0001225208-20-006919.txt : 20200430 0001225208-20-006919.hdr.sgml : 20200430 20200430144733 ACCESSION NUMBER: 0001225208-20-006919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200429 FILED AS OF DATE: 20200430 DATE AS OF CHANGE: 20200430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FICALORA JOSEPH R CENTRAL INDEX KEY: 0001215089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 20835055 MAIL ADDRESS: STREET 1: C/O NEW YORK COMMUNITY BANCORP INC STREET 2: S615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 7183596400 MAIL ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 doc4.xml X0306 4 2020-04-29 0000910073 NEW YORK COMMUNITY BANCORP INC NYCB 0001215089 FICALORA JOSEPH R 615 MERRICK AVENUE WESTBURY NY 11590 1 1 President & CEO Common Stock 2020-04-29 4 F 0 10006.0000 11.1300 D 3858053.0000 D Common Stock 724356.0000 I By 401(k) Common Stock 698024.0000 I By ESOP Common Stock 300863.0000 I By Ficalora Family Foundation Common Stock 1175347.0000 I By SERP Common Stock 52869.0000 I By Stock Award X Common Stock 100646.0000 I By Stock Award XI Common Stock 79006.0000 I By Stock Award XII Common Stock 40864.0000 I By Stock Award XIII Common Stock 63177.0000 I By Stock Award XIV The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. The remaining 52,869 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 16, 2021. The remaining 100,646 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 29, 2021. The remaining 79,006 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 26, 2021. The remaining 40,864 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in two equal annual installments commencing on April 29, 2021. 63,177 shares granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in three equal annual installments commencing on March 17, 2021. /s/ Salvatore J. DiMartino, Power of Attorney 2020-04-30