-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PyToBseg5gHDGczU6jvhr9/n77+KAXc4Id6y1xaJmmUwfm2HwUhX2t9sr/iajR3q TLfOOFEqqF+Gk/TcRdp9kA== 0001210751-04-000003.txt : 20041216 0001210751-04-000003.hdr.sgml : 20041216 20041216144813 ACCESSION NUMBER: 0001210751-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041215 FILED AS OF DATE: 20041216 DATE AS OF CHANGE: 20041216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTORIA FINANCIAL CORP CENTRAL INDEX KEY: 0000910322 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 113170868 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 BUSINESS PHONE: 5163273000 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEEGAN GERARD C CENTRAL INDEX KEY: 0001210751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11967 FILM NUMBER: 041207843 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-12-15 0 0000910322 ASTORIA FINANCIAL CORP AF 0001210751 KEEGAN GERARD C ONE ASTORIA FEDERAL PLAZA LAKE SUCCESS NY 11042 1 1 0 0 Vice Chairman& Chief Admin Off Common Stock 83820 D Common Stock 10959.03 I ESOP Incentive Stock Option 29.0625 1998-08-19 2007-12-16 Common Stock 3440 3440 D Non-Statutory Stock Option 29.0625 1998-08-19 2007-12-16 Common Stock 3560 3560 D Incentive Stock Option 22.5312 2002-01-10 2008-12-15 Common Stock 4438 4438 D Non-Statutory Stock Option 22.5312 2002-01-10 2008-12-15 Common Stock 35562 35562 D Incentive Stock Option 14.9375 2003-01-10 2009-12-14 Common Stock 6694 6694 D Non-Statutory Stock Option 14.9375 2003-01-10 2009-12-14 Common Stock 49306 49306 D Incentive Stock Option 24.8438 2004-01-10 2010-12-19 Common Stock 4024 4024 D Non-Statutory Stock Option 24.8438 2004-01-10 2010-12-19 Common Stock 75976 75976 D Incentive Stock Option 25.25 2005-01-10 2011-12-18 Common Stock 3960 3960 D Non-Statutory Stock Option 25.25 2005-01-10 2011-12-18 Common Stock 68040 68040 D Incentive Stock Option 27 2006-01-10 2012-12-17 Common Stock 3703 3703 D Non-Statutory Stock Option 27 2006-01-10 2012-12-17 Common Stock 91297 91297 D Incentive Stock Option 36.6 2007-01-10 2013-12-16 Common Stock 2732 2732 D Non-Statutory Stock Option 36.6 2007-01-10 2013-12-16 Common Stock 65268 65268 D Incentive Stock Option 39.94 2004-12-15 4 A 0 2503 0 A 2008-01-10 2014-12-15 Common Stock 2503 2503 D Non-Statutory Stock Option 39.94 2004-12-15 4 A 0 93497 0 A 2008-01-10 2014-12-15 Common Stock 93497 93497 D Reprensts shares allocated to Mr. Keegan's account under the Astoria Federal Savings & Loan Association Employee Stock Ownership Plan ("ESOP") as of June 30, 2004 and held in the ESOP Trust. Options were granted pursuant to the 1996 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1996 Plan. Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan. Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan. All derivative securities were granted at a price of $0.00. Gerard C. Keegan 2004-12-16 -----END PRIVACY-ENHANCED MESSAGE-----