-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+wLdQxhjNDclInCjFqZAVSnBgwgv46VNYREfitI19QV8BKdamrQ1clh59I+8eVt s/VbZLANZD6WI+ZQx9n+Jw== 0001210755-05-000003.txt : 20050209 0001210755-05-000003.hdr.sgml : 20050209 20050209164622 ACCESSION NUMBER: 0001210755-05-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050209 FILED AS OF DATE: 20050209 DATE AS OF CHANGE: 20050209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REDMAN MONTE N CENTRAL INDEX KEY: 0001210755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11967 FILM NUMBER: 05589325 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTORIA FINANCIAL CORP CENTRAL INDEX KEY: 0000910322 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 113170868 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 BUSINESS PHONE: 5163273000 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-02-09 0 0000910322 ASTORIA FINANCIAL CORP AF 0001210755 REDMAN MONTE N ONE ASTORIA FEDERAL PLAZA LAKE SUCCESS NY 11042 0 1 0 0 Exec. Vice Pres. & CFO Common Stock 2005-02-09 4 M 0 3960 25.25 A 196259.89 D Common Stock 2005-02-09 4 J 0 3960 0 D 192299.89 D Common Stock 2005-02-09 4 J 0 3960 0 A 4447.75 I Spouse Common Stock 22489.55 I ESOP Non-Statutory Stock Option 18 1998-08-19 2006-12-17 Common Stock 20000 20000 D Non-Statutory Stock Option 29.0625 1998-08-19 2007-12-16 Common Stock 35000 35000 D Non-Statutory Stock Option 22.5312 2002-01-10 2008-12-15 Common Stock 65562 65562 D Non-Statutory Stock Option 14.9375 2003-01-10 2009-12-14 Common Stock 73306 73306 D Non-Statutory Stock Option 24.8438 2004-01-10 2010-12-19 Common Stock 95976 95976 D Incentive Stock Option 25.25 2005-02-09 4 M 0 3960 0 D 2005-01-10 2011-12-18 Common Stock 3960 0 D Non-Statutory Stock Option 25.25 2005-01-10 2011-12-18 Common Stock 84040 84040 D Incentive Stock Option 27 2006-01-10 2012-12-17 Common Stock 3703 3703 D Non-Statutory Stock Option 27 2006-01-10 2012-12-17 Common Stock 110297 110297 D Incentive Stock Option 36.6 2007-01-10 2013-12-16 Common Stock 2732 2732 D Non-Statutory Stock Option 36.6 2007-01-10 2003-12-16 Common Stock 84268 84268 D Incentive Stock Option 39.94 2008-01-10 2014-12-14 Common Stock 2503 2503 D Non-Statutory Stock Option 39.94 2008-01-10 2014-12-14 Common Stock 117497 117497 D Includes shares acquired pursuant to the Astoria Financial Corporation Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are beneficially owned by Mr. Redman. Reflects change in ownership from direct to indirect. Includes shares acquired pursuant to the Astoria Financial Corporation Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 that are held by Mr. Redman's spouse. Represents shares allocated to Mr. Redman's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of December 31, 2004 and held in the ESOP Trust. Options were granted pursuant to the 1996 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1996 Plan. Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan. Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan. Inadvertently, the Expiration Date was previously shown as December 15, 2014. It should be December 14, 2014. Monte N. Redman 2005-02-09 -----END PRIVACY-ENHANCED MESSAGE-----