0001225208-16-038395.txt : 20160826 0001225208-16-038395.hdr.sgml : 20160826 20160826083400 ACCESSION NUMBER: 0001225208-16-038395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160819 FILED AS OF DATE: 20160826 DATE AS OF CHANGE: 20160826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 7183596400 MAIL ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARPENTER JAMES J CENTRAL INDEX KEY: 0001316829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 161852771 MAIL ADDRESS: STREET 1: C/O NEW YORK COMMUNITY BANCORP, INC. CITY: WESTBURY STATE: NY ZIP: 11590 4 1 doc4.xml X0306 4 2016-08-19 0000910073 NEW YORK COMMUNITY BANCORP INC NYCB 0001316829 CARPENTER JAMES J 615 MERRICK AVENUE WESTBURY NY 11590 1 Sr.EVP & Chief Lending Officer Common Stock 2016-08-19 5 J 0 143.0000 14.4117 A 12247.0000 I By 401(k) Common Stock 323232.0000 D Common Stock 40329.0000 I By ESOP Common Stock 16166.0000 I By IRA Common Stock 47704.0000 I By Stock Award IX Common Stock 12115.0000 I By Stock Award VI Common Stock 22646.0000 I By Stock Award VII Common Stock 33169.0000 I By Stock Award VIII Common Stock 69310.0000 I By Stock Award X This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. The remaining 47,704 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 19, 2017. The remaining 12,115 shares, granted under Stock Award VI on March 13, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on March 13, 2017. The remaining 22,646 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2017. The remaining 33,169 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 18, 2017. As authorized under a plan approved by the Board of Directors in March 2015, 69,310 shares granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five equal annual installments commencing on March 16, 2017. /s/ Ilene A. Angarola, Power of Attorney 2016-08-26