0000910073-23-000007.txt : 20230206
0000910073-23-000007.hdr.sgml : 20230206
20230206151339
ACCESSION NUMBER: 0000910073-23-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230206
FILED AS OF DATE: 20230206
DATE AS OF CHANGE: 20230206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosenfeld Ronald A.
CENTRAL INDEX KEY: 0001511853
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31565
FILM NUMBER: 23590395
MAIL ADDRESS:
STREET 1: NEW YORK COMMUNITY BANCORP INC
STREET 2: 102 DUFFY AVENUE
CITY: HICKSVILLE
STATE: NY
ZIP: 11801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC
CENTRAL INDEX KEY: 0000910073
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
IRS NUMBER: 061377322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 102 DUFFY AVENUE
CITY: HICKSVILLE
STATE: NY
ZIP: 11801
BUSINESS PHONE: 5166834100
MAIL ADDRESS:
STREET 1: 102 DUFFY AVENUE
CITY: HICKSVILLE
STATE: NY
ZIP: 11801
FORMER COMPANY:
FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC
DATE OF NAME CHANGE: 19930802
4
1
wf-form4_167571440571752.xml
FORM 4
X0306
4
2023-02-06
0
0000910073
NEW YORK COMMUNITY BANCORP INC
NYSE:NYCB
0001511853
Rosenfeld Ronald A.
NEW YORK COMMUNITY BANCORP INC
102 DUFFY AVENUE
HICKSVILLE
NY
11801
1
0
0
0
Series A Preferred Stock
2023-02-06
4
P
0
30800
24.57
A
30800
I
By RAR Trust (JP)
Common Stock
30000
I
By RAR Trust II
Common Stock
22475
I
By RAR Trust
Series A Preferred Stock
10000
I
By RAR Trust II
Common Stock
11868
I
By Stock Award (012423)
Common Stock
1442
I
By Stock Award IX
Common Stock
1200
I
By Stock Award VIII
Common Stock
600
I
By Stock Award VII
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.45 to $24.63, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
The number of shares held by this Trust includes certain shares that were previously held by Stock Awards and that have subsequently vested.
These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 24, 2024.
The remaining 1,442 shares, granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 29, 2024.
The remaining 1,200 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 1, 2023.
The remaining 600 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on February 15, 2023.
/s/ Jan M. Klym, Power of Attorney
2023-02-06