non-Statutory Stock Option 25.25 2005-01-10 2011-12-18 Common Stock 63040 63040 D Incentive Stock Option 27 2006-01-10 2012-12-17 Common Stock 3703 3703 D Non-Statutory Stock Option 27 2006-01-10 2012-12-17 Common Stock 83297 83297 D Incentive Stock Option 36.6 2007-01-10 2013-12-16 Common Stock 2732 2732 D Non-Statutory Stock Option 36.6 2007-01-10 2013-12-16 Common Stock 60268 60268 D Incentive Stock Option 39.94 2008-01-10 2014-12-15 Common Stock 2503 2503 D Non-Statutory Stock Option 39.94 2008-01-10 2014-12-15 Common Stock 85497 85497 D Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are beneficially owned by Mr. Greengerg. Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are held in the Individual Retirement Account of Mr. Greenberg's spouse. Shares are held by Mr. Greenberg's spouse. Represents shares allocated to Mr. Greenberg's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of December 31, 2004 and held in the ESOP Trust. Represents shares held in the Employee Stock Fund of the Astoria Incentive Savings ("401(k) Plan") for the account of Mr. Greenberg as of December 31, 2004. Shares are held in the 401(k) Plan Trust. Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan. Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan. All derivative securities were granted at a price of $0.00. Arnold K. Greenberg 2005-01-10 -----END PRIVACY-ENHANCED MESSAGE-----