0001193125-13-038023.txt : 20130205
0001193125-13-038023.hdr.sgml : 20130205
20130205103837
ACCESSION NUMBER: 0001193125-13-038023
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130205
DATE AS OF CHANGE: 20130205
EFFECTIVENESS DATE: 20130205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW ENGLAND SECURITIES CORP /MA/
CENTRAL INDEX KEY: 0000910316
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15121
FILM NUMBER: 13572581
BUSINESS ADDRESS:
STREET 1: 501 BOYLSTON ST
CITY: BOSTON
STATE: MA
ZIP: 02117
13F-HR
1
d467580d13fhr.txt
NEW ENGLAND SECURITIES CORPORATION
================================================================================
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
------
This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: NEW ENGLAND SECURITIES CORPORATION
Address: 1095 Avenue of the Americas, New York, NY 10036
Form 13F File Number: 28-
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Marc A. Cohn
Title: Chief Compliance Officer
Phone: 212-578-0594
Signature, Place, and Date of Signing:
Marc Cohn New York, NY January 18, 2013
Report Type (Check only one):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 1199
Form 13F Information Table Value Total: 114019
List of Other Included Managers: N/A
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. NONE
SHRS OR
PRN AMT
TITLE OF VALUE SH/PRN INVESTMENT OTHER VOTING
NAME OF ISSUER CUSIP CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY
-------------------------------------------- --------- -------------------- ------- ---------- ---------- -------- ---------
3D SYS CORP DEL COM NEW 88554D205 Common Stock 4 82.00 SOLE N/A NONE
3M CO COM 88579Y101 Common Stock 220 2,372.02 SOLE N/A NONE
AASTROM BIOSCIENCES INC COM NEW 00253U305 Common Stock 4 3,000.00 SOLE N/A NONE
ABB LTD SPONSORED ADR 000375204 Common Stock ADR 8 377.40 SOLE N/A NONE
ABBOTT LABS COM 002824100 Common Stock 221 3,376.29 SOLE N/A NONE
ACCENTURE PLC IRELAND CLASS SHS
ISIN#IE00B4BNMY34 G1151C101 Common Stock 10 150.00 SOLE N/A NONE
ACE LIMITED SHS ISIN#CH0044328745 H0023R105 Common Stock 5 65.00 SOLE N/A NONE
ACORN ENERGY INC COM 004848107 Common Stock 4 500.00 SOLE N/A NONE
ADOBE SYS INC COM 00724F101 Common Stock 2 40.00 SOLE N/A NONE
ADVISORSHARES TR RANGER
EQUITY BEAR ETF 00768Y883 Common Stock 360 19,675.00 SOLE N/A NONE
AEROPOSTALE COM 007865108 Common Stock 0 33.00 SOLE N/A NONE
AETNA INC NEW COM 00817Y108 Common Stock 42 910.00 SOLE N/A NONE
AFLAC INC COM 001055102 Common Stock 70 1,313.94 SOLE N/A NONE
AGENUS INC COM NEW 00847G705 Common Stock 0 1.00 SOLE N/A NONE
AGL RES INC COM 001204106 Common Stock 7 171.68 SOLE N/A NONE
AIR PRODS & CHEMS INC COM 009158106 Common Stock 6 66.00 SOLE N/A NONE
AKORN INC COM 009728106 Common Stock 15 1,150.00 SOLE N/A NONE
ALASKA COMMUNICATIONS SYS
GROUP INC COM 01167P101 Common Stock 2 1,000.00 SOLE N/A NONE
ALCATEL LUCENT SPON ADR 013904305 Common Stock ADR 87 62,900.00 SOLE N/A NONE
ALCOA INC COM 013817101 Common Stock 7 762.15 SOLE N/A NONE
ALEXCO RES CORP COM
ISIN#CA01535P1062 01535P106 Common Stock 4 1,000.00 SOLE N/A NONE
ALEXION PHARMACEUTICALS INC 015351109 Common Stock 15 165.00 SOLE N/A NONE
ALLEGHENY TECHNOLOGIES INC COM 01741R102 Common Stock 3 100.00 SOLE N/A NONE
ALLERGAN INC COM 018490102 Common Stock 14 149.00 SOLE N/A NONE
ALLIANCEBERNSTEIN HLDGS L P UNIT LTD
PARTNERSHIP INT 01881G106 Common Stock 2 109.79 SOLE N/A NONE
ALLIED WORLD ASSURANCE COMPANY
HOLDINGS AG SHS H01531104 Common Stock 2 30.00 SOLE N/A NONE
ALLSTATE CORP COM 020002101 Common Stock 9 219.00 SOLE N/A NONE
ALPHA NAT RES INC COM 02076X102 Common Stock 15 1,505.00 SOLE N/A NONE
ALPHATEC HLDGS INC COM 02081G102 Common Stock 1 500.00 SOLE N/A NONE
ALPS ETF TR ALERIAN MLP ETF 00162Q866 Common Stock 1,030 64,554.23 SOLE N/A NONE
ALTRIA GROUP INC COM 02209S103 Common Stock 191 6,062.29 SOLE N/A NONE
AMARIN CORP PLC SPONS ADR NEW
ISIN#US0231112063 023111206 Common Stock ADR 5 575.00 SOLE N/A NONE
AMAZON COM INC 023135106 Common Stock 64 256.00 SOLE N/A NONE
AMEREN CORP COM 023608102 Common Stock 76 2,466.89 SOLE N/A NONE
AMERICA MOVIL SAB DE
C V SPONSORED ADR
REPSTG SER L SHS ISIN#US02364W1053 02364W105 Common Stock ADR 49 2,136.00 SOLE N/A NONE
AMERICAN CAPITAL LTD COM 02503Y103 Common Stock 87 7,207.23 SOLE N/A NONE
AMERICAN CAP AGY CORP COM 02503X105 Common Stock 93 3,214.00 SOLE N/A NONE
AMERICAN ELECTRIC POWER CO 025537101 Common Stock 171 4,001.14 SOLE N/A NONE
AMERICAN EXPRESS COMPANY 025816109 Common Stock 10 178.00 SOLE N/A NONE
AMERICAN INTL GROUP INC COM NEW 026874784 Common Stock 44 1,256.00 SOLE N/A NONE
AMERICAN TOWER REIT COM 03027X100 Common Stock 52 672.22 SOLE N/A NONE
AMETEK INC NEW COM 031100100 Common Stock 14 369.00 SOLE N/A NONE
AMGEN INC COM 031162100 Common Stock 194 2,249.82 SOLE N/A NONE
ANALOG DEVICES INC COM 032654105 Common Stock 19 450.00 SOLE N/A NONE
ANHEUSER BUSCH INBEV
SA NV SPONSORED
ADR ISIN#US03524A1088 03524A108 Common Stock ADR 3 40.00 SOLE N/A NONE
ANNALY CAP MGMT INC COM 035710409 Common Stock 350 24,941.47 SOLE N/A NONE
ANWORTH MTG ASSET CORP COM 037347101 Common Stock 15 2,575.00 SOLE N/A NONE
AON PLC SHS CL A ISIN#GB00B5BT0K07 G0408V102 Common Stock 58 1,047.00 SOLE N/A NONE
APACHE CORP COM 037411105 Common Stock 100 1,280.00 SOLE N/A NONE
APPLE INC COM 037833100 Common Stock 1,304 2,449.76 SOLE N/A NONE
APPLIED INDL TECHNOLOGIES INC COM 03820C105 Common Stock 1 25.00 SOLE N/A NONE
APPLIED MATERIALS INC 038222105 Common Stock 28 2,430.00 SOLE N/A NONE
AQUA AMER INC COM 03836W103 Common Stock 3 118.00 SOLE N/A NONE
ARCH COAL INC COM 039380100 Common Stock 15 2,000.00 SOLE N/A NONE
ARCHER DANIELS MIDLAND CO L COM 039483102 Common Stock 50 1,835.92 SOLE N/A NONE
ARES CAP CORP COM 04010L103 Common Stock 87 4,966.41 SOLE N/A NONE
ARKANSAS BEST CORP DEL 040790107 Common Stock 8 810.19 SOLE N/A NONE
ARLINGTON ASSET INVT CORP CL A NEW 041356205 Common Stock 2 100.00 SOLE N/A NONE
ARM HLDGS PLC SPONSORED ADR 042068106 Common Stock ADR 2 50.00 SOLE N/A NONE
ARMOUR RESIDENTIAL REIT INC COM 042315101 Common Stock 24 3,772.00 SOLE N/A NONE
ASA GOLD & PRECIOUS METALS LTD
SHS ISIN#BMG3156P1032 G3156P103 Common Stock 65 3,002.45 SOLE N/A NONE
ASHLAND INC NEW COM 044209104 Common Stock 4 45.00 SOLE N/A NONE
ASM INTERNATIONAL NV NY
REGISTERED SHS N07045102 Common Stock 2 45.00 SOLE N/A NONE
ASTRAZENECA PLC SPONSORED ADR 046353108 Common Stock ADR 9 200.00 SOLE N/A NONE
AT&T INC COM 00206R102 Common Stock 960 28,473.96 SOLE N/A NONE
ATLANTIC PWR CORP COM
NEW ISIN#CA04878Q8636 04878Q863 Common Stock 2 200.00 SOLE N/A NONE
ATLAS PIPELINE L P UNIT LP
PARTNERSHIP INT 049392103 Common Stock 15 475.15 SOLE N/A NONE
ATMEL CORP 049513104 Common Stock 7 1,015.00 SOLE N/A NONE
AUTOMATIC DATA PROCESSING INC COM 053015103 Common Stock 60 1,050.00 SOLE N/A NONE
AUTOZONE INC 053332102 Common Stock 21 60.00 SOLE N/A NONE
AVALONBAY CMNTYS INC COM 053484101 Common Stock 5 40.00 SOLE N/A NONE
AVIS BUDGET GROUP INC COM 053774105 Common Stock 0 20.00 SOLE N/A NONE
AVNET INC COM 053807103 Common Stock 3 100.00 SOLE N/A NONE
AXIS CAPITAL HLDGS LTD SHS
ISIN#BMG0692U1099 G0692U109 Common Stock 3 77.00 SOLE N/A NONE
B & G FOODS INC NEW COM 05508R106 Common Stock 96 3,392.00 SOLE N/A NONE
BAIDU COM INC SPONS ADR
REPSTG ORD SHS CL A 056752108 Common Stock ADR 28 280.00 SOLE N/A NONE
BALL CORP COM 058498106 Common Stock 22 500.00 SOLE N/A NONE
BANCO BRADESCO S A SPONSORED ADR
REPSTG PFD SHS NEW 2004 059460303 Common Stock ADR 3 200.00 SOLE N/A NONE
BANCO SANTANDER SA ADR
ISIN#US05964H1059 05964H105 Common Stock ADR 6 710.00 SOLE N/A NONE
BANK OF MONTREAL 063671101 Common Stock 62 1,009.14 SOLE N/A NONE
BANK OF NEW YORK MELLON CORP COM 064058100 Common Stock 31 1,217.00 SOLE N/A NONE
BANK OF NOVA SCOTIA HALIFAX COM SHS
ISIN#CA0641491075 064149107 Common Stock 3 50.00 SOLE N/A NONE
BANK AMER CORP COM 060505104 Common Stock 360 31,026.05 SOLE N/A NONE
BARCLAYS BK PLC IPATH
DOW JONES UBS GRAINS
TOTAL RETURN SUB INDEX ETN 06739H305 Common Stock 3 50.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH DOW JONES UBS
NATURAL GAS TOTAL RETURN SUB INDEX ETN 06739H644 Common Stock 2 600.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH INDEX LKD TO
DOW JONES UBS COMMODITY INDEX
TOTAL RETURN 06738C778 Common Stock 2 56.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH S&P 500 VIX MID
TERM FUTURES ETN 06740C519 Common Stock 6 212.00 SOLE N/A NONE
BARCLAYS BL PLC IPATH S&P 500 VIX
SHORT TERM FUTURES ETN NEW 2012 06740C188 Common Stock 94 2,943.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH ETNS LKD
MSCI INDIA TOTAL RETURN INDEX MAT 2036 06739F291 Common Stock 11 180.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH INDEX LKD
TO SECS LKD TO GSCI
COMMODITY CRUDE OIL RETURN INDEX 06738C786 Common Stock 211 9,677.00 SOLE N/A NONE
BARCLAYS PLC ADR ISIN#US06738E2046 06738E204 Common Stock ADR 8 440.00 SOLE N/A NONE
BARRICK GOLD CORP COM
ISIN#CA0679011084 067901108 Common Stock 4 100.00 SOLE N/A NONE
BAXTER INTL INC COM 071813109 Common Stock 5 80.00 SOLE N/A NONE
BB & T CORP COM 054937107 Common Stock 130 4,460.00 SOLE N/A NONE
BCE INC COM NEW ISIN#CA05534B7604 SHS 05534B760 Common Stock 30 690.00 SOLE N/A NONE
BEAM INC COM 073730103 Common Stock 12 200.00 SOLE N/A NONE
BEAZER HOMES USA INC COM NEW 07556Q881 Common Stock 68 4,050.00 SOLE N/A NONE
BECTON DICKINSON & CO 075887109 Common Stock 8 100.00 SOLE N/A NONE
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 Common Stock 273 3,048.92 SOLE N/A NONE
BHP BILLITON LTD SPONSORED ADR
ISIN#US0886061086 088606108 Common Stock ADR 42 537.00 SOLE N/A NONE
BLACKROCK INC COM 09247X101 Common Stock 31 150.00 SOLE N/A NONE
BLACKROCK KELSO CAP CORPORATION COM 092533108 Common Stock 13 1,300.00 SOLE N/A NONE
BLACKSTONE GROUP L P COM
UNIT REPSTG LTD PARTNERSHIP INT 09253U108 Common Stock 224 14,350.00 SOLE N/A NONE
BLDRS INDEX FDS TR ASIA 50 ADR INDEX FD 09348R102 Common Stock 3 100.00 SOLE N/A NONE
BLOCK H & R INC 093671105 Common Stock 21 1,127.00 SOLE N/A NONE
BOEING CO COM 097023105 Common Stock 89 1,185.87 SOLE N/A NONE
BOSTON PPTYS INC COM 101121101 Common Stock 2 15.00 SOLE N/A NONE
BP PLC SPONS ADR 055622104 Common Stock ADR 62 1,495.00 SOLE N/A NONE
BP PRUDHOE BAY ROYALTY TRUST 055630107 Common Stock 19 270.00 SOLE N/A NONE
BRIGGS & STRATTON CORP COM 109043109 Common Stock 90 4,278.00 SOLE N/A NONE
BRINKER INTL INC COM 109641100 Common Stock 9 300.00 SOLE N/A NONE
BRISTOL MYERS SQUIBB CO COM 110122108 Common Stock 810 24,856.25 SOLE N/A NONE
BRITISH AMERN TOB PLC SPONSORED ADR
ISIN#US1104481072 110448107 Common Stock ADR 10 100.00 SOLE N/A NONE
