0000910073-23-000035.txt : 20230417 0000910073-23-000035.hdr.sgml : 20230417 20230417114916 ACCESSION NUMBER: 0000910073-23-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230413 FILED AS OF DATE: 20230417 DATE AS OF CHANGE: 20230417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adams John Thomas CENTRAL INDEX KEY: 0001799505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 23823273 MAIL ADDRESS: STREET 1: C/O NEW YORK COMMUNITY BANCORP, INC. STREET 2: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 BUSINESS PHONE: 5166834100 MAIL ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 wf-form4_168174654530567.xml FORM 4 X0407 4 2023-04-13 0 0000910073 NEW YORK COMMUNITY BANCORP INC NYSE:NYCB 0001799505 Adams John Thomas 102 DUFFY AVENUE HICKSVILLE NY 11801 0 1 0 0 SEVP Dir. Multi-Family Lending 0 Common Stock 2023-04-13 4 F 0 1978 0 D 102592 D Common Stock 40129 I By 401(k) Common Stock 2400 I By Stock Award V Common Stock 10000 I By Stock Award VI Common Stock 3753 I By Stock Award VII Common Stock 9910 I By Stock Award VIII Common Stock 23464 I By Stock Award (032423) These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. The remaining 2,400 shares, granted under Stock Award V on January 14, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 14, 2024. The remaining 10,000 shares, granted under Stock Award VI on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 14, 2024. The remaining 3,753 shares, granted under Stock Award VII on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024. The remaining 9910 shares granted under Stock Award VIII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in two approximately equal annual installments commencing on April 13, 2024. These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024. /s/ Jan M. Klym, Power of Attorney 2023-04-17