0001225208-19-005918.txt : 20190401 0001225208-19-005918.hdr.sgml : 20190401 20190401135657 ACCESSION NUMBER: 0001225208-19-005918 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190329 FILED AS OF DATE: 20190401 DATE AS OF CHANGE: 20190401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FICALORA JOSEPH R CENTRAL INDEX KEY: 0001215089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 19719926 MAIL ADDRESS: STREET 1: C/O NEW YORK COMMUNITY BANCORP INC STREET 2: S615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 7183596400 MAIL ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 doc4.xml X0306 4 2019-03-29 0000910073 NEW YORK COMMUNITY BANCORP INC NYCB 0001215089 FICALORA JOSEPH R 615 MERRICK AVENUE WESTBURY NY 11590 1 1 President & CEO Common Stock 2019-03-29 4 F 0 24644.0000 11.5700 D 3735018.0000 D Common Stock 682226.0000 I By 401(k) Common Stock 656717.0000 I By ESOP Common Stock 300863.0000 I By Ficalora Family Foundation Common Stock 1106919.0000 I By SERP Common Stock 46511.0000 I By Stock Award IX Common Stock 105738.0000 I By Stock Award X Common Stock 150970.0000 I By Stock Award XI Common Stock 105342.0000 I By Stock Award XII The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. The remaining 46,511 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2020. The remaining 105,738 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 16, 2020. The remaining 150,970 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 29, 2020. The remaining 105,342 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 26, 2020. /s/ Salvatore J. DiMartino, Power of Attorney 2019-04-01