BROADCOM CORP CL A 111320107 Common Stock 7 210.00 SOLE N/A NONE
BROOKDALE SR LIVING INC COM 112463104 Common Stock 3 100.00 SOLE N/A NONE
BUFFALO WILD WINGS INC COM 119848109 Common Stock 2 21.00 SOLE N/A NONE
BUNGE LIMITED SHS ISIN#BMG169621056 G16962105 Common Stock 10 132.89 SOLE N/A NONE
CABELAS INC COM CL A 126804301 Common Stock 7 170.00 SOLE N/A NONE
CALUMET SPECIALTY PRODS PARTNERS
L P COMMON UNITS REPSTG LTD PARTNER 131476103 Common Stock 20 650.00 SOLE N/A NONE
CAMDEN PPTY TR COM 133131102 Common Stock 14 200.00 SOLE N/A NONE
CAMPBELL SOUP CO 134429109 Common Stock 6 183.00 SOLE N/A NONE
CAMPUS CREST CMNTYS INC COM 13466Y105 Common Stock 7 600.00 SOLE N/A NONE
CANADIAN NATL RY CO COM
ISIN#CA1363751027 136375102 Common Stock 12 132.00 SOLE N/A NONE
CANON INC ADR REPSTG 5 SHS 138006309 Common Stock ADR 2 40.00 SOLE N/A NONE
CAPITAL ONE FINL CORP COM 14040H105 Common Stock 58 1,000.00 SOLE N/A NONE
CAPITAL PRODUCT PARTNERS LP Y11082107 Common Stock 13 2,000.00 SOLE N/A NONE
CAPITALSOURCE INC COM 14055X102 Common Stock 9 1,250.00 SOLE N/A NONE
CAPITOL FED FINL INC COM 14057J101 Common Stock 26 2,263.00 SOLE N/A NONE
CAPSTEAD MTG CORP COM NO PAR 14067E506 Common Stock 11 934.00 SOLE N/A NONE
CATERPILLAR INC 149123101 Common Stock 136 1,518.53 SOLE N/A NONE
CBRE GROUP INC CL A 12504L109 Common Stock 2 100.00 SOLE N/A NONE
CELANESE CORP DEL COM SER A 150870103 Common Stock 4 97.00 SOLE N/A NONE
CELGENE CORP 151020104 Common Stock 79 1,005.00 SOLE N/A NONE
CEMEX S A B DE C V SPONSOR ADR
NEW REP ORD PARTN CTF
NEW FOR A & B SHS ISIN#US1512908898 151290889 Common Stock ADR 1 119.00 SOLE N/A NONE
CENTURYLINK INC COM 156700106 Common Stock 32 820.00 SOLE N/A NONE
CERNER CORP 156782104 Common Stock 70 900.00 SOLE N/A NONE
CHART INDS INC COM PAR 16115Q308 Common Stock 2 32.00 SOLE N/A NONE
CHELSEA THERAPEUTICS INTL LTD COM 163428105 Common Stock 0 200.00 SOLE N/A NONE
CHENIERE ENERGY INC COM NEW 16411R208 Common Stock 215 11,451.00 SOLE N/A NONE
CHESAPEAKE ENERGY CORP 165167107 Common Stock 11 670.47 SOLE N/A NONE
CHESAPEAKE LODGING TR SH BEN INT 165240102 Common Stock 50 2,400.00 SOLE N/A NONE
CHEVRON CORP NEW COM 166764100 Common Stock 404 3,732.10 SOLE N/A NONE
CHIMERA INVT CORP COM 16934Q109 Common Stock 10 4,000.00 SOLE N/A NONE
CHINA FUND INC 169373107 Common Stock 106 4,965.89 SOLE N/A NONE
CHINA MOBILE LTD SPON ADR S A
ISIN#US16941M099 16941M109 Common Stock ADR 47 800.00 SOLE N/A NONE
CHINA PETE & CHEM CORP
SPONSORED ADR REPSTG H SHS 16941R108 Common Stock ADR 17 150.00 SOLE N/A NONE
CHIPOTLE MEXICAN GRILL INC COM 169656105 Common Stock 8 28.00 SOLE N/A NONE
CHUBB CORP 171232101 Common Stock 3 45.00 SOLE N/A NONE
CIMAREX ENERGY CO COM 171798101 Common Stock 6 100.00 SOLE N/A NONE
CINCINNATI BELL INC NEW COM 171871106 Common Stock 1 100.00 SOLE N/A NONE
CINEMARK HOLDINGS INC COM 17243V102 Common Stock 6 216.00 SOLE N/A NONE
CIRRUS LOGIC INC 172755100 Common Stock 1 41.00 SOLE N/A NONE
CISCO SYSTEMS INC 17275R102 Common Stock 170 8,673.00 SOLE N/A NONE
CIT GROUP INC NEW COM NEW 125581801 Common Stock 4 91.00 SOLE N/A NONE
CITIGROUP INC COM NEW ISIN#US1729674242 172967424 Common Stock 30 752.00 SOLE N/A NONE
CITRIX SYSTEMS INC 177376100 Common Stock 151 2,300.00 SOLE N/A NONE
CITY NATL CORP 178566105 Common Stock 9 188.00 SOLE N/A NONE
CLEAN ENERGY FUELS CORP COM 184499101 Common Stock 4 355.00 SOLE N/A NONE
CLEAN HBRS INC COM 184496107 Common Stock 3 50.00 SOLE N/A NONE
CLOROX CO COM 189054109 Common Stock 36 492.00 SOLE N/A NONE
CME GROUP INC COM 12572Q105 Common Stock 10 203.74 SOLE N/A NONE
CMS ENERGY CORP 125896100 Common Stock 14 582.00 SOLE N/A NONE
COACH INC COM 189754104 Common Stock 41 731.00 SOLE N/A NONE
COCA COLA COMPANY 191216100 Common Stock 227 6,270.97 SOLE N/A NONE
COCA COLA FEMSA SAB DE CV SPON ADR
REPSTG 10 SHS SER L 191241108 Common Stock ADR 10 70.00 SOLE N/A NONE
COINSTAR INC COM 19259P300 Common Stock 14 270.00 SOLE N/A NONE
COLGATE PALMOLIVE CO COM 194162103 Common Stock 68 650.00 SOLE N/A NONE
COMCAST CORP CL A 20030N101 Common Stock 108 2,884.94 SOLE N/A NONE
COMCAST CORP NEW CL A SPL 20030N200 Common Stock 8 217.00 SOLE N/A NONE
COMPANHIA DE BEBIDAS DAS AMERS AMBEV
SPONSORED ADR REPSTG PFD SHS 20441W203 Common Stock ADR 10 250.00 SOLE N/A NONE
COMPANHIA SIDERURGICA NACIONAL
SPONSORED ADR REPSTG ORD SHS
ISIN#US20440W1053 20440W105 Common Stock ADR 1 212.20 SOLE N/A NONE
COMPUTER SCIENCES CORP COM 205363104 Common Stock 4 92.00 SOLE N/A NONE
CONCHO RES INC COM 20605P101 Common Stock 4 50.00 SOLE N/A NONE
CONOCOPHILLIPS COM 20825C104 Common Stock 258 4,444.58 SOLE N/A NONE
CONSOLIDATED EDISON INC COM 209115104 Common Stock 33 586.00 SOLE N/A NONE
CORNING INC COM 219350105 Common Stock 12 975.00 SOLE N/A NONE
COSI INC COM 22122P101 Common Stock 1 1,000.00 SOLE N/A NONE
COSTCO WHOLESALE CORP NEW COM 22160K105 Common Stock 116 1,177.00 SOLE N/A NONE
COVIDIEN PLC SHS NEW ISIN#IE00B68SQD29 G2554F113 Common Stock 10 180.00 SOLE N/A NONE
CREDIT SUISSE NASSAU BRH ETN LKD TO
CUSING 30 MLP INDEX 22542D852 Common Stock 50 2,069.00 SOLE N/A NONE
CROWN HLDGS INC COM 228368106 Common Stock 1 30.00 SOLE N/A NONE
CSX CORPORATION 126408103 Common Stock 32 1,601.92 SOLE N/A NONE
CTRIP COM INTL LTD AMERICAN DEP SHS
ISIN#US22943F1003 22943F100 Common Stock ADR 1 30.00 SOLE N/A NONE
CUBIST PHARMACEUTICALS INC COM 229678107 Common Stock 84 2,000.00 SOLE N/A NONE
CUMMINS INC 231021106 Common Stock 129 1,192.26 SOLE N/A NONE
CURRENCYSHARES AUSTRAILIAN DLR TR
AUSTRALIAN DOLLAR SHS 23129U101 Common Stock 80 768.48 SOLE N/A NONE
CURRENCYSHARES SWEDISH KRONA TR
SWEDISH KRONA SHS 23129R108 Common Stock 14 93.00 SOLE N/A NONE
CVS CAREMARK CORP 126650100 Common Stock 32 654.00 SOLE N/A NONE
CYPRESS SEMICONDUCTOR CORP COM 232806109 Common Stock 1 100.00 SOLE N/A NONE
CYS INVTS INC COM 12673A108 Common Stock 47 3,953.00 SOLE N/A NONE
DAVITA HEALTHCARE PARTNERS INC 23918K108 Common Stock 18 160.00 SOLE N/A NONE
DEAN FOODS CO NEW COM 242370104 Common Stock 9 563.00 SOLE N/A NONE
DECKERS OUTDOOR CORP COM 243537107 Common Stock 37 925.00 SOLE N/A NONE
DEERE & CO 244199105 Common Stock 133 1,544.71 SOLE N/A NONE
DELCATH SYS INC COM 24661P104 Common Stock 4 3,000.00 SOLE N/A NONE
DELL INC COM 24702R101 Common Stock 18 1,773.00 SOLE N/A NONE
DENBURY RES INC COM NEW 247916208 Common Stock 56 3,470.00 SOLE N/A NONE
DEUTSCHE BANK AG NAMEN AKT
ISIN#DE0005140008 D18190898 Common Stock 2 50.00 SOLE N/A NONE
DEVON ENERGY CORP NEW COM 25179M103 Common Stock 17 318.94 SOLE N/A NONE
DIAGEO PLC SPONSORED ADR NEW
ISIN#US25243Q2057 25243Q205 Common Stock ADR 95 810.88 SOLE N/A NONE
DIAMONDROCK HOSPITALITY CO COM 252784301 Common Stock 9 1,030.00 SOLE N/A NONE
DISCOVER FINL SVCS COM INC 254709108 Common Stock 21 534.00 SOLE N/A NONE
DISNEY WALT CO DISNEY COM 254687106 Common Stock 252 5,057.37 SOLE N/A NONE
DOLLAR GEN CORP NEW COM 256677105 Common Stock 36 825.00 SOLE N/A NONE
DOMINION RES INC VA COM 25746U109 Common Stock 46 884.06 SOLE N/A NONE
R R DONNELLEY & SONS CO COM 257867101 Common Stock 31 3,450.00 SOLE N/A NONE
DORCHESTER MINERALS LP COM UNITS 25820R105 Common Stock 6 300.00 SOLE N/A NONE
DORMAN PRODS INC COM 258278100 Common Stock 5 154.00 SOLE N/A NONE
DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 Common Stock 1 250.00 SOLE N/A NONE
DOVER CORP COM 260003108 Common Stock 13 191.00 SOLE N/A NONE
DOW CHEM CO 260543103 Common Stock 60 1,846.00 SOLE N/A NONE
DREAMWORKS ANIMATION SKG INC CL A 26153C103 Common Stock 5 300.00 SOLE N/A NONE
DRYSHIPS INC COM SHS Y2109Q101 Common Stock 6 4,000.00 SOLE N/A NONE
DTE ENERGY CO COM 233331107 Common Stock 13 210.93 SOLE N/A NONE
DU PONT E I DE NEMOURS & CO COM 263534109 Common Stock 76 1,680.00 SOLE N/A NONE
DUKE ENERGY CORP NEW COM NEW 26441C204 Common Stock 404 6,336.68 SOLE N/A NONE
DUNKIN BRANDS GROUP INC COM 265504100 Common Stock 19 560.00 SOLE N/A NONE
EMC CORP COM 268648102 Common Stock 57 2,255.00 SOLE N/A NONE
EATON CORP PLC SHS ISIN#IE00B8KQN827 G29183103 Common Stock 5 100.00 SOLE N/A NONE
EBAY INC COM 278642103 Common Stock 170 3,335.00 SOLE N/A NONE
ECOLAB INC 278865100 Common Stock 56 772.00 SOLE N/A NONE
EDISON INTERNATIONAL 281020107 Common Stock 41 899.00 SOLE N/A NONE
EL PASO ELECTRIC CO COM NEW 283677854 Common Stock 40 1,250.00 SOLE N/A NONE
EL PASO PIPELINE PARTNERS L P COM UNIT LTD
PARTNERSHIP INT 283702108 Common Stock 9 250.00 SOLE N/A NONE
ELAN PLC ADR REPSTG SHS
ISIN#US2841312083 284131208 Common Stock ADR 2 200.00 SOLE N/A NONE
EMERSON ELEC CO COM 291011104 Common Stock 160 3,013.75 SOLE N/A NONE
ENBRIDGE ENERGY PARTNERS LP COM 29250R106 Common Stock 39 1,395.00 SOLE N/A NONE
ENBRIDGE INC COM ISIN#CA29250N1050 29250N105 Common Stock 10 221.00 SOLE N/A NONE
ENCANA CORP COM SHS ISIN#CA2925051047 292505104 Common Stock 25 1,250.00 SOLE N/A NONE
ENERGEN CORP COM 29265N108 Common Stock 2 44.11 SOLE N/A NONE
ENERGY TRANSFER PARTNERS L P UNIT LTD
PARTNERSHIP INT 29273R109 Common Stock 19 454.00 SOLE N/A NONE
ENERPLUS CORP COM ISIN#CA2927661025 292766102 Common Stock 77 5,926.85 SOLE N/A NONE
ENI SPA SPONSORED ADR 26874R108 Common Stock ADR 1 12.00 SOLE N/A NONE
ENPRO INDS INC COM 29355X107 Common Stock 6 150.00 SOLE N/A NONE
ENTEGRIS INC COM 29362U104 Common Stock 0 18.00 SOLE N/A NONE
ENTERGY CORP NEW COM 29364G103 Common Stock 56 883.00 SOLE N/A NONE
ENTERPRISE PRODS PARTNERS L P COM UNIT 293792107 Common Stock 320 6,399.68 SOLE N/A NONE
EOG RES INC COM 26875P101 Common Stock 51 425.00 SOLE N/A NONE
EQUITY ONE INC COM 294752100 Common Stock 6 300.00 SOLE N/A NONE
ERICSSON L M TEL CO ADR CL B SEK 10 NEW
EXCH FOR ADR CL B SEK NEW 294821608 Common Stock ADR 3 340.00 SOLE N/A NONE
ETFS GOLD TR SH 26922Y105 Common Stock 37 222.00 SOLE N/A NONE
ETFS SILVER TR SILVER SHS ETF 26922X107 Common Stock 18 613.00 SOLE N/A NONE
EV ENERGY PARTNERS LP COM UNITS REPSTG LTD
PARTNER INT 26926V107 Common Stock 48 856.00 SOLE N/A NONE
EXELON CORP COM 30161N101 Common Stock 212 7,130.74 SOLE N/A NONE
EXPEDIA INC DEL COM NEW 30212P303 Common Stock 111 1,810.00 SOLE N/A NONE
EXPEDITORS INTL WASH INC 302130109 Common Stock 4 100.00 SOLE N/A NONE
EXPRESS SCRIPTS HLDG CO COM 30219G108 Common Stock 28 516.00 SOLE N/A NONE
EXXON MOBIL CORP COM 30231G102 Common Stock 632 7,303.06 SOLE N/A NONE
FACEBOOK INC CL A 30303M102 Common Stock 81 3,036.00 SOLE N/A NONE
FAMILY DOLLAR STORES 307000109 Common Stock 27 428.00 SOLE N/A NONE
FASTENAL CO 311900104 Common Stock 12 266.62 SOLE N/A NONE
FEDEX CORP COM 31428X106 Common Stock 26 285.00 SOLE N/A NONE
FERRELLGAS PARTNERS L P UNIT LTD
PARTNERSHIP INT 315293100 Common Stock 17 1,000.00 SOLE N/A NONE
