-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QpFwRkCISLQYssD9llSqkBX9DKwGbh5dSDmCDnomABda73sUwgNXs+W19AQ7xU9k 2hai0BLQaC74W2jLMdx7ag== 0001210755-03-000001.txt : 20030811 0001210755-03-000001.hdr.sgml : 20030811 20030811184133 ACCESSION NUMBER: 0001210755-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030808 FILED AS OF DATE: 20030811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REDMAN MONTE N CENTRAL INDEX KEY: 0001210755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11967 FILM NUMBER: 03835611 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTORIA FINANCIAL CORP CENTRAL INDEX KEY: 0000910322 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 113170868 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 BUSINESS PHONE: 5163273000 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-08-08 0 0000910322 ASTORIA FINANCIAL CORP AF 0001210755 REDMAN MONTE N ONE ASTORIA FEDERAL PLAZA LAKE SUCCESS NY 11042 0 1 0 0 Executive Vice President & CFO Common Stock 2003-08-08 4 M 0 80000 6.25 A 252616.83 D Common Stock 2003-08-08 4 F 0 32159 28.0525 D 220457.83 D Common Stock 2003-08-08 4 S 0 3500 28.03 D 216957.83 D Common Stock 2003-08-08 4 S 0 3000 28.02 D 213957.83 D Common Stock 2003-08-08 4 S 0 2400 28.07 D 211557.83 D Common Stock 2003-08-08 4 S 0 9000 28.18 D 202557.83 D Common Stock 2003-08-08 4 S 0 11900 28.15 D 190657.83 D Common Stock 2003-08-08 4 S 0 2000 28.19 D 188657.83 D Common Stock 2003-08-08 4 S 0 1000 28.2 D 187657.83 D Common Stock 2003-08-08 4 S 0 1000 28.17 D 186657.83 D Common Stock 2003-08-08 4 S 0 1100 28.16 D 185557.83 D Common Stock 2003-08-08 4 S 0 100 28.06 D 185457.83 D Common Stock 2003-08-08 4 S 0 1000 28.13 D 184457.83 D Common Stock 21643.78 I ESOP Plan Common Stock 467.61 I Spouse Common Stock 701.42 I Custodian Daughter Common Stock 100 I Daughter Non-Statutory Stock Option 6.25 2003-08-08 4 M 0 80000 0 D 1999-01-15 2003-11-18 Common Stock 80000 0 D Non-Statutory Stock Option 18 1998-08-19 2006-12-17 Common Stock 5554 5554 D Non-Statutory Stock Option 18 1998-08-19 2006-12-17 Common Stock 14446 14446 D Non-Statutory Stock Option 29.0625 1998-08-19 2007-12-16 Common Stock 3440 3440 D Non-Statutory Stock Option 29.0625 1998-08-19 2007-12-16 Common Stock 31560 31560 D Non-Statutory Stock Option 22.5312 2002-01-10 2008-12-15 Common Stock 65562 65562 D Non-Statutory Stock Option 14.9375 2003-01-10 2009-12-14 Common Stock 73306 73306 D Incentive Stock Option 24.8438 2004-01-10 2010-12-19 Common Stock 4024 4024 D Non-Statutory Stock Option 24.8438 2004-01-10 2010-12-19 Common Stock 95976 95976 D Incentive Stock Option 25.25 2005-01-10 2011-12-18 Common Stock 3960 3960 D Non-Statutory Stock Option 25.25 2005-01-10 2011-12-18 Common Stock 84040 84040 D Incentive Stock Option 27 2006-01-10 2012-12-17 Common Stock 3703 3703 D Non-Statutory Stock Option 27 2006-01-10 2012-12-17 Common Stock 110297 110297 D Includes shares acquired pursuant to the Astoria Financial Corporation ("AFC") Automatic Dividend Reinvestment and Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934. Shares are held by Mr. Redman's Spouse Represents shares allocated to Mr. Redman's account under the Astoria Employee Stock Ownership Plan ("ESOP") as of August 11, 2003 and held in the ESOP Trust. Shares are held by Mr. Redman as custodian under the NY Uniform Transfers to Monors Act for the benefit of Mr. Redman's daughter. Shares are held by Mr. Redman's Daughter. The Options were granted pursuant to the Astoria Financial Corporation 1993 Incentive Stock Option Plan, or the 1993 Plan. The Options were granted pursuant to the 1996 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1996 Plan. The Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan. Monte N. Redman 2003-08-11 -----END PRIVACY-ENHANCED MESSAGE-----