0001225208-17-006522.txt : 20170317
0001225208-17-006522.hdr.sgml : 20170317
20170317163224
ACCESSION NUMBER: 0001225208-17-006522
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170316
FILED AS OF DATE: 20170317
DATE AS OF CHANGE: 20170317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC
CENTRAL INDEX KEY: 0000910073
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
IRS NUMBER: 061377322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 615 MERRICK AVE
CITY: WESTBURY
STATE: NY
ZIP: 11590
BUSINESS PHONE: 7183596400
MAIL ADDRESS:
STREET 1: 615 MERRICK AVE
CITY: WESTBURY
STATE: NY
ZIP: 11590
FORMER COMPANY:
FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC
DATE OF NAME CHANGE: 19930802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FICALORA JOSEPH R
CENTRAL INDEX KEY: 0001215089
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31565
FILM NUMBER: 17698474
MAIL ADDRESS:
STREET 1: C/O NEW YORK COMMUNITY BANCORP INC
STREET 2: S615 MERRICK AVE
CITY: WESTBURY
STATE: NY
ZIP: 11590
4
1
doc4.xml
X0306
4
2017-03-16
0000910073
NEW YORK COMMUNITY BANCORP INC
NYCB
0001215089
FICALORA JOSEPH R
615 MERRICK AVENUE
WESTBURY
NY
11590
1
1
President & CEO
Common Stock
2017-03-16
4
F
0
29581.0000
14.3600
D
3235441.0000
D
Common Stock
2017-02-22
5
J
0
6684.0000
15.3433
A
609914.0000
I
By 401(k)
Common Stock
2016-12-31
5
J
0
858.0000
15.7100
A
578907.0000
I
By ESOP
Common Stock
2017-02-23
5
J
0
6357.0000
15.4821
A
585264.0000
I
By ESOP
Common Stock
2017-02-22
5
J
0
10844.0000
15.3446
A
989580.0000
I
By SERP
Common Stock
300863.0000
I
By Ficalora Family Foundation
Common Stock
186046.0000
I
By Stock Award IX
Common Stock
103080.0000
I
By Stock Award VII
Common Stock
138206.0000
I
By Stock Award VIII
Common Stock
211476.0000
I
By Stock Award X
The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
The remaining 186,046 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 19, 2017.
The remaining 103,080 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2017.
The remaining 138,206 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 18, 2017.
The remaining 211,476 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 16, 2018.
/s/ R. Patrick Quinn, Power of Attorney
2017-03-17