FIFTH THIRD BANCORP COM 316773100 Common Stock 2 150.00 SOLE N/A NONE
FIRST BUSEY CORP 319383105 Common Stock 1 151.00 SOLE N/A NONE
FIRST INDL RLTY TR INC COM 32054K103 Common Stock 8 600.00 SOLE N/A NONE
FIRST MAJESTIC SILVER CORP COM
ISIN#CA32076V1031 32076V103 Common Stock 6 297.00 SOLE N/A NONE
FIRST TR EXCHANGE-TRADED FD II
CONSUMER DISCRETIONARY ALPHADEX
(FD ANNUAL) 33734X101 Common Stock 79 3,501.00 SOLE N/A NONE
FIRST TR EXCHANGE-TRADED FD II CONSUMER
STAPLES ALPHADEX 33734X119 Common Stock 197 7,796.00 SOLE N/A NONE
FIRST TR EXCHANGE TRADED FD DOW JONES
INTERNET INDEX FD 33733E302 Common Stock 99 2,547.00 SOLE N/A NONE
FIRST TR EXCHANGE-TRADED FD II FINL
ALPHADEX FD ANNUAL 33734X135 Common Stock 9 555.00 SOLE N/A NONE
FIRST TR EXCHANGE-TRADED FD II MATLS
ALPHADEX FD ANNUAL 33734X168 Common Stock 23 903.00 SOLE N/A NONE
FIRST TR EXCHANGE TRADED FD AMEX
BIOTECHNOLOGY INDEX FD 33733E203 Common Stock 108 2,360.00 SOLE N/A NONE
FIRST TR EXCHANGE-TRADED FD II UTILS
ALPHADEX FD ANNUAL 33734X184 Common Stock 17 925.00 SOLE N/A NONE
FIRST TR ISE REVERE NAT GAS
INDEX FD COM 33734J102 Common Stock 6 400.00 SOLE N/A NONE
FIRST TR MORNINGSTAR DIVID LEADERS
INDEX FD SHS 336917109 Common Stock 26 1,400.00 SOLE N/A NONE
FIRST TR NASDAQ 100 TECHNOLOGY
INDEX FD SHS 337345102 Common Stock 16 602.00 SOLE N/A NONE
FIRST TR S&P REIT INDEX FD COM 33734G108 Common Stock 66 3,739.00 SOLE N/A NONE
FIRST TR VALUE LINE DIVID INDEX FD SHS
ISIN#US33734H1068 33734H106 Common Stock 307 17,764.73 SOLE N/A NONE
FIRSTENERGY CORP COM 337932107 Common Stock 121 2,894.00 SOLE N/A NONE
FORD MOTOR CO DEL COM PAR 345370860 Common Stock 612 47,247.12 SOLE N/A NONE
FORTINET INC COM 34959E109 Common Stock 1 64.00 SOLE N/A NONE
FORTRESS INVT GROUP LLC DEL CL A 34958B106 Common Stock 7 1,705.00 SOLE N/A NONE
FORTUNE BRANDS HOMES & SEC INC COM 34964C106 Common Stock 6 200.00 SOLE N/A NONE
FRANKLIN RESOURCES INC 354613101 Common Stock 3 20.00 SOLE N/A NONE
FREEPORT-MCMORAN COPPER & GOLD INC CL B 35671D857 Common Stock 64 1,860.00 SOLE N/A NONE
FRESH MKT INC COM 35804H106 Common Stock 23 485.00 SOLE N/A NONE
FRONTIER COMMUNICATIONS CORP COM 35906A108 Common Stock 57 13,291.00 SOLE N/A NONE
FRONTLINE LTD SHS ISIN#BMG3682E1277 G3682E127 Common Stock 3 1,060.00 SOLE N/A NONE
FUELCELL ENERGY INC COM 35952H106 Common Stock 0 150.00 SOLE N/A NONE
FURIEX PHARMACEUTICALS INC COM 36106P101 Common Stock 0 25.00 SOLE N/A NONE
GAP INC 364760108 Common Stock 22 708.00 SOLE N/A NONE
GATX CORP 361448103 Common Stock 4 100.00 SOLE N/A NONE
GENERAL DYNAMICS CORP COM 369550108 Common Stock 20 292.21 SOLE N/A NONE
GENERAL ELECTRIC CO COM 369604103 Common Stock 780 37,155.32 SOLE N/A NONE
GENERAL MILLS INC COM 370334104 Common Stock 25 609.57 SOLE N/A NONE
GENERAL MTRS CO COM 37045V100 Common Stock 13 448.00 SOLE N/A NONE
GENUINE PARTS CO 372460105 Common Stock 161 2,530.00 SOLE N/A NONE
GETTY RLTY CORP NEW COM 374297109 Common Stock 2 116.41 SOLE N/A NONE
GILEAD SCIENCES INC 375558103 Common Stock 5 65.00 SOLE N/A NONE
GLAXOSMITHKLINE PLC SPONS ADR 37733W105 Common Stock ADR 39 900.89 SOLE N/A NONE
GLOBAL X FDS FTSE COLOMBIA 20 ETF 37950E200 Common Stock 1 45.00 SOLE N/A NONE
GLOBAL X FDS GLOBAL X LITHIUM ETF 37950E762 Common Stock 0 25.00 SOLE N/A NONE
GLOBAL X FDS GLOBAL X SILVER MINERS ETF 37950E853 Common Stock 34 1,497.00 SOLE N/A NONE
GNC HLDGS INC COM CL A 36191G107 Common Stock 7 200.00 SOLE N/A NONE
GOLAR LNG LIMITED SHS ISIN#BMG9456A1009 G9456A100 Common Stock 4 100.00 SOLE N/A NONE
GOLDEN STAR RES LTD CDA COM SHS 38119T104 Common Stock 1 500.00 SOLE N/A NONE
GOLDMAN SACHS GROUP INC COM 38141G104 Common Stock 115 899.00 SOLE N/A NONE
GOOGLE INC CL A 38259P508 Common Stock 279 395.00 SOLE N/A NONE
GOVERNMENT PPTYS INCOME TR COM
SHS BEN INT 38376A103 Common Stock 22 922.00 SOLE N/A NONE
GRAINGER WW INC 384802104 Common Stock 113 560.00 SOLE N/A NONE
GREAT PLAINS ENERGY INC COM 391164100 Common Stock 20 1,000.00 SOLE N/A NONE
GREEN MTN COFFEE ROASTERS INC COM 393122106 Common Stock 0 10.00 SOLE N/A NONE
GREENBRIER COS INC COM 393657101 Common Stock 2 150.00 SOLE N/A NONE
GREENHILL & CO INC COM 395259104 Common Stock 3 50.00 SOLE N/A NONE
GROUPON INC COM CL A 399473107 Common Stock 22 4,430.00 SOLE N/A NONE
GT ADVANCED TECHNOLOGIES INC COM 36191U106 Common Stock 9 3,100.00 SOLE N/A NONE
HAEMONETICS CORP MASS COM 405024100 Common Stock 8 200.00 SOLE N/A NONE
HAIN CELESTIAL GROUP INC COM 405217100 Common Stock 4 75.00 SOLE N/A NONE
HALLIBURTON CO COM 406216101 Common Stock 21 614.00 SOLE N/A NONE
HARRIS TEETER SUPERMARKETS INC COM
ISIN#US4145851097 414585109 Common Stock 15 400.00 SOLE N/A NONE
HARTFORD FINL SVCS GROUP INC COM 416515104 Common Stock 5 219.00 SOLE N/A NONE
HATTERAS FINL CORP COM 41902R103 Common Stock 24 975.00 SOLE N/A NONE
HCA HLDGS INC COM 40412C101 Common Stock 10 347.00 SOLE N/A NONE
HEALTH CARE REIT INC COM 42217K106 Common Stock 24 397.00 SOLE N/A NONE
HEALTHCARE TR AMER INC CL A 42225P105 Common Stock 3 281.00 SOLE N/A NONE
HEINZ H J COMPANY 423074103 Common Stock 45 783.03 SOLE N/A NONE
HELIX ENERGY SOLUTIONS GROUP INC COM 42330P107 Common Stock 38 1,824.00 SOLE N/A NONE
HERBALIFE LTD USD COM SHS ISIN#KYG4412G1010 G4412G101 Common Stock 4 119.44 SOLE N/A NONE
HERSHEY CO COM 427866108 Common Stock 7 100.00 SOLE N/A NONE
HEWLETT PACKARD CO COM 428236103 Common Stock 35 2,463.68 SOLE N/A NONE
HILLSHIRE BRANDS CO COM 432589109 Common Stock 2 80.00 SOLE N/A NONE
HOLOGIC INC COM 436440101 Common Stock 39 1,952.00 SOLE N/A NONE
HOME DEPOT INC COM 437076102 Common Stock 285 4,601.00 SOLE N/A NONE
HONEYWELL INTL INC COM
ISIN#US4385161066 438516106 Common Stock 55 872.00 SOLE N/A NONE
HORMEL FOODS CORP COM 440452100 Common Stock 5 168.00 SOLE N/A NONE
HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 Common Stock 2 88.00 SOLE N/A NONE
HSBC HLDGS PLC SPONS ADR NEW 404280406 Common Stock ADR 9 162.00 SOLE N/A NONE
HUMANA INC COM 444859102 Common Stock 3 50.00 SOLE N/A NONE
HUNTINGTON BANCSHARES INC 446150104 Common Stock 65 10,150.00 SOLE N/A NONE
IAC INTERACTIVECORP COM PAR 44919P508 Common Stock 189 4,000.00 SOLE N/A NONE
ILLINOIS TOOL WORKS INC COM 452308109 Common Stock 61 1,000.00 SOLE N/A NONE
IMPAC MTG HLDGS INC COM NEW 45254P508 Common Stock 6 400.00 SOLE N/A NONE
IMPERIAL OIL LTD COM 453038408 Common Stock 3 77.00 SOLE N/A NONE
INCYTE CORP COM 45337C102 Common Stock 3 198.00 SOLE N/A NONE
INGERSOLL RAND PLC SHS ISIN#IE00B6330302 G47791101 Common Stock 18 378.00 SOLE N/A NONE
INGLES MARKETS INC CL A 457030104 Common Stock 4 230.00 SOLE N/A NONE
INTEL CORP COM 458140100 Common Stock 440 21,325.00 SOLE N/A NONE
INTERNATIONAL BUSINESS MACHS CORP COM 459200101 Common Stock 314 1,639.05 SOLE N/A NONE
INTUITIVE SURGICAL INC COM NEW 46120E602 Common Stock 10 20.00 SOLE N/A NONE
INVESCO MORTGAGE CAPITAL INC COM 46131B100 Common Stock 26 1,335.00 SOLE N/A NONE
ISHARES COMEX GOLD TR ISHARES 464285105 Common Stock 236 14,467.00 SOLE N/A NONE
ISHARES INC MSCI AUSTRALIA INDEX FD 464286103 Common Stock 5 200.00 SOLE N/A NONE
ISHARES INC MSCI BRAZIL FREE INDEX FD 464286400 Common Stock 885 15,816.09 SOLE N/A NONE
ISHARES INC MCSI BRIC INDEX FD 464286657 Common Stock 12 299.00 SOLE N/A NONE
ISHARES INC MSCI CDA INDEX FD 464286509 Common Stock 166 5,847.72 SOLE N/A NONE
ISHARES INC MSCI CHILE INVESTABLE
MARKET INDEX FD 464286640 Common Stock 13 200.00 SOLE N/A NONE
ISHARES INC MSCI JAPAN INDEX FD 464286848 Common Stock 1 136.00 SOLE N/A NONE
ISHARES INC MSCI MEXICO FREE INDEX FD 464286822 Common Stock 1 16.00 SOLE N/A NONE
ISHARES INC MSCI PACIFIC EX-JAPAN INDEX FD 464286665 Common Stock 82 1,737.73 SOLE N/A NONE
ISHARES INC MSCI SOUTH KOREA INDEX FD 464286772 Common Stock 6 100.00 SOLE N/A NONE
ISHARES INC MSCI SPAIN INDEX FD 464286764 Common Stock 1 29.00 SOLE N/A NONE
ISHARES INC MSCI SOUTH AFRICA INDEX FD 464286780 Common Stock 1 15.00 SOLE N/A NONE
ISHARES GSCI COMMODITY INDEXED TR
UNIT BEN INT 46428R107 Common Stock 155 4,713.00 SOLE N/A NONE
ISHARES SILVER TR ISHARES 46428Q109 Common Stock 119 4,060.00 SOLE N/A NONE
ISHARES TR BARCLAYS 10-20 YR TREAS BD FD 464288653 Common Stock 3 22.00 SOLE N/A NONE
ISHARES TR BARCLAYS 1-3 YR TREAS BD FD 464287457 Common Stock 388 4,601.75 SOLE N/A NONE
ISHARES TR BARCLAYS 1-3 YR CR BD FD 464288646 Common Stock 229 2,171.01 SOLE N/A NONE
ISHARES TR BARCLAYS 20+ TREAS BD FD 464287432 Common Stock 477 3,935.40 SOLE N/A NONE
ISHARES TR BARCLAYS 3-7 YR TREAS BD FD 464288661 Common Stock 148 1,199.00 SOLE N/A NONE
ISHARES TR BARCLAYS 7-10 YR TREAS BD FD 464287440 Common Stock 97 904.00 SOLE N/A NONE
ISHARES TR BARCLAYS INTER CR BD FD 464288638 Common Stock 33 300.00 SOLE N/A NONE
ISHARES TR BARCLAYS MBS BD FD 464288588 Common Stock 382 3,534.00 SOLE N/A NONE
ISHARES TR BARCLAYS TIPS BD FD 464287176 Common Stock 2,011 16,560.08 SOLE N/A NONE
ISHARES TR COHEN & STEERS REALTY
MAJORS INDEX FD 464287564 Common Stock 737 9,383.64 SOLE N/A NONE
ISHARES TR DOW JONES U S CONSUMER
GOODS SECTOR 464287812 Common Stock 440 5,867.98 SOLE N/A NONE
ISHARES TR DOW JONES U S CONSUMER
SVCS SECTOR 464287580 Common Stock 343 3,955.43 SOLE N/A NONE
ISHARES TR CORE S&P MID-CAP ETF 464287507 Common Stock 873 8,584.05 SOLE N/A NONE
ISHARES TR CORE S&P SMALL-CAP ETF 464287804 Common Stock 102 1,301.00 SOLE N/A NONE
ISHARES TR CORE S&P 500 ETF 464287200 Common Stock 102 715.02 SOLE N/A NONE
ISHARES TR CORE TOTAL U S BD MKT ETF 464287226 Common Stock 670 6,034.48 SOLE N/A NONE
ISHARES TR DOW JONES US HEALTH
CARE PROVIDERS 464288828 Common Stock 164 2,390.00 SOLE N/A NONE
ISHARES TR DOW JONES US HOME CONSTN
INDEX FD 464288752 Common Stock 8 365.00 SOLE N/A NONE
ISHARES TR DOW JONES INTL SELECT
DIVIDEND INDEX FD 464288448 Common Stock 84 2,487.86 SOLE N/A NONE
ISHARES TR DOW JONES US OIL EQUIP &
SVCS INDEX FD 464288844 Common Stock 53 1,046.36 SOLE N/A NONE
ISHARES TR DOW JONES US OIL & GAS EXPL
& ISIN#464288851 464288851 Common Stock 9 140.00 SOLE N/A NONE
ISHARES TR DOW JONES SELECT DIVID INDEX FD 464287168 Common Stock 1,280 22,370.01 SOLE N/A NONE
ISHARES TR DOW JONES U S BASIC
MATERIALS SECTOR 464287838 Common Stock 61 880.59 SOLE N/A NONE
ISHARES TR DOW JONES U S ENERGY
SECTOR INDEX FD 464287796 Common Stock 14 350.00 SOLE N/A NONE
ISHARES TR DOW JONES U S FINL
SECTOR INDEX FD 464287788 Common Stock 8 129.00 SOLE N/A NONE
ISHARES TR DOW JONES U S HEALTHCARE SECTOR 464287762 Common Stock 62 744.00 SOLE N/A NONE
ISHARES TR DOW JONES U S
TOTAL MKT INDEX FD 464287846 Common Stock 79 1,100.00 SOLE N/A NONE
ISHARES TR DOW JONES
U S REAL ESTATE INDEX FD 464287739 Common Stock 112 1,730.00 SOLE N/A NONE
ISHARES TR DOW JONES U S
