0001225208-21-011352.txt : 20210811 0001225208-21-011352.hdr.sgml : 20210811 20210811110536 ACCESSION NUMBER: 0001225208-21-011352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210810 FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenfeld Ronald A. CENTRAL INDEX KEY: 0001511853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 211162464 MAIL ADDRESS: STREET 1: NEW YORK COMMUNITY BANCORP INC STREET 2: 615 MERRICK AVENUE CITY: WESTBURY STATE: NY ZIP: 11590 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 7183596400 MAIL ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 doc4.xml X0306 4 2021-08-10 0000910073 NEW YORK COMMUNITY BANCORP INC NYCB 0001511853 Rosenfeld Ronald A. 615 MERRICK AVENUE WESTBURY NY 11590 1 Common Stock 2021-08-10 4 P 0 20000.0000 12.3500 A 139786.0000 I By RAR Trust Common Stock 5000.0000 I By RAR Trust II Common Stock 2884.0000 I By Stock Award IX Common Stock 600.0000 I By Stock Award VI Common Stock 1200.0000 I By Stock Award VII Common Stock 1800.0000 I By Stock Award VIII Common Stock 8212.0000 I By Stock Award X The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.34 to $12.38, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote. The remaining 2,884 shares granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in four equal annual installments commencing on January 29, 2022. The remaining 600 shares, granted under Stock Award VI on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 1, 2022. The remaining 1,200 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on February 15, 2022. The remaining 1,800 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 1, 2022. 8,212 shares granted under Stock Award X on January 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 26, 2022. /s/ Salvatore J. DiMartino, Power of Attorney 2021-08-11