8-K 1 v357488_8k.htm FORM 8-K

 

 

united states

 

SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, D.C. 20549

 

 

  

FORM 8-K

CURRENT REPORT

 

 

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): October 16, 2013

 

 

 

Astoria Financial Corporation

(Exact name of registrant as specified in its charter)

 

 

 

Delaware 001-11967 11-3170868
(State or other jurisdiction of
incorporation or organization)
(Commission File Number) (IRS Employer
Identification No.)

 

 

ONE ASTORIA FEDERAL PLAZA, LAKE SUCCESS, NEW YORK 11042-1085

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code: (516) 327-3000

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 

Item 2.02 Results of Operations and Financial Condition.

 

On October 16, 2013, Astoria Financial Corporation (the “Company”) issued a press release which, among other things, highlights the Company’s financial results for the quarter and nine months ended September 30, 2013. A copy of the press release is furnished herewith as an exhibit to this report.

 

The information provided pursuant hereto shall not be deemed incorporated by reference by any general statement incorporating by reference this Form 8-K into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, and shall not otherwise be deemed filed under such Acts.

 

Item 8.01 Other Events

 

Astoria further announced in its press release dated October 16, 2013 that the Board of Directors, at their October 16, 2013 meeting, declared a quarterly cash dividend of $0.04 per share. The cash dividend is payable on December 2, 2013 to shareholders of record as of November 15, 2013. A copy of the press release is furnished herewith as an exhibit to this report.

 

Item 9.01. Financial Statements and Exhibits.
   
(d) Exhibits.

  

Exhibit 99.1 Press release dated October 16, 2013.

 

 
 

 

signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  ASTORIA FINANCIAL CORPORATION
   
  By:  /s/ Theodore S. Ayvas
    Theodore S. Ayvas
Vice President and Director
of Investor Relations

Dated: October 16, 2013

 

 
 

 

EXHIBIT INDEX

  

Exhibit
Number
Description
99.1 Press release dated October 16, 2013.