TECHNOLOGY SECTOR 464287721 Common Stock 32 450.00 SOLE N/A NONE
ISHARES TR DOW JONES
U S UTILS SECTOR INDEX FD 464287697 Common Stock 96 1,105.98 SOLE N/A NONE
ISHARES TR FTSE CHINA 25 INDEX FD 464287184 Common Stock 96 2,384.79 SOLE N/A NONE
ISHARES TR HIGH DIVID EQUITY FD 46429B663 Common Stock 219 3,730.51 SOLE N/A NONE
ISHARES TR IBOXX $ HIGH YIELD CORP BD FD 464288513 Common Stock 542 5,802.72 SOLE N/A NONE
ISHARES TR IBOXX USD INVT GRADE CORP BD FD 464287242 Common Stock 1,310 10,824.71 SOLE N/A NONE
ISHARES TR JPMORGAN USD EMERGING
MKTS BD FD 464288281 Common Stock 132 1,079.00 SOLE N/A NONE
ISHARES TR MSCI EAFE INDEX FD 464287465 Common Stock 549 9,646.66 SOLE N/A NONE
ISHARES TR MSCI EMERGING MKTS INDEX FD 464287234 Common Stock 266 6,007.54 SOLE N/A NONE
ISHARES TR KLD SELECT SOCIAL INDEX FD 464288802 Common Stock 8 143.00 SOLE N/A NONE
ISHARES TR MSCI EAFE GROWTH INDEX FD 464288885 Common Stock 6 101.00 SOLE N/A NONE
ISHARES TR MSCI ALL PERU CAPPED INDEX FD 464289842 Common Stock 1 20.00 SOLE N/A NONE
ISHARES TR MSCI EAFE SMALL CAP INDEX FD 464288273 Common Stock 24 597.00 SOLE N/A NONE
ISHARES TR MSCI EAFE VALUE INDEX FD 464288877 Common Stock 44 897.00 SOLE N/A NONE
ISHARES TR NASDAQ BIOTECHNOLOGY INDEX FD 464287556 Common Stock 437 3,185.46 SOLE N/A NONE
ISHARES TR PHLX SOX SEMICONDUCTOR
SECTOR INDEX FD 464287523 Common Stock 4 72.08 SOLE N/A NONE
ISHARES TR RUSSELL MICROCAP INDEX FD 464288869 Common Stock 1 25.00 SOLE N/A NONE
ISHARES TR RUSSELL 2000 GROWTH INDEX FD 464287648 Common Stock 123 1,290.03 SOLE N/A NONE
ISHARES TR RUSSELL 2000 VALUE INDEX FD 464287630 Common Stock 91 1,200.67 SOLE N/A NONE
ISHARES TR RUSSELL 3000 VALUE INDEX FD 464287663 Common Stock 3 34.00 SOLE N/A NONE
ISHARES TR RUSSELL 1000 INDEX FD 464287622 Common Stock 52 654.00 SOLE N/A NONE
ISHARES TR RUSSELL 2000 INDEX FD 464287655 Common Stock 289 3,424.45 SOLE N/A NONE
ISHARES TR RUSSELL MIDCAP
GROWTH INDEX FD 464287481 Common Stock 35 559.00 SOLE N/A NONE
ISHARES TR RUSSELL MIDCAP VALUE INDEX FD 464287473 Common Stock 34 671.00 SOLE N/A NONE
ISHARES TR RUSSELL MIDCAP INDEX FD 464287499 Common Stock 190 1,681.00 SOLE N/A NONE
ISHARES TR RUSSELL 1000 GROWTH INDEX FD 464287614 Common Stock 518 7,916.00 SOLE N/A NONE
ISHARES TR RUSSELL 1000 VALUE INDEX FD 464287598 Common Stock 171 2,350.00 SOLE N/A NONE
ISHARES TR S&P 500 VALUE INDEX FD 464287408 Common Stock 433 6,518.00 SOLE N/A NONE
ISHARES TR S&P CALIF MUN BD FD 464288356 Common Stock 3 24.00 SOLE N/A NONE
ISHARES TR S&P EMERGING MKTS 464288216 Common Stock 4 127.00 SOLE N/A NONE
ISHARES TR S&P EUROPE 350 INDEX FD 464287861 Common Stock 1 29.00 SOLE N/A NONE
ISHARES TR S&P GLOBAL ENERGY
SECTOR INDEX FD 464287341 Common Stock 22 570.00 SOLE N/A NONE
ISHARES TR S&P GLOBAL INFO
TECHNOLOGY SECTOR 464287291 Common Stock 10 150.00 SOLE N/A NONE
ISHARES TR S&P GLOBAL 100 INDEX FD 464287572 Common Stock 163 2,541.00 SOLE N/A NONE
ISHARES TR S&P LATIN AMER 40 INDEX FD 464287390 Common Stock 7 163.76 SOLE N/A NONE
ISHARES TR S&P MIDCAP 400 GROWTH INDEX FD 464287606 Common Stock 30 265.00 SOLE N/A NONE
ISHARES TR S&P MIDCAP 400 VALUE INDEX FD 464287705 Common Stock 57 643.00 SOLE N/A NONE
ISHARES TR S&P GSSI NAT RES INDEX FD 464287374 Common Stock 82 2,155.00 SOLE N/A NONE
ISHARES TR S&P GSSI SOFTWARE INDEX FD 464287515 Common Stock 29 454.00 SOLE N/A NONE
ISHARES TR S&P NATL MUN BD FD 464288414 Common Stock 230 2,076.28 SOLE N/A NONE
ISHARES TR S&P SMALLCAP 600 GROWTH INDEX FD 464287887 Common Stock 1,567 18,649.26 SOLE N/A NONE
ISHARES TR S&P SMALLCAP 600 VALUE INDEX FD 464287879 Common Stock 1,577 19,492.00 SOLE N/A NONE
ISHARES TR S&P 500 GROWTH INDEX FD 464287309 Common Stock 444 5,861.00 SOLE N/A NONE
ISHARES TR DOW JONES
TRANSN AVERAGE INDEX FD 464287192 Common Stock 99 1,053.59 SOLE N/A NONE
ISHARES TR S&P U S PFD STK INDEX FD 464288687 Common Stock 883 22,297.16 SOLE N/A NONE
JACK IN THE BOX INC COM 466367109 Common Stock 11 400.00 SOLE N/A NONE
JOHNSON & JOHNSON COM 478160104 Common Stock 869 12,401.51 SOLE N/A NONE
JOHNSON CTLS INC COM 478366107 Common Stock 6 205.00 SOLE N/A NONE
JPMORGAN CHASE & CO ALERIAN MLP INDEX
ETN BASED ON WAP (LEVEL OF INDEX) 46625H365 Common Stock 379 9,856.33 SOLE N/A NONE
JP MORGAN CHASE & CO COM
ISIN#US46625H1005 46625H100 Common Stock 147 3,348.90 SOLE N/A NONE
KAMAN CORP COM 483548103 Common Stock 4 100.00 SOLE N/A NONE
KANSAS CITY SOUTHN COM NEW 485170302 Common Stock 3 39.00 SOLE N/A NONE
KELLOGG CO 487836108 Common Stock 113 2,021.00 SOLE N/A NONE
KELLY SVCS INC CL A 488152208 Common Stock 5 300.00 SOLE N/A NONE
KEYCORP NEW COM 493267108 Common Stock 1 140.00 SOLE N/A NONE
KIMBERLY CLARK CORP 494368103 Common Stock 116 1,373.00 SOLE N/A NONE
KIMCO REALTY CORP (MARYLAND) 49446R109 Common Stock 1 67.00 SOLE N/A NONE
KINDER MORGAN ENERGY PARTNERS L P
UNIT LTD PARTNERSHIP INT 494550106 Common Stock 105 1,316.57 SOLE N/A NONE
KINDER MORGAN INC DEL COM 49456B101 Common Stock 24 670.73 SOLE N/A NONE
KIRBY CORP COM 497266106 Common Stock 6 100.00 SOLE N/A NONE
KLA-TENCOR CORP COM 482480100 Common Stock 2 50.00 SOLE N/A NONE
KONINKLIJKE PHILIPS ELECTRS N V
SPONSORED ADR NEW 2000 ISIN#US5004723038 500472303 Common Stock ADR 1 47.00 SOLE N/A NONE
KRAFT FOODS GROUP INC COM 50076Q106 Common Stock 48 1,065.00 SOLE N/A NONE
KRISPY KREME DOUGHNUTS INC COM 501014104 Common Stock 15 1,600.00 SOLE N/A NONE
KROGER CO COM 501044101 Common Stock 7 268.00 SOLE N/A NONE
KULICKE & SOFFA INDS INC COM 501242101 Common Stock 5 400.00 SOLE N/A NONE
LAKES ENTMT INC COM 51206P109 Common Stock 2 500.00 SOLE N/A NONE
LAS VEGAS SANDS CORP COM 517834107 Common Stock 32 700.00 SOLE N/A NONE
LEAR CORP COM NEW 521865204 Common Stock 5 100.00 SOLE N/A NONE
LEGGETT & PLATT INC 524660107 Common Stock 8 295.00 SOLE N/A NONE
LIBBEY INC COM 529898108 Common Stock 2 100.00 SOLE N/A NONE
ELI LILLY & CO COM 532457108 Common Stock 113 2,300.00 SOLE N/A NONE
LIMITED BRANDS INC 532716107 Common Stock 40 860.00 SOLE N/A NONE
LINEAR TECHNOLOGY CORP 535678106 Common Stock 5 135.00 SOLE N/A NONE
LINKEDIN CORP CL A 53578A108 Common Stock 6 50.00 SOLE N/A NONE
LINN ENERGY LLC UNIT REPSTG LTD
LIABILITY CO INTS 536020100 Common Stock 25 710.00 SOLE N/A NONE
LKQ CORP COM 501889208 Common Stock 6 280.00 SOLE N/A NONE
LOCKHEED MARTIN CORP COM 539830109 Common Stock 92 992.00 SOLE N/A NONE
LORILLARD INC COM 544147101 Common Stock 8 70.00 SOLE N/A NONE
LOUISIANA-PAC CORP COM 546347105 Common Stock 8 400.00 SOLE N/A NONE
LOWES COS INC COM 548661107 Common Stock 52 1,476.00 SOLE N/A NONE
LSI CORP COM 502161102 Common Stock 0 21.00 SOLE N/A NONE
MACYS INC COM 55616P104 Common Stock 25 650.00 SOLE N/A NONE
MAGELLAN MIDSTREAM PARTNERS LP COM
UNIT REPSTG LTD PARTNER INT 559080106 Common Stock 18 421.31 SOLE N/A NONE
MAGNA INTERNATIONAL INC COM
ISIN#CA5592224011 559222401 Common Stock 5 100.00 SOLE N/A NONE
MAIN STR CAP CORP COM 56035L104 Common Stock 9 300.00 SOLE N/A NONE
MANULIFE FINL CORP COM ISIN#CA56501R1064 56501R106 Common Stock 14 998.00 SOLE N/A NONE
MARATHON OIL CORP COM 565849106 Common Stock 21 700.00 SOLE N/A NONE
MARATHON PETE CORP COM 56585A102 Common Stock 13 200.00 SOLE N/A NONE
MARKET VECTORS ETF TR AGRIBUSINESS ETF 57060U605 Common Stock 285 5,400.17 SOLE N/A NONE
MARKET VECTORS ETF TR BIOTECH ETF 57060U183 Common Stock 184 3,430.00 SOLE N/A NONE
MARKET VECTORS ETF BRAZIL SM CAP ETF 57060U613 Common Stock 16 382.71 SOLE N/A NONE
MARKET VECTORS ETF TR GOLD
MINERS ETF FD 57060U100 Common Stock 997 21,481.00 SOLE N/A NONE
MARKET VECTORS ETF TR LEHMAN BROS
HIGH YIELD MUN ETF 57060U878 Common Stock 8 235.00 SOLE N/A NONE
MARKET VECTORS ETF TR JR GOLD MINES ETF 57060U589 Common Stock 97 4,901.00 SOLE N/A NONE
MARKET VECTORS RUSSIA ETF TR SHS BEN INT 57060U506 Common Stock 11 370.00 SOLE N/A NONE
MARKET VECTORS ETF TR RVE HARD
ASSETS PRODUCERS ETF 57060U795 Common Stock 62 1,732.00 SOLE N/A NONE
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTNERSHIP INT 570759100 Common Stock 8 150.00 SOLE N/A NONE
MARTIN MIDSTREAM PARTNERS L P UNIT LTD
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MARVELL TECHNOLOGY GROUP LTD SHS
ISIN#BMG5876H1051 G5876H105 Common Stock 2 301.92 SOLE N/A NONE
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MBIA INC 55262C100 Common Stock 4 500.00 SOLE N/A NONE
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MCDONALDS CORP 580135101 Common Stock 938 10,631.56 SOLE N/A NONE
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MEDTRONIC INC 585055106 Common Stock 45 1,092.58 SOLE N/A NONE
MEMC ELECTRONIC MATERIALS INC COM 552715104 Common Stock 2 479.00 SOLE N/A NONE
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METLIFE INC COM 59156R108 Common Stock 7 210.00 SOLE N/A NONE
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MICHAEL KORS HLDGS LTD SHS
ISIN#VGG607541015 G60754101 Common Stock 2 31.00 SOLE N/A NONE
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MICRON TECHNOLOGY INC 595112103 Common Stock 2 300.00 SOLE N/A NONE
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MINDRAY MED INTL LTD SPONSORED ADR
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MINE SAFETY APPLIANCES CO 602720104 Common Stock 9 215.00 SOLE N/A NONE
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MOLSON COORS BREWING CO CL B NON
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MYLAN INC COM 628530107 Common Stock 33 1,200.34 SOLE N/A NONE
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NATIONAL INSTRS CORP COM 636518102 Common Stock 17 675.00 SOLE N/A NONE
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NATIONAL RETAIL PPTYS INC COM
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NATURAL RESOURCE PARTNERS L P COM
UNIT LTD PARTNERSHIP INT 63900P103 Common Stock 4 200.00 SOLE N/A NONE
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PARTNERSHIP INT ISIN#MHY622671029 Y62267102 Common Stock 3 227.00 SOLE N/A NONE
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NETFLIX INC COM 64110L106 Common Stock 5 51.00 SOLE N/A NONE
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ISIN#CH0033347318 H5833N103 Common Stock 28 800.00 SOLE N/A NONE
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ISIN#BMG657731060 G65773106 Common Stock 13 1,500.00 SOLE N/A NONE
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NORTH AMERICAN PALLADIUM LTD
ISIN#CA6569121024 656912102 Common Stock 0 360.00 SOLE N/A NONE
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NORTHROP GRUMMAN CORP COM 666807102 Common Stock 14 200.00 SOLE N/A NONE
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NOVO NORDISK A.S. ADR FORMERLY NOVO
