0001225208-22-003586.txt : 20220228 0001225208-22-003586.hdr.sgml : 20220228 20220228191422 ACCESSION NUMBER: 0001225208-22-003586 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220226 FILED AS OF DATE: 20220228 DATE AS OF CHANGE: 20220228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CANGEMI THOMAS R CENTRAL INDEX KEY: 0001215091 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 22692879 MAIL ADDRESS: STREET 1: C/O NEW YORK COMMUNITY BANCORP INC STREET 2: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 BUSINESS PHONE: 5166834100 MAIL ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 doc4.xml X0306 4 2022-02-26 0000910073 NEW YORK COMMUNITY BANCORP INC NYCB 0001215091 CANGEMI THOMAS R 102 DUFFY AVENUE HICKSVILLE NY 11801 1 1 Chairman, President & CEO Common Stock 2022-02-26 4 F 0 6411.0000 11.5500 D 1003090.0000 D Common Stock 133143.0000 I By 401(k) Common Stock 58394.0000 I By IRA Common Stock 1941.0000 I By Spouse Common Stock 15312.0000 I By Stock Award XI Common Stock 16012.0000 I By Stock Award XII Common Stock 6202.0000 I By Stock Award XIII Common Stock 12786.0000 I By Stock Award XIV Common Stock 232784.0000 I By Stock Award XV Common Stock 25116.0000 I By Stock Award XVI The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. The New York Community Bancorp, Inc. Employee Stock Ownership Plan (the "ESOP") was merged with and into the New York Community Bancorp, Inc. Employee Savings Plan, (the "401(k) Plan") and all assets of the ESOP were transferred to the 401(k) Plan. This transaction is exempt pursuant to Rule 16a-13. The remaining 15,312 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 29, 2022. The remaining 16,012 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 26, 2022. The remaining 6,202 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 29, 2022. The remaining 12,786 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 17, 2022. The remaining 232,784 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in four equal annual installments commencing on January 12, 2023. The remaining 25,116 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two equal annual installments commencing on February 26, 2023. /s/ Salvatore J. DiMartino, Power of Attorney 2022-02-28