0000910073-23-000013.txt : 20230228 0000910073-23-000013.hdr.sgml : 20230228 20230228124142 ACCESSION NUMBER: 0000910073-23-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230226 FILED AS OF DATE: 20230228 DATE AS OF CHANGE: 20230228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pinto John J CENTRAL INDEX KEY: 0001323247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 23682144 MAIL ADDRESS: STREET 1: NEW YORK COMMUNITY BANCORP INC STREET 2: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 BUSINESS PHONE: 5166834100 MAIL ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 wf-form4_167760608615490.xml FORM 4 X0306 4 2023-02-26 0 0000910073 NEW YORK COMMUNITY BANCORP INC NYSE:NYCB 0001323247 Pinto John J NEW YORK COMMUNITY BANCORP INC 102 DUFFY AVENUE HICKSVILLE NY 11801 0 1 0 0 Sr EVP & CFO Common Stock 2023-02-26 4 F 0 2440 0 D 449827 D Common Stock 86001 I By 401(k) Common Stock 5417 I By Stock Award XII Common Stock 4324 I By Stock Award XIV Common Stock 57031 I By Stock Award XV Common Stock 4777 I By Stock Award XVI Common Stock 26016 I By Stock Award XVII These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. The remaining 5,417 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 26, 2023. The remaining 4,324 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 17, 2023. The remaining 57,031 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three approximately equal annual installments commencing on January 12, 2024. The remaining 4,777 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024. 26,016 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three equal annual installments commencing on April 13, 2023. /s/ Jan M. Klym, Power of Attorney 2023-02-28