INDUSTRIE A.S. ADR SAME CUSIP 670100205 Common Stock ADR 5 30.00 SOLE N/A NONE
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NUCOR CORP COM 670346105 Common Stock 8 190.00 SOLE N/A NONE
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O REILLY AUTOMOTIVE INC NEW COM 67103H107 Common Stock 8 92.00 SOLE N/A NONE
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OLIN CORP NEW COM PAR $1 680665205 Common Stock 9 400.00 SOLE N/A NONE
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OSHKOSH CORP COM 688239201 Common Stock 15 500.00 SOLE N/A NONE
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PAN AMERN SILVER CORP COM FORMERLY PAN
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PARTNERRE LTD SHS ISIN#BMG6852T1053 G6852T105 Common Stock 5 60.00 SOLE N/A NONE
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PEMBINA PIPELINE CORP COM
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PENN WEST PETE LTD NEW COM
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PETROLEO BRASILEIRO SA PETROBRAS
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PIMCO ETF TR TOTAL RETURN
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PLAINS ALL AMERICAN PIPELINE L P UNIT LTD
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POTASH CORP OF SASKATCHEWAN INC COM
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POWERSHARES EXCHANGE-TRADED FD
TR II S&P 500 LOW VOLATILITY PORT 73937B779 Common Stock 130 4,700.04 SOLE N/A NONE
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DYNAMIC CONSUMER DISCRETIONARY
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POWERSHARES EXCHANGE-TRADED FD TR
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POWERSHARES EXCHANGE-TRADED FD TR
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POWERSHARES EXCHANGE-TRADED FD TR
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POWERSHARES EXCHANGE-TRADED FD TR
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POWERSHARES EXCHANGE-TRADED FD TR
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POWERSHARES EXCHANGE-TRADED FD TR
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POWERSHARES EXCHANGE-TRADED FD TR
DYNAMIC SOFTWARE PORTFOLIO 73935X773 Common Stock 3 106.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED FD TR
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POWERSHARES EXCHANGE TRADED FD TR
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POWERSHARES EXCHANGE-TRADED FD TR
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POWERSHARES EXCHANGE-TRADED FD TR
FTSE RAFI US 1000 PORT 73935X583 Common Stock 324 5,182.82 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED FD TR
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POWERSHARES EXCHANGE-TRADED FD TR II
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POWERSHARES EXCHANGE-TRADED FD TR
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POWERSHARES EXCHANGE-TRADED FD TR
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FD TR S&P 500 BUYWRITE PORTFOLIO 73936G308 Common Stock 40 2,021.00 SOLE N/A NONE
POWERSHARES GLOBAL EXCHANGE TRADED
FD TR PFD PORTFOLIO 73936T565 Common Stock 299 20,377.00 SOLE N/A NONE
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HIGH YIELD USD BD PORTFOLIO 73936T557 Common Stock 78 4,047.83 SOLE N/A NONE
POWERSHARES GLOBAL EXCH TRD FD TR
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POWERSHARES DB MULTI SECTOR COMMODITY
TR POWER SHARES DB PRECIOUS METAL
FD COM UNIT 73936B200 Common Stock 10 181.00 SOLE N/A NONE
POWERSHARES DB MULTI SECTOR COMMODITY
TR POWER SHARES DB AGRIC FD COM UNIT 73936B408 Common Stock 45 1,627.00 SOLE N/A NONE
POWERSHARES DB U S DLR INDEX TR POWERSHARES
DV US$INDEX BULLISH FD COM UNIT 73936D107 Common Stock 322 14,760.00 SOLE N/A NONE
PPG INDUSTRIES INC 693506107 Common Stock 15 111.27 SOLE N/A NONE
PPL CORP COM 69351T106 Common Stock 27 955.00 SOLE N/A NONE
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PRICE T ROWE GROUP INC COM 74144T108 Common Stock 7 100.00 SOLE N/A NONE
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PROSHARES TR PROSHARES ULTRASHORT
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PVR PARTNERS L P COM UNIT REPTG LTD
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QUALCOMM INC 747525103 Common Stock 41 662.53 SOLE N/A NONE
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RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 Common Stock 3 236.00 SOLE N/A NONE
RAYONIER INC COM 754907103 Common Stock 117 2,257.00 SOLE N/A NONE
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RED HAT INC COM 756577102 Common Stock 16 300.00 SOLE N/A NONE
REGAL BELOIT CORP WISCONSIN
ISIN#US7587501039 758750103 Common Stock 2 23.00 SOLE N/A NONE
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RELIANCE STL & ALUM CO COM 759509102 Common Stock 223 3,583.00 SOLE N/A NONE
RENTECH NITROGEN PARTNERS L P COM UNIT 760113100 Common Stock 10 275.00 SOLE N/A NONE
RESEARCH IN MOTION LTD COM
ISIN#CA7609751028 760975102 Common Stock 1 80.00 SOLE N/A NONE
RESOURCE CAP CORP COM 76120W302 Common Stock 11 1,980.00 SOLE N/A NONE
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ROBBINS & MYERS INC 770196103 Common Stock 2 40.00 SOLE N/A NONE
ROCKWELL AUTOMATION INC COM FORMERLY
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ROSS STORES INC (STATE OF INC CHGD FM
CALF TO DELAWARE) 778296103 Common Stock 23 421.00 SOLE N/A NONE
ROYAL BK CDA MONTREAL QUE
ISIN#CA7800871021 780087102 Common Stock 24 400.00 SOLE N/A NONE
ROYAL DUTCH SHELL PLC SPONSORED ADR
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ROYAL GOLD INC 780287108 Common Stock 73 900.00 SOLE N/A NONE
RYDEX ETF TR GUGGENHEIM S&P 500
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RYDEX ETF TR GUGGENHEIM S&P 500
PURE GROWTH ETF 78355W403 Common Stock 466 9,454.00 SOLE N/A NONE
RYDEX ETF TR GUGGENHEIM S&P 500
PURE VALUE ETF 78355W304 Common Stock 55 1,600.00 SOLE N/A NONE
SAIA INC COM 78709Y105 Common Stock 250 10,827.00 SOLE N/A NONE
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SANDRIDGE PERMIAN TR COM UNIT REPSTG
BENEFICIAL INTS IN SANDRIDGE TR 80007A102 Common Stock 17 1,000.00 SOLE N/A NONE
SANOFI CONTINGENT VALUE RT
RTS EXP 12/31/2020 80105N113 Rights 1 667.00 SOLE N/A NONE
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SCHWAB CHARLES CORP NEW COM 808513105 Common Stock 28 1,975.00 SOLE N/A NONE
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SEAGATE TECHNOLOGY PLC SHS
ISIN#IE00B58JVZ52 G7945M107 Common Stock 9 284.27 SOLE N/A NONE
SELECT COMFORT CORP OC CAP STK 81616X103 Common Stock 4 150.00 SOLE N/A NONE
SELECT SECTOR SPDR TR CONSUMER
DISCRETIONARY TRANSN TO 06/24/02 81369Y407 Common Stock 1 13.00 SOLE N/A NONE
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SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 Common Stock 95 3,300.39 SOLE N/A NONE
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SENIOR HSG PPTYS TR SH BEN INT 81721M109 Common Stock 158 6,697.00 SOLE N/A NONE
SHERWIN WILLIAMS CO 824348106 Common Stock 28 180.00 SOLE N/A NONE
SHFL ENTMT INC COM 78423R105 Common Stock 117 8,071.00 SOLE N/A NONE
SHIP FINANCE INTL LTD SHS ISIN#BMG810751062 G81075106 Common Stock 137 8,223.98 SOLE N/A NONE
SIEMENS A G SPONSORED ADR
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SIGMA ALDRICH CORP COM 826552101 Common Stock 103 1,400.00 SOLE N/A NONE
SILGAN HLDGS INC COM 827048109 Common Stock 189 4,542.00 SOLE N/A NONE
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SILVER WHEATON CORP COM
ISIN#CA8283361076 828336107 Common Stock 64 1,784.00 SOLE N/A NONE
SIMON PPTY GROUP INC NEW COM 828806109 Common Stock 2 10.00 SOLE N/A NONE
SINCLAIR BROADCAST GROUP INC CL A 829226109 Common Stock 111 8,788.00 SOLE N/A NONE
SIRIUS XM RADIO INC COM 82967N108 Common Stock 52 18,003.00 SOLE N/A NONE
SKYWORKS SOLUTIONS INC COM 83088M102 Common Stock 31 1,520.00 SOLE N/A NONE
SMITH & WESSON HLDG CORP COM 831756101 Common Stock 13 1,500.00 SOLE N/A NONE
SMITH A O CORP COMMON 831865209 Common Stock 5 80.00 SOLE N/A NONE
SMUCKER J M CO COM NEW 832696405 Common Stock 13 150.00 SOLE N/A NONE
SOCIEDAD QUIMICA Y MINERA DE CHILE S
A SPON ADR 833635105 Common Stock ADR 4 70.00 SOLE N/A NONE
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SOLARWINDS INC COM 83416B109 Common Stock 47 900.00 SOLE N/A NONE
SONOCO PRODS CO COM 835495102 Common Stock 58 1,935.00 SOLE N/A NONE
SOUTHERN CO COM 842587107 Common Stock 126 2,953.86 SOLE N/A NONE
SOUTHERN COPPER CORP DEL COM 84265V105 Common Stock 49 1,296.47 SOLE N/A NONE
SOUTHWEST AIRLS CO COM 844741108 Common Stock 10 1,012.00 SOLE N/A NONE
SOUTHWESTERN ENERGY CO COM 845467109 Common Stock 4 132.00 SOLE N/A NONE
SPDR DOW JONES INDL AVERAGE ETF TR
UNIT SER 1 78467X109 Common Stock 300 2,295.87 SOLE N/A NONE
SPDR GOLD TR GOLD SHS 78463V107 Common Stock 1,677 10,351.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P EMERGING
ASIA PAC ETF 78463X301 Common Stock 12 148.46 SOLE N/A NONE
SPDR INDEX SHS FDS DOW JONES INTL
REAL ESTATE ETF 78463X863 Common Stock 5 129.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P EMERGING MKTS ETF 78463X509 Common Stock 2 30.00 SOLE N/A NONE
SPDR INDEX SHS FDS EURO STOXX 50 ETF 78463X202 Common Stock 10 300.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P INTL DIVIDEND ETF 78463X772 Common Stock 161 3,346.48 SOLE N/A NONE
SPDR S&P 500 ETF TR TR UNIT 78462F103 Common Stock 1,633 11,467.90 SOLE N/A NONE
SPDR S&P MIDCAP 400 ETF TR UNIT SER 1
STANDARD & POORS DEP RCPT 78467Y107 Common Stock 115 620.00 SOLE N/A NONE
SPDR SER TR BARCLAYS TIIPS ETF 78464A656 Common Stock 15 253.00 SOLE N/A NONE
SPDR SER TR BARCLAYS HIGH YIELD BD ETF 78464A417 Common Stock 532 13,067.00 SOLE N/A NONE
SPDR SER TR BARCLAYS 1-3 T BILL ETF 78464A680 Common Stock 94 2,060.00 SOLE N/A NONE
SPDR SER TR BARCLAYS INTL TREAS BD ETF 78464A516 Common Stock 52 846.00 SOLE N/A NONE
SPDR SER TR DOW JONES REIT ETF 78464A607 Common Stock 38 517.00 SOLE N/A NONE
SPDR SER TR S&P OIL & GAS EQUIP & SVCS ETF 78464A748 Common Stock 5 145.00 SOLE N/A NONE
SPDR SER TR S&P 400 MID CAP VALUE ETF 78464A839 Common Stock 4 75.00 SOLE N/A NONE
SPDR SER TR S&P BIOTECH ETF 78464A870 Common Stock 233 2,651.00 SOLE N/A NONE
SPDR SER TR S&P DIVID ETF 78464A763 Common Stock 2,272 39,062.66 SOLE N/A NONE
SPDR SER TR S&P HOMEBUILDERS ETF 78464A888 Common Stock 349 13,125.19 SOLE N/A NONE
SPDR SER TR S&P METALS & MNG ETF 78464A755 Common Stock 3 56.00 SOLE N/A NONE
SPDR SER TR S&P REGL BKG ETF 78464A698 Common Stock 50 1,800.00 SOLE N/A NONE
SPECTRA ENERGY CORP COM 847560109 Common Stock 135 4,942.62 SOLE N/A NONE
