0001225208-23-000607.txt : 20230113
0001225208-23-000607.hdr.sgml : 20230113
20230113155139
ACCESSION NUMBER: 0001225208-23-000607
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230112
FILED AS OF DATE: 20230113
DATE AS OF CHANGE: 20230113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pinto John J
CENTRAL INDEX KEY: 0001323247
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31565
FILM NUMBER: 23528630
MAIL ADDRESS:
STREET 1: NEW YORK COMMUNITY BANCORP INC
STREET 2: 102 DUFFY AVENUE
CITY: HICKSVILLE
STATE: NY
ZIP: 11801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC
CENTRAL INDEX KEY: 0000910073
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
IRS NUMBER: 061377322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 102 DUFFY AVENUE
CITY: HICKSVILLE
STATE: NY
ZIP: 11801
BUSINESS PHONE: 5166834100
MAIL ADDRESS:
STREET 1: 102 DUFFY AVENUE
CITY: HICKSVILLE
STATE: NY
ZIP: 11801
FORMER COMPANY:
FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC
DATE OF NAME CHANGE: 19930802
4
1
doc4.xml
X0306
4
2023-01-12
0000910073
NEW YORK COMMUNITY BANCORP INC
NYCB
0001323247
Pinto John J
102 DUFFY AVENUE
HICKSVILLE
NY
11801
1
SEVP & CFO
Common Stock
2023-01-12
4
F
0
10434.0000
9.4500
D
447489.0000
D
Common Stock
84507.0000
I
By 401(k)
Common Stock
5417.0000
I
By Stock Award XII
Common Stock
4324.0000
I
By Stock Award XIV
Common Stock
57031.0000
I
By Stock Award XV
Common Stock
9555.0000
I
By Stock Award XVI
Common Stock
26016.0000
I
By Stock Award XVII
The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
The remaining 5,417 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 26, 2023.
The remaining 4,324 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 17, 2023.
The remaining 57,031 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three approximately equal annual installments commencing on January 12, 2024.
The remaining 9,555 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two approximately equal annual installments commencing on February 26, 2023.
26,016 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three equal annual installments commencing on April 13, 2023.
Exhibit List: Exhibit 24 Power of Attorney
/s/ Jan M. Klym, Power of Attorney
2023-01-13
EX-24
2
jjppoa.txt
Section 16 and Rule 144 Limited Power of Attorney
Know all by these presents, that the undersigned hereby makes,
constitutes and appoints each of R. Patrick Quinn, Salvatore J. DiMartino,
Christine M. Reid and Jan M. Klym, or either of them acting singly, and with
full power of substitution and re-substitution, the undersigned's true and
lawful attorney in fact (each of such persons and their substitutes being
referred to herein as the "Attorney-in-Fact"), with full power to act for
the undersigned and in the undersigned's name, place and stead, in any and
all capacities, to:
(1) Prepare, execute, and submit to the Securities and Exchange
Commission ("SEC") a Form ID, including amendments thereto, and any other
documents necessary or appropriate to obtain codes and passwords enabling the
undersigned to make electronic filings with the SEC of reports required or
considered by the Attorney-in-Fact to be advisable under Section 16 of the
Securities Exchange Act of 1934 (the "Exchange Act") or any rule or
regulation of the SEC;
(2) Prepare, execute and submit to the SEC, New York Community Bancorp,
Inc. (the "Company"), and/or any national securities exchange on which the
Company's securities are listed any and all reports (including any amendments
thereto) the undersigned is required to file with the SEC, or which the
Attorney-in-Fact considers it advisable to file with the SEC, under Section 16
of the Exchange Act or any rule or regulation thereunder, or under Rule 144
under the Securities Act of 1933 ("Rule 144"), with respect to any security
of the Company, including Forms 3, 4 and 5 and Forms 144; and
(3) Obtain, as the undersigned's representative and on the undersigned's
behalf, information regarding transactions in the Company's equity securities
from any third party, including the Company and any brokers, dealers,
employee benefit plan administrators and trustees, and the undersigned hereby
authorizes any such third party to release any such information to the
Attorney-in-Fact.
The undersigned acknowledges that:
a) This Power of Attorney authorizes, but does not require, the
Attorney-in-Fact to act in his or her discretion on information provided to
such Attorney-in-Fact without independent verification of such information;
b) Any documents prepared or executed by the Attorney-in-Fact on behalf
of the undersigned pursuant to this Power of Attorney will be in such form
and will contain such information as the Attorney-in-Fact, in his or her
discretion, deems necessary or desirable;
c) Neither the Company nor the Attorney-in-Fact assumes any liability for
the undersigned's responsibility to comply with the requirements of Section
16 of the Exchange Act or Rule 144, any liability of the undersigned for
any failure to comply with such requirements, or any liability of the
undersigned for disgorgement of profits under Section 16(b) of the
Exchange Act; and
d) This Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's obligations under
Section 16 of the Exchange Act, including, without limitation, the reporting
requirements under Section 16 of the Exchange Act.
The undersigned hereby grants to the Attorney-in-Fact full power and
authority to do and perform each and every act and thing requisite, necessary
or advisable to be done in connection with the foregoing, as fully, to all
intents and purposes, as the undersigned might or could do in person, hereby
ratifying and confirming all that the Attorney-in-Fact, or his or her substitute
or substitutes, shall lawfully do or cause to be done by authority of this
Power of Attorney.
This Power of Attorney shall remain in full force and effect until the
undersigned
is no longer required to file Forms 4 or 5 or Forms 144 with respect to the
undersigned's holdings of and transactions in securities of the Company, unless
earlier revoked by the undersigned in a signed writing delivered to the
Attorney-in-Fact. This Power of Attorney revokes all previous powers of attorney
with respect to the subject matter of this Power of Attorney.
IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney
as of December 7, 2022.
/s/ John J. Pinto
-------------------------
John J. Pinto