-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ly8T9+jjPqlfXatXdF3g2z+PhUgTCC12drvLjCEnc9ucopz7xICaqckiAs8USfbq d/+2Z/tEH1Q9O4zP3YaCRQ== 0000909992-04-000102.txt : 20040902 0000909992-04-000102.hdr.sgml : 20040902 20040902174028 ACCESSION NUMBER: 0000909992-04-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040831 FILED AS OF DATE: 20040902 DATE AS OF CHANGE: 20040902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEARD WILLIAM M CENTRAL INDEX KEY: 0001191506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12396 FILM NUMBER: 041014781 MAIL ADDRESS: STREET 1: 5600 N MAY AVE STREET 2: STE 320 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEARD CO /OK CENTRAL INDEX KEY: 0000909992 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 730970298 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5600 N MAY AVE STREET 2: STE 320 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 BUSINESS PHONE: 4058422333 MAIL ADDRESS: STREET 1: 5600 N MAY STREET 2: STE 320 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 FORMER COMPANY: FORMER CONFORMED NAME: BEARD INVESTMENT CO DATE OF NAME CHANGE: 19930730 4 1 bea156.xml X0202 4 2004-08-31 0 0000909992 BEARD CO /OK BRCO 0001191506 BEARD WILLIAM M 5600 N. MAY AVENUE, SUITE 320 OKLAHOMA CITY OK 73112 1 1 1 0 Chief Executive Officer Common Stock, $.0006665 par value 1075920.000 D Common Stock, $.0006665 par value 72428.000 I By Irrev. Trust A Common Stock, $.0006665 par value 102648.000 I By Irrev. Trust B Common Stock, $.0006665 par value 125322.000 I By Irrev. Trust C Common Stock, $.0006665 par value 10106.000 I By JGB Trust Common Stock, $.0006665 par value 10106.000 I By JMB II Trust Common Stock, $.0006665 par value 87272.475 I By 401(k) Common Stock, $.0006665 par value 19998.000 I By B&M Limited Common Stock, $.0006665 par value 2518.000 I By Spouse Common Stock, $.0006665 par value 3834.000 I By RBL Trust Common Stock, $.0006665 par value 483958.000 I By Charitable Unitrust 2003-2 Deferred Stock Comp. Units 0.0000 2004-08-31 4 J 0 3566.026 0 A 1988-08-08 1988-08-08 Common Stock, $.0006665 par value 3566.026 363551.155 D Common Stock Warrants 0.5000 2002-12-01 2007-11-30 Common Stock, $.0006665 par value 12000.000 12000.000 I By Charitable Unitrust Common Stock Warrants 0.2500 2003-02-07 2008-02-07 Common Stock, $.0006665 par value 10000.000 10000.000 I By B&M Limited Common Stock Warrants 0.5000 2003-03-01 2008-02-29 Common Stock, $.0006665 par value 12000.000 12000.000 I By Charitable Unitrust Common Stock Warrants 0.5000 2003-06-01 2008-05-31 Common Stock, $.0006665 par value 12000.000 12000.000 I By Charitable Unitrust Common Stock Warrants 0.5000 2003-09-01 2008-08-31 Common Stock, $.0006665 par value 9000.000 9000.000 I By Charitable Unitrust Stock Options 1.3542 1998-11-01 2004-10-31 Common Stock, $.0006665 par value 18750.000 18750.000 D Represents shares held in The Beard Group 401(k) Plan for the benefit of the reporting person. These stock units were accrued under The Beard Company 2003-2 Deferred Stock Compensation Plan and are to be settled 100% in BRCO Common Stock upon the reporting person's termination of service or termination of the Plan. On May 31, 2002, the Charitable Unitrust purchased $120,000 of the Company's 10% subordinated Notes, together with a contingent right to receive Warrants to purchase up to 24,000 shares of the Company's common stock, depending on the holding period of the Notes. The Charitable Unitrust received 6,000 Warrants as of December 1, 2002, as a result of holding the Notes more than six months. No consideration was paid for the Warrants. On February 7, 2003, B & M Limited purchased $50,000 of the Company's 10% Subordinated Notes, together with Warrants to purchase 5,000 shares of Beard's Common stock. No consideration was paid for the Warrants. On May 31, 2002, the Charitable Unitrust purchased $120,000 of the Company's 10% Subordinated Notes, together with a contingent right to receive Warrants to purchase up to 24,000 shares of the Company's common stock, depending on the holding period of the Notes. The Charitable Unitrust received 6,0000 Warrants as of March 1, 2003 as a result of holding the Notes more than nine months. No consideration was paid for the Warrants. On May 31, 2002, the Charitable Unitrust purchased $120,000 of the Company's 10% Subordinated Notes, together with a contingent right to receive Warrants to purchase up to 24,000 shares of the Company's common stock, depending on the holding period of the Notes. The Charitable Unitrust received 6,000 Warrants as of June 1, 2003 as a result of holding the Notes more than twelve months. No consideration was paid for the Warrants On May 31, 2002, the Charitable Unitrust purchased $120,000 of the Company's 10% Subordinated Notes, together with a contingent right to receive Warrants to purchase up to 24,000 shares of the Company's common stock, depending on the holding period of the Notes. The Charitable Unitrust received 4,500 Warrants as of September 1, 2003 as a result of holding the Notes more than fifteen months. No consideration was paid for the Warrants Balance left from the 50,000 options granted pursuant to The Beard Company's 1993 Stock Option Plan which have been previously reported. By: Rebecca G. Witcher, Attorney in Fact 2004-08-31 -----END PRIVACY-ENHANCED MESSAGE-----