SPRINT NEXTEL CORP FON SHS 852061100 Common Stock 4 651.00 SOLE N/A NONE
THE SAINT JOE CO COM 790148100 Common Stock 32 1,400.00 SOLE N/A NONE
ST JUDE MED INC COM 790849103 Common Stock 11 300.00 SOLE N/A NONE
STAMPS.COM INC COM NEW 852857200 Common Stock 1 50.00 SOLE N/A NONE
STANDARD PACIFIC CORP 85375C101 Common Stock 41 5,550.00 SOLE N/A NONE
STAPLES INC 855030102 Common Stock 33 2,914.00 SOLE N/A NONE
STARBUCKS CORP COM 855244109 Common Stock 145 2,696.00 SOLE N/A NONE
STATOIL ASA SPONSORED ADR
ISIN#US85771P1021 85771P102 Common Stock ADR 2 90.00 SOLE N/A NONE
STERICYCLE INC COM 858912108 Common Stock 101 1,087.00 SOLE N/A NONE
STRYKER CORP 863667101 Common Stock 41 743.69 SOLE N/A NONE
STURM RUGER & CO INC 864159108 Common Stock 23 500.00 SOLE N/A NONE
SUBURBAN PROPANE PARTNERS L P UNIT LTD
PARTNERSHIP 864482104 Common Stock 28 730.00 SOLE N/A NONE
SUMITOMO MITSUI FINL GROUP INC SPONS ADR
ISIN#US86562M2098 86562M209 Common Stock ADR 2 286.00 SOLE N/A NONE
SUNCOR ENERGY INC NEW COM
ISIN#CA8672241079 867224107 Common Stock 20 605.00 SOLE N/A NONE
SUNOCO LOGISTICS PARTNERS LP COM UNITS 86764L108 Common Stock 67 1,345.00 SOLE N/A NONE
SUNTRUST BKS INC COM 867914103 Common Stock 2 75.00 SOLE N/A NONE
SUPERCONDUCTOR TECHNOLOGIES INC COM NEW 867931305 Common Stock 0 4.00 SOLE N/A NONE
SUPERIOR ENERGY SVCS INC COM 868157108 Common Stock 29 1,400.00 SOLE N/A NONE
SWEDISH EXPT CR CORP ELEMENTS LKD TO
ROGERS INTL COMMODITY INDEX TOTAL RETURN 870297801 Common Stock 113 13,056.00 SOLE N/A NONE
SWIFT TRANSN CO CL A 87074U101 Common Stock 87 9,500.00 SOLE N/A NONE
SYMANTEC CORP 871503108 Common Stock 174 9,227.00 SOLE N/A NONE
SYSCO CORP 871829107 Common Stock 102 3,213.62 SOLE N/A NONE
TARGET CORP COM 87612E106 Common Stock 11 178.00 SOLE N/A NONE
TC PIPELINES LP UNIT COM LTD
PARTNERSHIP INT 87233Q108 Common Stock 12 300.00 SOLE N/A NONE
TE CONNECTIVITY LTD REG SHS
ISIN#CH0102993182 H84989104 Common Stock 20 526.18 SOLE N/A NONE
TECK RES LTD CL B SUB VTG ISIN#CA8787422044 878742204 Common Stock 22 610.00 SOLE N/A NONE
TECO ENERGY INC COM 872375100 Common Stock 8 500.00 SOLE N/A NONE
TEEKAY TANKERS LTD CL A ISIN#MHY8565N1022 Y8565N102 Common Stock 2 700.00 SOLE N/A NONE
TELEDYNE TECHNOLOGIES INC COM 879360105 Common Stock 5 72.00 SOLE N/A NONE
TENET HEALTHCARE CORP COM NEW 88033G407 Common Stock 2 50.00 SOLE N/A NONE
TERADATA CORP DEL COM 88076W103 Common Stock 14 234.00 SOLE N/A NONE
TEREX CORP NEW .01 PV 880779103 Common Stock 6 200.00 SOLE N/A NONE
TERRA NITROGEN COMPANY L.P. DEPOSITARY
RECEIPTS EVIDENCING COMMON UNITS
REPRESENTING LIMITED PARTNER INTS 881005201 Common Stock 21 96.00 SOLE N/A NONE
TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 Common Stock 3 62.00 SOLE N/A NONE
TEVA PHARMACEUTICAL INDUSTRIES LTD
ADR ISIN#US8816242098 881624209 Common Stock ADR 48 1,297.00 SOLE N/A NONE
TEXAS CAP BANCSHARES INC COM DELAWARE 88224Q107 Common Stock 1 30.00 SOLE N/A NONE
TEXAS INSTRUMENTS INC 882508104 Common Stock 21 677.07 SOLE N/A NONE
ADT CORP COM 00101J106 Common Stock 5 118.00 SOLE N/A NONE
THERMO FISHER SCIENTIFIC INC 883556102 Common Stock 9 144.00 SOLE N/A NONE
THOMPSON CREEK METALS CO INC COM
ISIN#CA8847681027 884768102 Common Stock 2 478.00 SOLE N/A NONE
TIME WARNER CABLE INC COM 88732J207 Common Stock 6 60.00 SOLE N/A NONE
TIMKEN CO COM 887389104 Common Stock 24 500.00 SOLE N/A NONE
TITAN MACHY INC COM 88830R101 Common Stock 10 400.00 SOLE N/A NONE
TJX COMPANIES INC (NEW) 872540109 Common Stock 2 50.00 SOLE N/A NONE
TORONTO DOMINION BK ONT COM NEW
ISIN#CA8911605092 891160509 Common Stock 12 146.00 SOLE N/A NONE
TOTAL S A SPONSORED ADR 89151E109 Common Stock ADR 54 1,036.00 SOLE N/A NONE
TOYOTA MTR CO SPON ADR 892331307 Common Stock ADR 5 50.00 SOLE N/A NONE
TRACTOR SUPPLY CO 892356106 Common Stock 13 150.00 SOLE N/A NONE
TRANSCANADA CORP COM ISIN#CA89353D1078 89353D107 Common Stock 30 625.00 SOLE N/A NONE
TRANSMONTAIGNE PARTNERS L P COM UNIT
REPSTG LTD PARTNERSHIP INT 89376V100 Common Stock 4 100.00 SOLE N/A NONE
TRANSOCEAN LTD ZUG NAMEN AKT
ISIN#CH0048265513 H8817H100 Common Stock 18 392.00 SOLE N/A NONE
TRAVELERS COS INC COM 89417E109 Common Stock 6 86.00 SOLE N/A NONE
TRC COMPANIES INC 872625108 Common Stock 69 11,812.00 SOLE N/A NONE
TREE COM INC COM 894675107 Common Stock 0 7.00 SOLE N/A NONE
TRIANGLE CAP CORP COM 895848109 Common Stock 25 1,000.00 SOLE N/A NONE
TRIMBLE NAV LTD 896239100 Common Stock 69 1,151.00 SOLE N/A NONE
TRINITY INDS INC COM 896522109 Common Stock 4 100.00 SOLE N/A NONE
TRIPADVISOR INC COM 896945201 Common Stock 5 110.00 SOLE N/A NONE
TWO HBRS INVT CORP COM 90187B101 Common Stock 37 3,300.00 SOLE N/A NONE
TYCO INTL LTD SHS ISIN#CH0100383485 H89128104 Common Stock 7 238.00 SOLE N/A NONE
TYLER TECHNOLOGIES INC COM 902252105 Common Stock 7 140.00 SOLE N/A NONE
UIL HLDG CORP COM 902748102 Common Stock 24 666.00 SOLE N/A NONE
ULTRA PETE CORP COM ISIN#CA9039141093 903914109 Common Stock 20 1,099.00 SOLE N/A NONE
UMPQUA HLDGS CORP COM 904214103 Common Stock 0 30.00 SOLE N/A NONE
UNDER ARMOUR INC CL A COM 904311107 Common Stock 12 251.00 SOLE N/A NONE
UNILEVER PLC SPON ADR NEW
ISIN#US9047677045 904767704 Common Stock ADR 6 145.00 SOLE N/A NONE
UNION PACIFIC CORP COM 907818108 Common Stock 3 25.00 SOLE N/A NONE
UNITED CMNTY BK BLAIRSVILLE GA COM 90984P303 Common Stock 7 787.00 SOLE N/A NONE
UNITED PARCEL SVC INC CL B 911312106 Common Stock 4 48.00 SOLE N/A NONE
UNITED RENTALS INC COM 911363109 Common Stock 7 155.00 SOLE N/A NONE
UNITED STS NAT GAS FD LP UNIT PAR $0 001 912318201 Common Stock 99 5,222.00 SOLE N/A NONE
UNITED STS STL CORP NEW COM 912909108 Common Stock 3 108.00 SOLE N/A NONE
UNITED STS GASOLINE FD LP UNITS 91201T102 Common Stock 1 25.00 SOLE N/A NONE
UNITED TECHNOLOGIES CORP COM 913017109 Common Stock 66 807.00 SOLE N/A NONE
UNITEDHEALTH GROUP INC COM 91324P102 Common Stock 17 308.00 SOLE N/A NONE
UNS ENERGY CORP COM 903119105 Common Stock 32 750.00 SOLE N/A NONE
US BANCORP DEL COM 902973304 Common Stock 52 1,625.53 SOLE N/A NONE
USEC INC COM 90333E108 Common Stock 1 1,000.00 SOLE N/A NONE
V F CORP 918204108 Common Stock 12 77.00 SOLE N/A NONE
VALE SA ADR ISIN#US91912E1055 91912E105 Common Stock ADR 14 651.86 SOLE N/A NONE
VALERO ENERGY CORP NEW COM 91913Y100 Common Stock 27 800.00 SOLE N/A NONE
VALSPAR CORP 920355104 Common Stock 30 480.00 SOLE N/A NONE
VANGUARD BD INDEX FD INC INTERMEDIATE
TERM BD ETF 921937819 Common Stock 138 1,568.00 SOLE N/A NONE
VANGUARD BD INDEX FD INC LONG TERM BD ETF 921937793 Common Stock 20 214.00 SOLE N/A NONE
VANGUARD BD INDEX FD INC SHORT TERM BD ETF 921937827 Common Stock 569 7,024.30 SOLE N/A NONE
VANGUARD BD INDEX FD INC TOTAL BD
MARKET ETF 921937835 Common Stock 107 1,272.00 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD GROWTH ETF 922908736 Common Stock 395 5,549.00 SOLE N/A NONE
VANGUARD INDEX FDS MID-CAP GROWTH
INDEX VIPER SHS 922908538 Common Stock 61 888.00 SOLE N/A NONE
VANGUARD INDEX FDS MID-CAP VALUE
INDEX VIPER SHS 922908512 Common Stock 52 889.00 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD MID-CAP ETF 922908629 Common Stock 189 2,289.00 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD REIT ETF 922908553 Common Stock 77 1,166.00 SOLE N/A NONE
VANGUARD INDEX FDS S&P 500 ETF SHS 922908413 Common Stock 183 2,812.00 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD SMALL-CAP
VALUE ETF 922908611 Common Stock 61 839.00 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF 922908751 Common Stock 206 2,548.00 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD SMALL-CAP
GROWTH ETF 922908595 Common Stock 71 802.00 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD TOTAL
STK MKT ETF 922908769 Common Stock 66 900.00 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD VALUE ETF 922908744 Common Stock 230 3,915.00 SOLE N/A NONE
VANGUARD INTL EQUITY INDEX FD INC FTSE
ALL WORLD EX US INDEX FD ETFS SHS 922042775 Common Stock 336 7,335.00 SOLE N/A NONE
VANGUARD INTL EQUITY INDEX FDS MSCI
EMERGING MKTS ETF 922042858 Common Stock 476 10,686.15 SOLE N/A NONE
VANGUARD INTL EQUITY INDEX FDS
MSCI EUROPE ETF 922042874 Common Stock 42 854.00 SOLE N/A NONE
VANGUARD INTL EQUITY INDEX FDS MSCI PAC ETF 922042866 Common Stock 34 633.00 SOLE N/A NONE
VANGUARD INTL EQUITY INDEX FDS TOTAL
WORLD STK INDEX FD ETF SHS 922042742 Common Stock 2 45.00 SOLE N/A NONE
VANGUARD NAT RES LLC COM UNIT REPSTG LTD
LIABLITY CO INTS 92205F106 Common Stock 114 4,387.24 SOLE N/A NONE
VANGUARD SCOTTSDALE FDS VANGUARD
INTERMEDIATE-TERM CORPORATE BOND
INDEX ETF SHS 92206C870 Common Stock 22 250.00 SOLE N/A NONE
VANGUARD SPECIALIZED PORTFOLIOS DIVIDEND
APPRECIATION INDEX FD ETF 921908844 Common Stock 1,545 25,933.99 SOLE N/A NONE
VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 Common Stock 50 1,411.00 SOLE N/A NONE
VANGUARD WHITEHALL FDS HIGH DIVIDEND
YIELD ETF SHS 921946406 Common Stock 75 1,516.00 SOLE N/A NONE
VANGUARD WORLD FD MEGA CAP 300
GROWTH INDEX ETF 921910816 Common Stock 2 41.00 SOLE N/A NONE
VANGUARD WORLD FD MEGA CAP 300
VALUE INDEX ETF 921910840 Common Stock 2 53.00 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD CONSUMER
DISCRETIONARY ETF 92204A108 Common Stock 3 34.00 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD CONSUMER
STAPLES ETF 92204A207 Common Stock 2 28.00 SOLE N/A NONE
VANGUARD WORLDS FDS VANGUARD ENERGY ETF 92204A306 Common Stock 2 23.00 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD HEALTH
CARE ETF 92204A504 Common Stock 29 410.00 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD INDLS ETF 92204A603 Common Stock 3 36.00 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD
INFORMATION TECHNOLOGY ETF 92204A702 Common Stock 108 1,569.19 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD MATLS ETF 92204A801 Common Stock 3 30.00 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD UTILS ETF 92204A876 Common Stock 47 625.00 SOLE N/A NONE
VEECO INSTRS INC DEL COM 922417100 Common Stock 3 100.00 SOLE N/A NONE
VENTAS INC COM 92276F100 Common Stock 17 259.00 SOLE N/A NONE
VERIFONE SYSTEMS INC COM 92342Y109 Common Stock 16 545.00 SOLE N/A NONE
VERIZON COMMUNICATIONS COM 92343V104 Common Stock 1,191 27,524.86 SOLE N/A NONE
VERTEX PHARMACEUTICALS INC COM 92532F100 Common Stock 38 900.00 SOLE N/A NONE
VIACOM INC NEW CL A 92553P102 Common Stock 2 28.00 SOLE N/A NONE
VIACOM INC NEW CL B 92553P201 Common Stock 2 45.00 SOLE N/A NONE
VIRGIN MEDIA INC COM 92769L101 Common Stock 6 160.00 SOLE N/A NONE
VISA INC COM CL A 92826C839 Common Stock 18 120.20 SOLE N/A NONE
VMWARE INC CL A COM 928563402 Common Stock 14 150.00 SOLE N/A NONE
