0001225208-18-006465.txt : 20180320
0001225208-18-006465.hdr.sgml : 20180320
20180320124232
ACCESSION NUMBER: 0001225208-18-006465
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180316
FILED AS OF DATE: 20180320
DATE AS OF CHANGE: 20180320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARPENTER JAMES J
CENTRAL INDEX KEY: 0001316829
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31565
FILM NUMBER: 18701303
MAIL ADDRESS:
STREET 1: C/O NEW YORK COMMUNITY BANCORP, INC.
CITY: WESTBURY
STATE: NY
ZIP: 11590
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC
CENTRAL INDEX KEY: 0000910073
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
IRS NUMBER: 061377322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 615 MERRICK AVE
CITY: WESTBURY
STATE: NY
ZIP: 11590
BUSINESS PHONE: 7183596400
MAIL ADDRESS:
STREET 1: 615 MERRICK AVE
CITY: WESTBURY
STATE: NY
ZIP: 11590
FORMER COMPANY:
FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC
DATE OF NAME CHANGE: 19930802
4
1
doc4.xml
X0306
4
2018-03-16
0000910073
NEW YORK COMMUNITY BANCORP INC
NYCB
0001316829
CARPENTER JAMES J
615 MERRICK AVENUE
WESTBURY
NY
11590
1
Sr.EVP & Chief Lending Officer
Common Stock
2018-03-16
4
F
0
6791.0000
14.1100
D
383437.0000
D
Common Stock
2018-02-27
5
J
0
163.0000
14.1000
A
13708.0000
I
By 401(k)
Common Stock
2017-12-31
5
J
0
1057.0000
13.2250
A
42245.0000
I
By ESOP
Common Stock
16166.0000
I
By IRA
Common Stock
35778.0000
I
By Stock Award IX
Common Stock
11323.0000
I
By Stock Award VII
Common Stock
22112.0000
I
By Stock Award VIII
Common Stock
41586.0000
I
By Stock Award X
Common Stock
69734.0000
I
By Stock Award XI
The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
The remaining 35,778 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 19, 2018.
The remaining 11,323 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2018.
The remaining 22,112 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 18, 2018.
The remaining 41,586 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 16, 2019.
As authorized under a plan approved by the Board of Directors in March 2017, 69,734 shares granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 29, 2018.
/s/ Salvatore J. DiMartino, Power of Attorney
2018-03-20