0001144204-18-030506.txt : 20180523 0001144204-18-030506.hdr.sgml : 20180523 20180523154334 ACCESSION NUMBER: 0001144204-18-030506 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180514 FILED AS OF DATE: 20180523 DATE AS OF CHANGE: 20180523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Recli Federico Seghi CENTRAL INDEX KEY: 0001739970 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13341 FILM NUMBER: 18855040 MAIL ADDRESS: STREET 1: VIA PIER ANTONIO MICHELI 10, 50121 CITY: FLORENCE STATE: L6 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TITAN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000910267 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943171940 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 OYSTER POINT BLVD STREET 2: SUITE 505 CITY: SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502444990 MAIL ADDRESS: STREET 1: 400 OYSTER POINT BLVD STREET 2: SUITE 505 CITY: SAN FRANCISCO STATE: CA ZIP: 94080 3 1 tv494947_3.xml FORM 3 X0206 3 2018-05-14 0 0000910267 TITAN PHARMACEUTICALS INC TTNP 0001739970 Recli Federico Seghi VIA ILIO BARONTINI 8 SCANDICCI (FLORENCE) L6 50018 ITALY 1 0 0 0 Common Stock 100845 D Option (Right to Buy) 0.84 2028-05-14 Common Stock 5000 D Convertible Note 1.20 2018-03-21 2021-06-01 Common Stock 2000000 I See footnote Warrant (Right to Buy) 1.20 2018-03-21 2025-03-21 Common Stock 540000 I See footnote Vests in 12 equal monthly installments commencing on the date of grant. Reflects shares underlying securities held by L. Molteni & C. Dei Frattelli Alitti Societa Di Esercizio S.P.A. Mr. Seghi Recli does not have voting or dispositive power over, and disclaims beneficial ownership of, such underlying shares, except to the extent of his direct pecuniary interest therein. /s/ Federico Seghi Recli 2018-05-23