8-K 1 v201038_8k.htm
 
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
WASHINGTON, D.C. 20549
 
 
FORM 8-K
CURRENT REPORT
 
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported): November 4, 2010
 
 
ASTORIA FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
 

Delaware
  
001-11967
  
11-3170868
(State or other jurisdiction of
incorporation or organization)
  
(Commission File Number)
  
(IRS Employer
Identification No.)

ONE ASTORIA FEDERAL PLAZA, LAKE SUCCESS, NEW YORK 11042-1085
(Address of principal executive offices, including zip code)
 
Registrant’s telephone number, including area code: (516) 327-3000
 
NOT APPLICABLE
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
ITEMS 1, 3 THROUGH 8  NOT APPLICABLE.
 
Item 2.02.        Results of Operations and Financial Condition.
 
Astoria Financial Corporation has updated its written investor slide presentation material which is included herein in Exhibit 99.1.  This information includes, among other things, a review of financial results and trends through the period ended September 30, 2010, and is intended to be made available to shareholders, analysts and investors, including investor groups participating in forums such as sponsored investor conferences and road shows, during the quarter ending December 31, 2010.  A copy of the presentation material is available on the company’s investor relations website, http://ir.astoriafederal.com.

The information provided pursuant hereto shall not be deemed incorporated by reference by any general statement incorporating by reference this Form 8-K into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, and shall not otherwise be deemed filed under such Acts.

Item 9.01.        Financial Statements and Exhibits.
 
(d)
Exhibits.
 
Exhibit 99.1    Slide presentation that Astoria Financial Corporation will make available to shareholders, analysts, investors and investor groups participating in forums such as sponsored investor conferences and road shows, during the quarter ending December 31, 2010.
 
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SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
ASTORIA FINANCIAL CORPORATION
   
 
By:
/s/ Peter J. Cunningham              .
  
   
Peter J. Cunningham
   
First Vice President and
   
Director of Investor Relations

Dated:   November 4, 2010

 
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EXHIBIT INDEX
 
Exhibit
    
Number
  
Description
     
99.1
  
Slide presentation that Astoria Financial Corporation will make available to investors during the quarter ending December 31, 2010.
 
 
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