-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H1ljPhZrpn2RGkbh7Ug6gXAPE4ja/1DqvfIiUVg8sYA4BTX0J/J20tOug6BP9x0I mwaPVjMkwTK2JR0fr/WxBw== 0001210748-04-000003.txt : 20040128 0001210748-04-000003.hdr.sgml : 20040128 20040128103700 ACCESSION NUMBER: 0001210748-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040127 FILED AS OF DATE: 20040128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EGGLESTON ALAN P CENTRAL INDEX KEY: 0001210748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11967 FILM NUMBER: 04547978 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTORIA FINANCIAL CORP CENTRAL INDEX KEY: 0000910322 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 113170868 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 BUSINESS PHONE: 5163273000 MAIL ADDRESS: STREET 1: ONE ASTORIA FEDERAL PLAZA CITY: LAKE SUCCESS STATE: NY ZIP: 11042-1085 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-27 0 0000910322 ASTORIA FINANCIAL CORP AF 0001210748 EGGLESTON ALAN P ONE ASTORIA FEDERAL PLAZA LAKE SUCCESS NY 11042 0 1 0 0 Exec V.P., Sec. & Gen. Counsel Common Stock 2004-01-27 4 S 0 11800 39 D 94892 D Common Stock 17330.34 I ESOP Common Stock 4722.37 I 401(k) Non-Statutory Stock Option 29.0625 1998-08-19 2007-12-16 Common Stock 35000 35000 D Incentive Stock Option 22.5312 2002-01-10 2008-12-15 Common Stock 4438 4438 D Non-Statutory Stock Option 22.5312 2002-01-10 2008-12-15 Common Stock 35562 35562 D Incentive Stock Option 14.9375 2003-01-10 2009-12-14 Common Stock 6694 6694 D Non-Statutory Stock Option 14.9375 2003-01-10 2009-12-14 Common Stock 41306 41306 D Incentive Stock Option 24.8438 2004-01-10 2010-12-19 Common Stock 4024 4024 D Non-Statutory Stock Option 24.8438 2004-01-10 2010-12-19 Common Stock 65976 65976 D Incentive Stock Option 25.25 2005-01-10 2011-12-18 Common Stock 3960 3960 D Non-Statutory Stock Option 25.25 2005-01-10 2011-12-18 Common Stock 59040 59040 D Incentive Stock Option 27 2006-01-10 2012-12-17 Common Stock 3703 3703 D Non-Statutory Stock Option 27 2006-01-10 2012-12-17 Common Stock 77297 77297 D Incentive Stock Option 36.6 2007-01-10 2013-12-16 Common Stock 2732 2732 D Non-Statutory Stock Option 36.6 2007-01-10 2013-12-16 Common Stock 56268 56268 D Represents shares allocated to Mr. Eggleston's account under the Astoria Federal Savings and Loan Associations Employee Stock Ownership Plan ("ESOP") as of March 26, 2003 and are held in the ESOP Trust. Represents shares held in the Employer Stock Fund of the Astoria Federal Savings and Loan Associations Incentive Savings Plan ("401(k) Plan") for the account of Mr. Eggleston as of September 5, 2003. Shares are held in the 401(k) Trust. Options were granted pursuant to the 1996 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1996 Plan. Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan. Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan. Alan P. Eggleston 2004-01-28 -----END PRIVACY-ENHANCED MESSAGE-----