0000950142-24-001605.txt : 20240610 0000950142-24-001605.hdr.sgml : 20240610 20240610171433 ACCESSION NUMBER: 0000950142-24-001605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240607 FILED AS OF DATE: 20240610 DATE AS OF CHANGE: 20240610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liberty Capital L.L.C. CENTRAL INDEX KEY: 0001905369 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 241033767 BUSINESS ADDRESS: STREET 1: 2099 PENNSYLVANIA AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 202-984-7070 MAIL ADDRESS: STREET 1: 2099 PENNSYLVANIA AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MNUCHIN STEVEN T CENTRAL INDEX KEY: 0001180589 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 241033765 MAIL ADDRESS: STREET 1: C/O LIBERTY 77 CAPITAL L.P. STREET 2: 2099 PENNSYLVANIA AVE NW CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STM Partners LLC CENTRAL INDEX KEY: 0001905366 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 241033766 BUSINESS ADDRESS: STREET 1: C/O LIBERTY STRATEGIC CAPITAL STREET 2: 2099 PENNSYLVANIA AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 202-984-7070 MAIL ADDRESS: STREET 1: C/O LIBERTY STRATEGIC CAPITAL STREET 2: 2099 PENNSYLVANIA AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liberty Strategic Capital (CEN) Holdings, LLC CENTRAL INDEX KEY: 0002015237 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 241033769 BUSINESS ADDRESS: STREET 1: 2099 PENNSYLVANIA AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: (202) 984-7070 MAIL ADDRESS: STREET 1: 2099 PENNSYLVANIA AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liberty 77 Capital Partners L.P. CENTRAL INDEX KEY: 0001905373 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 241033768 BUSINESS ADDRESS: STREET 1: 2099 PENNSYLVANIA AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 202-984-7070 MAIL ADDRESS: STREET 1: 2099 PENNSYLVANIA AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liberty 77 Capital L.P. CENTRAL INDEX KEY: 0001905374 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 241033770 BUSINESS ADDRESS: STREET 1: 2099 PENNSYLVANIA AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 202-984-7070 MAIL ADDRESS: STREET 1: 2099 PENNSYLVANIA AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP, INC. CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] ORGANIZATION NAME: 02 Finance IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 BUSINESS PHONE: 5166834100 MAIL ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 FORMER COMPANY: FORMER CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC DATE OF NAME CHANGE: 20001128 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 es240493082_4-nycb.xml OWNERSHIP DOCUMENT X0508 4 2024-06-07 0 0000910073 NEW YORK COMMUNITY BANCORP, INC. NYCB 0001905374 Liberty 77 Capital L.P. 2099 PENNSYLVANIA AVENUE NW WASHINGTON DC 20006 1 0 0 0 0002015237 Liberty Strategic Capital (CEN) Holdings, LLC C/O LIBERTY 77 CAPITAL L.P. 2099 PENNSYLVANIA AVENUE NW WASHINGTON DC 20006 1 0 0 0 0001905373 Liberty 77 Capital Partners L.P. C/O LIBERTY 77 CAPITAL L.P. 2099 PENNSYLVANIA AVENUE NW WASHINGTON DC 20006 1 0 0 0 0001905369 Liberty Capital L.L.C. C/O LIBERTY 77 CAPITAL L.P. 2099 PENNSYLVANIA AVENUE NW WASHINGTON DC 20006 1 0 0 0 0001905366 STM Partners LLC C/O LIBERTY 77 CAPITAL L.P. 2099 PENNSYLVANIA AVENUE NW WASHINGTON DC 20006 1 0 0 0 0001180589 MNUCHIN STEVEN T C/O LIBERTY 77 CAPITAL L.P. 2099 PENNSYLVANIA AVE NW WASHINGTON DC 20006 1 0 0 0 0 Common Stock 2024-06-07 4 J 0 39954000 A 81645300 I See footnotes Series C Preferred Stock 2024-06-07 4 C 0 39954 D Common Stock 39954000 0 I See footnotes Total includes 81,645,000 shares of Common Stock, par value $0.01 per share (the "Common Stock"), of New York Community Bancorp, Inc. (the "Issuer") held by Liberty Strategic Capital (CEN) Holdings, LLC, a Delaware limited liability company (the "Liberty Purchaser"). Liberty 77 Capital L.P. (the "Liberty Manager"), a Delaware limited partnership, is the investment manager of the members of the Liberty Purchaser and manager of the Liberty Purchaser. Liberty 77 Capital Partners L.P. ("Liberty Manager GP"), a Delaware limited partnership, is the general partner of the Liberty Manager. Liberty Capital L.L.C., a Delaware limited liability company, is the general partner of the Liberty Manager GP. STM Partners LLC, a Delaware limited liability company, indirectly controls the Liberty Manager. Steven T. Mnuchin is the President of STM Partners LLC. Total includes 300 service-based restricted stock units that were granted to Steven T. Mnuchin on March 27, 2024 in connection with his service as a director of the Issuer and which will vest over the passage of time in shares of Common Stock. Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Under the terms of the Investment Agreement, dated March 7, 2024 and as amended on March 11, 2024, between the Issuer and the Liberty Purchaser and the related certificate of designations, 39,954 shares of Series C Noncumulative Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), were automatically converted into shares of Common Stock on a 1-for-1,000 basis, subject to certain adjustments. The Series C Preferred Stock has no expiration date. /s/ See Signatures Included in Exhibit 99.1 2024-06-10 EX-99.1 2 es240493082_ex9901.htm EXHIBIT 99.1

EXHIBIT 99.1

 

This Statement on Form 4 is filed jointly by the Reporting Persons listed below. The principal business address of each of these Reporting Persons can be found on the Form 4 filed herewith.

 

Name of Designated Filer: LIBERTY 77 CAPITAL L.P.

 

Date of Event Requiring Statement: June 7, 2024

 

Issuer Name and Ticker or Trading Symbol: NEW YORK COMMUNITY BANCORP INC [NYCB]

 

  LIBERTY 77 CAPITAL L.P.
       
  By:

Liberty 77 Capital Partners L.P.,

its general partner

  
       
  By:

Liberty Capital L.L.C.,

its general partner

  
       
  By: /s/ Jesse M. Burwell  
  Name: Jesse M. Burwell  
  Title:

Chief Financial Officer

  
       
 

LIBERTY STRATEGIC CAPITAL (CEN) HOLDINGS, LLC

       
  By:

Liberty 77 Capital GenPar L.P.,

its manager

  
       
  By:

Liberty 77 Capital UGP L.L.C.,

its general partner

  
       
  By: /s/ Jesse M. Burwell  
  Name: Jesse M. Burwell  
  Title: Chief Financial Officer  
       
 

LIBERTY 77 CAPITAL PARTNERS L.P.

       
  By:

Liberty Capital L.L.C.,

its general partner

  
       
  By: /s/ Jesse M. Burwell  
  Name: Jesse M. Burwell  
  Title: Chief Financial Officer  

 

 

   

 

 

 

LIBERTY CAPITAL L.L.C.

  
       
  By: /s/ Jesse M. Burwell  
  Name:

Jesse M. Burwell

  
  Title:

Chief Financial Officer

  

 

  STM PARTNERS LLC  
       
  By: /s/ Jesse M. Burwell  
  Name: Jesse M. Burwell  
  Title:

Attorney-in-Fact

  
       
  /s/ Jesse M. Burwell  
  Jesse M. Burwell as Attorney-in-Fact for Steven T. Mnuchin