0001225208-17-006522.txt : 20170317 0001225208-17-006522.hdr.sgml : 20170317 20170317163224 ACCESSION NUMBER: 0001225208-17-006522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170316 FILED AS OF DATE: 20170317 DATE AS OF CHANGE: 20170317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 7183596400 MAIL ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FICALORA JOSEPH R CENTRAL INDEX KEY: 0001215089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 17698474 MAIL ADDRESS: STREET 1: C/O NEW YORK COMMUNITY BANCORP INC STREET 2: S615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 4 1 doc4.xml X0306 4 2017-03-16 0000910073 NEW YORK COMMUNITY BANCORP INC NYCB 0001215089 FICALORA JOSEPH R 615 MERRICK AVENUE WESTBURY NY 11590 1 1 President & CEO Common Stock 2017-03-16 4 F 0 29581.0000 14.3600 D 3235441.0000 D Common Stock 2017-02-22 5 J 0 6684.0000 15.3433 A 609914.0000 I By 401(k) Common Stock 2016-12-31 5 J 0 858.0000 15.7100 A 578907.0000 I By ESOP Common Stock 2017-02-23 5 J 0 6357.0000 15.4821 A 585264.0000 I By ESOP Common Stock 2017-02-22 5 J 0 10844.0000 15.3446 A 989580.0000 I By SERP Common Stock 300863.0000 I By Ficalora Family Foundation Common Stock 186046.0000 I By Stock Award IX Common Stock 103080.0000 I By Stock Award VII Common Stock 138206.0000 I By Stock Award VIII Common Stock 211476.0000 I By Stock Award X The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c). The remaining 186,046 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 19, 2017. The remaining 103,080 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2017. The remaining 138,206 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 18, 2017. The remaining 211,476 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 16, 2018. /s/ R. Patrick Quinn, Power of Attorney 2017-03-17