VOC ENERGY TR TR UNIT 91829B103 Common Stock 1 100.00 SOLE N/A NONE
VODAFONE GROUP PLC SPON ADR NEW
ISIN#US92857W2098 92857W209 Common Stock ADR 134 5,307.67 SOLE N/A NONE
WALGREEN CO 931422109 Common Stock 2 45.00 SOLE N/A NONE
WAL MART STORES INC COM 931142103 Common Stock 196 2,870.00 SOLE N/A NONE
WALTER ENERGY INC COM 93317Q105 Common Stock 4 100.00 SOLE N/A NONE
WALTER INVT MGMT CORP COM 93317W102 Common Stock 5 120.00 SOLE N/A NONE
WASHINGTON REAL ESTATE INVESTMENT
TRUST SBI 939653101 Common Stock 22 858.00 SOLE N/A NONE
WASTE MGMT INC DEL COM 94106L109 Common Stock 129 3,817.91 SOLE N/A NONE
WATERS CORP COM 941848103 Common Stock 15 170.00 SOLE N/A NONE
WATSON PHARMACEUTICALS INC COM 942683103 Common Stock 103 1,194.00 SOLE N/A NONE
WD 40 CO COM 929236107 Common Stock 15 325.00 SOLE N/A NONE
WEATHERFORD INTL LTD REG ISIN#CH0038838394 H27013103 Common Stock 4 400.00 SOLE N/A NONE
WEINGARTEN REALTY INVESTORS SHARES OF
BENEFICIAL INTEREST 948741103 Common Stock 5 178.61 SOLE N/A NONE
WELLCARE HEALTH PLANS INC 94946T106 Common Stock 1 30.00 SOLE N/A NONE
WELLPOINT INC COM 94973V107 Common Stock 3 50.00 SOLE N/A NONE
WELLS FARGO & CO NEW COM 949746101 Common Stock 129 3,787.00 SOLE N/A NONE
WESTAR ENERGY INC COM 95709T100 Common Stock 26 893.00 SOLE N/A NONE
WESTERN DIGITAL CORP COM 958102105 Common Stock 2 50.00 SOLE N/A NONE
WESTERN UN CO COM 959802109 Common Stock 4 273.00 SOLE N/A NONE
WEYERHAEUSER CO 962166104 Common Stock 4 140.00 SOLE N/A NONE
WGL HLDGS INC COM 92924F106 Common Stock 29 736.49 SOLE N/A NONE
WHITING USA TR I TR UNIT 966389108 Common Stock 1 120.00 SOLE N/A NONE
WHOLE FOODS MKT INC COM 966837106 Common Stock 38 420.49 SOLE N/A NONE
WILLIAMS PARTNERS L P COM UNIT LTD
PARTNERSHIP INT 96950F104 Common Stock 33 668.00 SOLE N/A NONE
WINDSTREAM CORP COM 97381W104 Common Stock 351 42,375.10 SOLE N/A NONE
WISDOMTREE TR DIVID EX-FINANCIALS FD 97717W406 Common Stock 7 120.00 SOLE N/A NONE
WISDOMTREE TR EMERGING MKTS EQUITY
INCOME FD EQUITY 97717W315 Common Stock 341 5,969.02 SOLE N/A NONE
WISDOMTREE TR EMERGING MKTS SMALL CAP 97717W281 Common Stock 4 89.00 SOLE N/A NONE
WISDOMTREE TR INDIA EARNINGS FD 97717W422 Common Stock 3 155.00 SOLE N/A NONE
WISDOMTREE TR LARGECAP DIVID FD 97717W307 Common Stock 989 18,442.65 SOLE N/A NONE
WISDOMTREE TR MIDCAP DIVID FD 97717W505 Common Stock 170 2,964.00 SOLE N/A NONE
WORLD WRESTLING ENTMT INC CL A 98156Q108 Common Stock 9 1,150.00 SOLE N/A NONE
WYNN RESORTS LTD COM 983134107 Common Stock 19 165.00 SOLE N/A NONE
XCEL ENERGY INC COM 98389B100 Common Stock 8 300.00 SOLE N/A NONE
XILINX INC COM 983919101 Common Stock 11 315.00 SOLE N/A NONE
YAHOO INC COM 984332106 Common Stock 168 8,441.00 SOLE N/A NONE
YINGLI GREEN HLDG CO LTD ADR 98584B103 Common Stock ADR 5 2,000.00 SOLE N/A NONE
YUM BRANDS INC COM 988498101 Common Stock 71 1,066.73 SOLE N/A NONE
ZAZA ENERGY CORP COM 98919T100 Common Stock 0 100.00 SOLE N/A NONE
ZYGO CORP 989855101 Common Stock 5 315.00 SOLE N/A NONE
ABERDEEN ASIA-PACIFIC INCOME FD INC COM 003009107 Common Stock 131 16,988.32 SOLE N/A NONE
ABERDEEN AUSTRALIA EQUITY FD INC COM 003011103 Common Stock 1,608 154,003.70 SOLE N/A NONE
ABERDEEN CHILE FD INC COM 00301W105 Common Stock 87 5,787.00 SOLE N/A NONE
ABERDEEN LATIN AMER EQUITY FD INC COM 00306K106 Common Stock 57 1,569.28 SOLE N/A NONE
ADMINISTRADORA DE FONDOS ADR
RPSTG 15 SHS COM 00709P108 Common Stock ADR 5 50.00 SOLE N/A NONE
ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD
INC COM ISIN#US01879R1068 01879R106 Common Stock 4 250.00 SOLE N/A NONE
ALPINE GLOBAL PREMIER PPTYS FD COM SHS
OF BEN INT 02083A103 Common Stock 205 28,191.00 SOLE N/A NONE
ALPINE TOTAL DYNAMIC DIVID FD COM
SHS BEN INT 021060108 Common Stock 12 3,025.00 SOLE N/A NONE
AMERIANA BANCORP COM 023613102 Common Stock 8 1,000.00 SOLE N/A NONE
AMERICA MOVIL SAB DE C V SPONSORED ADR
REPSTG SER A SHS 02364W204 Common Stock ADR 51 2,220.00 SOLE N/A NONE
AMERICAN INCOME FD INC COM 02672T109 Common Stock 52 6,220.29 SOLE N/A NONE
AMERICAN INTL GROUP INC WT EXP 01/19/21 026874156 Warrants 0 36.00 SOLE N/A NONE
Corporate Bond/Note
AMGEN INC - CV SR NTS 031162AQ3 Convertible Domestic 26 23,000.00 SOLE N/A NONE
APOLLO SR FLOATING RATE FD INC COM 037636107 Common Stock 8 430.00 SOLE N/A NONE
ARCHER DANIELS MIDLAND CO SR NT CONV Corporate Bond/Note
0.875% 02/15/14 B/EDTD 02/22/07 039483AW2 Convertible Domestic 70 70,000.00 SOLE N/A NONE
BARCLAYS BK PLC 8.125% SPON ADR PREF SHS
SER 5 CALLABLE 6/15/13@25.00 06739H362 Preferred Stock ADR 175 6,900.00 SOLE N/A NONE
BARCLAYS BK PLC BARCLAYS USD
INTELLIGENT CARRY INDEX 06739H412 Common Stock 11 235.00 SOLE N/A NONE
BARCLAYS BK PLC 7.1% SPON ADR REPSTG
CALLABLE DOLLAR PREF SHS SER 3 CALLABLE
12/15/12@25.00 06739H776 Preferred Stock 172 6,854.43 SOLE N/A NONE
BARCLAYS BK PLC ETN S&P 500 DYNAMIC
VEQTOR ETN 06740C337 Common Stock 167 1,294.00 SOLE N/A NONE
BLACKROCK BUILD AMER BD TR SHS 09248X100 Common Stock 7 300.00 SOLE N/A NONE
BLACKROCK CALIF MUN 2018 TERM TR COM 09249C105 Common Stock 30 1,835.87 SOLE N/A NONE
BLACKROCK CALIF MUN INCOME TR SH BEN INT 09248E102 Common Stock 16 989.00 SOLE N/A NONE
BLACKROCK CORPORATE HIGH
YIELD FD V INC COM 09255N102 Common Stock 5 418.00 SOLE N/A NONE
BLACKROCK CORPORATE HIGH
YIELD FD III INC COM 09255M104 Common Stock 2 300.00 SOLE N/A NONE
BLACKROCK CORPORATE HIGH
YIELD FD INC COM 09255L106 Common Stock 5 697.00 SOLE N/A NONE
BLACKROCK CREDIT ALLOCATION INCOME
TR IV INC 092508100 Common Stock 81 5,889.00 SOLE N/A NONE
BLACKROCK ECOSOLUTIONS INVT TR COM 092546100 Common Stock 26 3,053.00 SOLE N/A NONE
BLACKROCK ENERGY & RES TR COM 09250U101 Common Stock 1,338 56,824.96 SOLE N/A NONE
BLACKROCK ENHANCED CAP & INCOME
FD INC COM 09256A109 Common Stock 643 51,739.00 SOLE N/A NONE
BLACKROCK ENHANCED EQUITY DIVID TR COM 09251A104 Common Stock 27 3,762.00 SOLE N/A NONE
BLACKROCK ENHANCED GOVT FD INC COM 09255K108 Common Stock 4 280.00 SOLE N/A NONE
BLACKROCK FLOATING RATE INCOME TR COM 091941104 Common Stock 606 40,271.85 SOLE N/A NONE
BLACKROCK GLOBAL OPPORTUNITIES EQUITY
TR COM 092501105 Common Stock 1,128 85,462.00 SOLE N/A NONE
BLACKROCK HEALTH SCIENCES TR COM 09250W107 Common Stock 14 510.00 SOLE N/A NONE
BLACKROCK INCOME TRUST INC 09247F100 Common Stock 27 3,700.00 SOLE N/A NONE
BLACKROCK INTL GROWTH & INCOME TR COM 092524107 Common Stock 6 800.00 SOLE N/A NONE
BLACKROCK INVESTMENT QUALITY
MUNICIPAL TRUST INC 09247D105 Common Stock 16 964.00 SOLE N/A NONE
BLACKROCK LTD DURATION INCOME TR COM SHS 09249W101 Common Stock 14 750.00 SOLE N/A NONE
BLACKROCK MUNI INTER DURATION FD INC COM 09253X102 Common Stock 5 300.00 SOLE N/A NONE
BLACKROCK MUNIHOLDINGS CALIF QUALITY
FD INC COM 09254L107 Common Stock 427 26,108.25 SOLE N/A NONE
BLACKROCK MUNIHOLDINGS FD INC COM 09253N104 Common Stock 18 983.00 SOLE N/A NONE
BLACKROCK MUNIVEST FD II INC COM 09253T101 Common Stock 27 1,559.00 SOLE N/A NONE
BLACKROCK MUNIYIELD QUALITY FD III INC COM 09254E103 Common Stock 3 200.00 SOLE N/A NONE
BLACKROCK REAL ASSET EQUITY TR COM (BCF) 09254B109 Common Stock 213 20,774.00 SOLE N/A NONE
BLACKROCK RES & COMMODITIES STRATEGY
TR SHS 09257A108 Common Stock 143 11,205.00 SOLE N/A NONE
BLACKSTONE / GSO SR FLOATING RATE TERM
FD COM 09256U105 Common Stock 3 172.00 SOLE N/A NONE
BLACKSTONE / GSO LONG SHORT CREDIT
INCOME FD COM SHS OF BEN INT 09257D102 Common Stock 22 1,150.00 SOLE N/A NONE
BOULDER TOTAL RETURN FD INC COM 101541100 Common Stock 5 300.00 SOLE N/A NONE
CALAMOS CONV & HIGH INCOME FD COM 12811P108 Common Stock 9 700.00 SOLE N/A NONE
CALAMOS CONV OPPORTUNITIES & INCOME
FD SH BEN INT 128117108 Common Stock 42 3,485.00 SOLE N/A NONE
CBRE CLARION GLOBAL REAL ESTATE INCOME
FD COM 12504G100 Common Stock 27 3,086.00 SOLE N/A NONE
CENTRAL FD CDA LTD CL A 153501101 Common Stock 72 3,435.00 SOLE N/A NONE
CENTRAL GOLDTRUST TR UNIT 153546106 Common Stock 12 185.00 SOLE N/A NONE
CHESAPEAKE UTILS CORP COM 165303108 Common Stock 17 380.00 SOLE N/A NONE
CLAYMORE EXCHANGE-TRADED FD
TR GUGGENHEIM BULLETSHARES 2013 18383M589 Common Stock 60 2,880.00 SOLE N/A NONE
COCA COLA BOTTLING CO CONS COM 191098102 Common Stock 15 230.00 SOLE N/A NONE
COHEN & STEERS DIVID MAJORS FD INC COM 19248G106 Common Stock 5 388.00 SOLE N/A NONE
COHEN & STEERS INFRASTRUCTURE FD INC COM 19248A109 Common Stock 3 183.00 SOLE N/A NONE
COHEN & STEERS QUALITY INCOME RLTY FD
INC COM 19247L106 Common Stock 11 1,102.00 SOLE N/A NONE
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COHEN & STEERS TOTAL RETURN RLTY FD
INC COM 19247R103 Common Stock 6 384.00 SOLE N/A NONE
COLUMBIA SELIGMAN PREM TECHNOLOGY
GROWTH FD INC COM 19842X109 Common Stock 7 500.00 SOLE N/A NONE
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DAEGIS INC COM 233720101 Common Stock 0 17.00 SOLE N/A NONE
DELAWARE INVESTMENT DIVID AND INCOME FD INC 245915103 Common Stock 82 10,390.00 SOLE N/A NONE
DEUTSCHE BK AG LONDON BRH POWERSHARES
DB INVERSE JAPANESE GOVT BD FUTURES
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DNP SELECT INCOME FD INC COM 23325P104 Common Stock 44 4,621.00 SOLE N/A NONE
DUFF AND PHELPS UTILITY & CORPORATE BOND
TRUST INC 26432K108 Common Stock 30 2,427.46 SOLE N/A NONE
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EMC CORP SR NT CONV 1.750% 12/01/13
B/EDTD 02/02/07 DISCRETION Corporate Bond/Note
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EATON VANCE ENHANCED EQUITY INCOME
FD II COM 278277108 Common Stock 1 50.00 SOLE N/A NONE
EATON VANCE LTD DURATION INCOME FD COM 27828H105 Common Stock 26 1,545.00 SOLE N/A NONE
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EATON VANCE TAX MANAGED GLOBAL
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EATON VANCE TAX ADVANTAGED GLO GLOBAL
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EATON VANCE TAX MANAGED DIVERSIFIED
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EATON VANCE TAX MANAGED BUY WRITE
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FIRST TR EXCHANGE-TRADED FD II HEALTH CARE
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FIRST TR EXCHANGE TRADED FD NASDAQ 100
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FIRST TR EXCHANGE-TRADED FD IV NORTH AMERN
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FIRST TR ISE GLOBAL ENGR & CONSTR
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FIRST TR LARGE CAP VALUE ALPHADEX
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FIRST TR VALUE LINE 100 EXCHANGE TRD
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GAMCO GLOBAL GOLD NAT RES & INCOME
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GAMCO NAT RES GOLD & INCOME TR
