8-K 1 tv523174_8k.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 4, 2019

NEW YORK COMMUNITY BANCORP, INC.

(Exact name of registrant as specified in its charter)

Delaware

06-1377322

(State or other jurisdiction of

incorporation or organization)

(I.R.S. Employer

Identification No.)

615 Merrick Avenue, Westbury, New York 11590

(Address of principal executive offices)

(Registrant’s telephone number, including area code) (516) 683-4100

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes x No ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definition of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer	x	Accelerated filer	¨

Non-Accelerated filer	¨	Smaller Reporting Company	¨

		Emerging Growth Company	¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading

symbol(s)

Name of each exchange

on which registered

Common Stock, $0.01 par value per share

NYCB

New York Stock Exchange

Bifurcated Option Note Unit SecuritiES ^SM

Fixed-to-Floating Rate Series A Noncumulative
Perpetual Preferred Stock, $0.01 par value

NYCB PU

NYCB PR A

New York Stock Exchange

CURRENT REPORT ON FORM 8-K

Item 5.07		Submission of Matters to a Vote of Security Holders

(a)

The annual meeting of shareholders (the “Meeting”) of New York Community Bancorp, Inc. (the “Company”) was held on Tuesday, June 4, 2019, at the Sheraton LaGuardia East Hotel, 135-20 39^th Ave in Flushing, New York, pursuant to notice duly given.

(b)

At the close of business on April 9, 2019, the record date for the determination of shareholders entitled to vote at the Meeting, there were 467,236,136 shares of the Company’s common stock, each share being entitled to vote, constituting all of the outstanding voting securities of the Company.

(c)

At the Meeting, the holders of 427,865,912 shares of the Company’s common stock were represented in person or by proxy constituting a quorum.

(d)

The matters considered and voted on by the Company’s shareholders at the Meeting, and the vote itself, were as follows:

The following individuals were elected as directors, each for a three-year term, by the following vote:

Name	Shares Voted For	Shares Voted Against	Abstentions

Michael J. Levine	291,864,125	23,478,924	3,343,539
Ronald A. Rosenfeld	305,243,452	11,460,430	1,982,706
Lawrence J. Savarese	306,588,495	10,198,970	1,899,123
John M. Tsimbinos	299,833,274	16,788,770	2,064,544