0000910073-23-000007.txt : 20230206 0000910073-23-000007.hdr.sgml : 20230206 20230206151339 ACCESSION NUMBER: 0000910073-23-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230206 FILED AS OF DATE: 20230206 DATE AS OF CHANGE: 20230206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenfeld Ronald A. CENTRAL INDEX KEY: 0001511853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 23590395 MAIL ADDRESS: STREET 1: NEW YORK COMMUNITY BANCORP INC STREET 2: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 BUSINESS PHONE: 5166834100 MAIL ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 wf-form4_167571440571752.xml FORM 4 X0306 4 2023-02-06 0 0000910073 NEW YORK COMMUNITY BANCORP INC NYSE:NYCB 0001511853 Rosenfeld Ronald A. NEW YORK COMMUNITY BANCORP INC 102 DUFFY AVENUE HICKSVILLE NY 11801 1 0 0 0 Series A Preferred Stock 2023-02-06 4 P 0 30800 24.57 A 30800 I By RAR Trust (JP) Common Stock 30000 I By RAR Trust II Common Stock 22475 I By RAR Trust Series A Preferred Stock 10000 I By RAR Trust II Common Stock 11868 I By Stock Award (012423) Common Stock 1442 I By Stock Award IX Common Stock 1200 I By Stock Award VIII Common Stock 600 I By Stock Award VII The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.45 to $24.63, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote. The number of shares held by this Trust includes certain shares that were previously held by Stock Awards and that have subsequently vested. These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 24, 2024. The remaining 1,442 shares, granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 29, 2024. The remaining 1,200 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 1, 2023. The remaining 600 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on February 15, 2023. /s/ Jan M. Klym, Power of Attorney 2023-02-06