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Preferred Stock
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INDEXIQ ETF TR IQ HEDGE MULTI-STRATEGY
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ING ASIA PAC HIGH DIVID
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ING RISK MANAGED NAT RES FD COM 449810100 Common Stock 2,937 284,072.93 SOLE N/A NONE
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ISHARES INC MSCI EMERGING MKTS MINIMUM
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ISHARES INC MSCI AUSTRIA INVESTABLE
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ISHARES TR FTSE DEVELOPED
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ISHARES TR DOW JONES US
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ISHARES TR MSCI PHILIPPINES INVESTABLE
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ISHARES TR FTSE NAREIT REAL ESTATE 50
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LAM RESH CORP SR NT CONV 0.500%
05/15/16 B/EDTD 05/11/11 Corporate Bond/Note
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MARKET VECTORS ETF TR MKT VECTORS
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MEDTRONIC INC SR NT CONV 1.625%
04/15/13 B/EDTD 04/18/06 Exec Brk LEHM Corporate Bond/Note
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MFS MULTIMARKET INCOME TRUST
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MFS MUNICIPAL INCOME TR SH BEN INT 552738106 Common Stock 327 42,949.00 SOLE N/A NONE
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MORGAN STANLEY INCOME SECS INC 61745P874 Common Stock 469 25,401.74 SOLE N/A NONE
NASDAQ QMX GROUP INC REV CONV SR NT CONV Corporate Bond/Note
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NEUBERGER BERMAN HIGH YIELD
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NEUBERGER BERMAN REAL ESTATE
SECS INCOME FD INC COM 64190A103 Common Stock 5 992.00 SOLE N/A NONE
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NUVEEN CALIFORNIA SELECT QUALITY
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NUVEEN INSURED CALIF SELECT TAX-FREE
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NUVEEN CALIFORNIA PERFORMANCE
PLUS MUNICIPAL FUND INC 67062Q106 Common Stock 293 18,038.11 SOLE N/A NONE
NUVEEN CALIFORNIA QUALITY
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NUVEEN DIVERSIFIED CURRENCY
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NUVEEN FLTNG RATE INCOME OPPTNTY
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OLD/0.95647566 NEW CU 670979103
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1 OLD/0.96503389 NEW CU 670979103
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PIMCO ETF TR 0-5 YR HIGH YIELD CORP
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PIMCO ETF TR 1-5 YR US TIPS INDEX
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PIMCO ETF TR BUILD AMER BD
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PIMCO ETF TR ENHANCED SHORT MATURITY
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PIMCO ETF TR SHORT TERM MUN BD
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PIMCO GLOBAL STOCKSPLUS INC FD COM 722011103 Common Stock 4 250.00 SOLE N/A NONE
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PIMCO STRATEGIC GLOBAL GOVT FD INC COM 72200X104 Common Stock 59 5,171.11 SOLE N/A NONE
PIONEER HIGH INCOME TR COM 72369H106 Common Stock 102 6,398.58 SOLE N/A NONE
POWERSHARES ACTIVELY MANAGED ETF TR
POWER SHARES ACTIVE LOW DURATION PORT 73935B409 Common Stock 2 60.00 SOLE N/A NONE
POWERSHARES ACTIVELY MANAGED ETF TR
US REAL ESTATE FRD 73935B508 Common Stock 15 263.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED FD TR II
BUILD AMERICA BOND PORTFOLIO 73937B407 Common Stock 65 2,135.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED FD TR II
S&P SMALLCAP HEALTH CARE PORT 73937B886 Common Stock 17 475.00 SOLE N/A NONE
POWERSHARES EXCHANGE TRADED FD TR
FTSE RAFI US 1500 SMALL MID PORT 73935X567 Common Stock 42 597.46 SOLE N/A NONE
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DWA DEVELOPED MKTS TECHNICAL PORT 73936Q108 Common Stock 14 693.00 SOLE N/A NONE
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GLOBAL AGRICULTURE PORT 73936Q702 Common Stock 9 300.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED FD TR II
KBW HIGH DIVID YIELD FINL PORT 73936Q793 Common Stock 60 2,578.66 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED FD TR II
KBW PREMIUM YIELD EQUITY REIT PORT 73936Q819 Common Stock 56 2,000.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED FD TR II
MENA FRONTIER COUNTRIES PORT 73936Q603 Common Stock 5 500.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED FD TR II
SENIOR LN PORT NYSE ARCA INC 73936Q769 Common Stock 91 3,654.00 SOLE N/A NONE
POWERSHARES EXCH TRD FD TR NASDAQ
INTERNET PORTFOLIO 73935X146 Common Stock 3 73.00 SOLE N/A NONE
POWERSHARES GLOBAL EXCH TRD FD TR
CALIF MUNI BD PORT 73936T441 Common Stock 11 423.00 SOLE N/A NONE
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RAFI DEVELOPED MARKETS EX US SMALL PORT 73936T771 Common Stock 9 373.00 SOLE N/A NONE
POWERSHARES GLOBAL EXCH TRD FD TR
GLOBAL CLEAN ENERGY PORT 73936T615 Common Stock 4 446.00 SOLE N/A NONE
POWERSHARES GLOBAL EXCH TRD FD TR I 30
LADDERED TREAS PORT TD 73936T524 Common Stock 5 150.00 SOLE N/A NONE
POWERSHARES GLOBAL EXCH TRD FD TR
WEEKLY VRDO TAX FREE PORTFOLIO 73936T433 Common Stock 21 830.00 SOLE N/A NONE
PUTNAM MANAGED MUNICIPAL INCOME TRUST 746823103 Common Stock 16 1,960.00 SOLE N/A NONE
PUTNAM MASTER INTER INCOME TRUST
SHARES OF BENEFICIAL INT 746909100 Common Stock 3 500.00 SOLE N/A NONE
PUTNAM MUNICIPAL OPPORTUNITIES TRUST SBI 746922103 Common Stock 22 1,673.00 SOLE N/A NONE
PUTNAM PREMIER INCOME TRUST
SHARES OF BENEFICIAL INT 746853100 Common Stock 2 345.00 SOLE N/A NONE
REAVES UTIL INCOME FD COM SH BEN INT 756158101 Common Stock 80 3,341.00 SOLE N/A NONE
REVENUESHARES ETF TR MID CAP FD 761396209 Common Stock 8 250.00 SOLE N/A NONE
REVENUESHARES ETF TR S&P 500
FINANCIALS SECTOR FD 761396506 Common Stock 3 100.00 SOLE N/A NONE
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ROYAL BANK SCOTLAND GROUP PLC 7.25%
SPON ADR REPSTG SER T PFD SHS CALLABLE
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ROYCE FOCUS TR INC COM 78080N108 Common Stock 23 3,549.00 SOLE N/A NONE
ROYCE VALUE TR INC COM 780910105 Common Stock 47 3,486.74 SOLE N/A NONE
SCBT FINL CORP COM 78401V102 Common Stock 19 467.39 SOLE N/A NONE
SPDR INDEX SHS FDS DOW JONES
GLOBAL REAL ESTATE ETF 78463X749 Common Stock 23 537.99 SOLE N/A NONE
SPDR INDEX SHS FDS SPDR S&P INTL
ENERGY SECTOR ETF 78463X715 Common Stock 5 185.00 SOLE N/A NONE
SPDR INDEX SHS FDS SPDR S&P INTL
MATERIALS SECTOR 78463X665 Common Stock 4 170.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P EMERGING
LATIN AMER ETF 78463X707 Common Stock 9 124.42 SOLE N/A NONE
SPDR INDEX SHS FDS S&P RUSSIA ETF 78463X558 Common Stock 5 159.51 SOLE N/A NONE
SPDR SER TR NUVEEN BARCLAYS BUILD
AMER BD ETF 78464A276 Common Stock 114 1,851.00 SOLE N/A NONE
SPDR SER TR BARCLAYS CONV SECS ETF 78464A359 Common Stock 253 6,274.28 SOLE N/A NONE
SPDR SER TR BARCLAYS AGGREGATE BD ETF 78464A649 Common Stock 4 75.00 SOLE N/A NONE
SPDR SER TR DB INTL GOVT
INFLATION-PROTECTED 78464A490 Common Stock 40 633.00 SOLE N/A NONE
SPDR SER TR NUVEEN BARCLAYS
SHORT TERM MUN BD ETF 78464A425 Common Stock 4 175.00 SOLE N/A NONE
SPDR SER TR S&P 500 GROWTH ETF 78464A409 Common Stock 46 707.00 SOLE N/A NONE
SPDR SER TR BARCLAYS SHORT TERM
INTL TREAS BD ETF 78464A334 Common Stock 33 900.00 SOLE N/A NONE
SPDR SER TR WELLS FARGO PFD STOCK ETF 78464A292 Common Stock 177 3,943.00 SOLE N/A NONE
SPROTT PHYSICAL GOLD TR UNIT
ISIN#CA85207H1047 85207H104 Common Stock 488 34,332.00 SOLE N/A NONE
SPROTT PHYSICAL SILVER TR TR UNIT
ISIN#CA85207K1075 85207K107 Common Stock 42 3,520.00 SOLE N/A NONE
TEMPLETON DRAGON FUND INC 88018T101 Common Stock 121 4,269.96 SOLE N/A NONE
TEMPLETON EMERGING MKTS INCOME FD INC 880192109 Common Stock 245 14,166.37 SOLE N/A NONE
TEMPLETON GLOBAL INCOME FUND INC 880198106 Common Stock 69 7,281.59 SOLE N/A NONE
TESSCO TECHNOLOGIES INC COM 872386107 Common Stock 14 613.00 SOLE N/A NONE
TORTOISE ENERGY INFRASTRUCTURE CORP COM 89147L100 Common Stock 131 3,463.00 SOLE N/A NONE
TRANSAMERICA INCOME SHS INC 893506105 Common Stock 0 11.00 SOLE N/A NONE
UBS AG JERSEY BRH E TRACS LKD ALERIAN
NATIONAL GAS INDEX LKD INTL INDEX BASKET
ISIN#US9026416209 902641620 Common Stock 4 150.00 SOLE N/A NONE
UNITED STS COMMODITY INDEX FD
COMMODITY INDEX FD 911717106 Common Stock 33 556.00 SOLE N/A NONE
VANGUARD INTL EQUITY INDEX FDS FTSE ALL
WORLD EX USA SMALL CAP INDEX FD ETF SHS 922042718 Common Stock 38 422.00 SOLE N/A NONE
VANGUARD SCOTTSDALE FDS VANGUARD
SHORT-TERM CORPORATE BD INDEX FD 92206C409 Common Stock 21 267.00 SOLE N/A NONE
VIRTUS INVT PARTNERS INC COM 92828Q109 Common Stock 2 20.00 SOLE N/A NONE
WELLS FARGO & CO NEW PERP PFD CONV CL A Preferred Stock
7.5% PFD SHS 949746804 Convertible 18 15.00 SOLE N/A NONE
WELLS FARGO ADV INCOME OPP FD COM SHS 94987B105 Common Stock 5 515.00 SOLE N/A NONE
WELLS FARGO ADV UTILS & HIGH INCOME FD COM 94987E109 Common Stock 5 472.97 SOLE N/A NONE
WESTERN ASSET GLOBAL HIGH INCOME FD INC 95766B109 Common Stock 28 1,997.00 SOLE N/A NONE
WESTERN ASSET GLOBAL CORP
DEFINED OPPTNTY FD INC COM 95790C107 Common Stock 24 1,135.00 SOLE N/A NONE
WESTERN ASSET HIGH YIELD DEFINED
OPPORTUNITY FD INC COM 95768B107 Common Stock 20 1,094.00 SOLE N/A NONE
WESTERN ASSET INCOME FD II INC 95766J102 Common Stock 14 1,408.00 SOLE N/A NONE
WESTERN ASSET INCOME FD COM 95766T100 Common Stock 15 1,000.00 SOLE N/A NONE
WESTERN ASSET MANAGED HIGH INCOME FD INC 95766L107 Common Stock 601 97,393.92 SOLE N/A NONE
WESTERN ASSET VARIABLE RT STRATEGIC FD INC 957667108 Common Stock 27 1,500.00 SOLE N/A NONE
WHITESTONE REIT CL B SHS BEN INT
ISIN#US9660842041 966084204 Common Stock 2 150.00 SOLE N/A NONE
WISDOMTREE TR DEFA EQUITY INCOME FD 97717W802 Common Stock 465 11,489.51 SOLE N/A NONE
WISDOMTREE TR DEFA FD 97717W703 Common Stock 26 551.00 SOLE N/A NONE
WISDOMTREE TR EARNINGS 500 FD 97717W588 Common Stock 186 3,775.00 SOLE N/A NONE
WISDOMTREE TR GLOBAL NATURAL RES FD 97717W711 Common Stock 71 2,894.00 SOLE N/A NONE
WISDOMTREE TR INTL MIDCAP DIVID FD 97717W778 Common Stock 1 20.00 SOLE N/A NONE
WISDOMTREE TR INTL SMALLCAP DIVID FD 97717W760 Common Stock 1 25.00 SOLE N/A NONE
WISDOMTREE TR MIDCAP EARNINGS FD 97717W570 Common Stock 6 100.00 SOLE N/A NONE
WISDOMTREE TR SMALLCAP EARNINGS FD 97717W562 Common Stock 99 1,741.00 SOLE N/A NONE
ZWEIG TOTAL RETURN FD INC COM NEW 989837208 Common Stock 238 19,299.54 SOLE N/A NONE