-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E2H7yKwwHWpxjwiQ9TvyusYujX5/TNVJdcma6ey7nCV9izEoN0KTZmdARWNvxrj1 AOXlRykaFQqBkbEpZOwpew== 0000909992-04-000038.txt : 20040316 0000909992-04-000038.hdr.sgml : 20040316 20040316182852 ACCESSION NUMBER: 0000909992-04-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040315 FILED AS OF DATE: 20040316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEARD WILLIAM M CENTRAL INDEX KEY: 0001191506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12396 FILM NUMBER: 04673832 MAIL ADDRESS: STREET 1: 5600 N MAY AVE STREET 2: STE 320 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEARD CO /OK CENTRAL INDEX KEY: 0000909992 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 730970298 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5600 N MAY AVE STREET 2: STE 320 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 BUSINESS PHONE: 4058422333 MAIL ADDRESS: STREET 1: 5600 N MAY STREET 2: STE 320 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 FORMER COMPANY: FORMER CONFORMED NAME: BEARD INVESTMENT CO DATE OF NAME CHANGE: 19930730 4 1 bea125.xml X0201 4 2004-03-15 0 0000909992 BEARD CO /OK BRCO 0001191506 BEARD WILLIAM M 5600 N. MAY AVENUE, SUITE 320 OKLAHOMA CITY OK 73112 1 1 1 0 Chief Executive Officer Common Stock, $.001333 par value 537960.000 D Common Stock, $.001333 par value 36214.000 I By Irrev. Trust A Common Stock, $.001333 par value 51324.000 I By Irrev. Trust B Common Stock, $.001333 par value 62661.000 I By Irrev. Trust C Common Stock, $.001333 par value 5053.000 I By JGB Trust Common Stock, $.001333 par value 5053.000 I By JMB II Trust Common Stock, $.001333 par value 42246.536 I By 401(k) Common Stock, $.001333 par value 9999.000 I By B&M Limited Common Stock, $.001333 par value 1259.000 I By Spouse Common Stock, $.001333 par value 1917.000 I By RBL Trust Common Stock, $.001333 par value 241979.000 I By Charitable Unitrust 2003-2 Deferred Stock Comp. Units 0.0000 2004-03-15 4 J 0 12598.626 0 A 1988-08-08 1988-08-08 Common Stock, $.001333 par value 12598.626 109678.471 D Common Stock Warrants 1.0000 2002-12-01 2007-11-30 Common Stock, $.001333 par value 6000.000 6000.000 I By Charitable Unitrust Common Stock Warrants 0.5000 2003-02-07 2008-02-07 Common Stock, $.001333 par value 5000.000 5000.000 I By B&M Limited Common Stock Warrants 1.0000 2003-03-01 2008-02-29 Common Stock, $.001333 par value 6000.000 6000.000 I By Charitable Unitrust Common Stock Warrants 1.0000 2003-06-01 2008-05-31 Common Stock, $.001333 par value 6000.000 6000.000 I By Charitable Unitrust Common Stock Warrants 1.0000 2003-09-01 2008-08-31 Common Stock, $.001333 par value 4500.000 4500.000 I By Charitable Unitrust Stock Options 2.7083 1998-11-01 2004-10-31 Common Stock, $.001333 par value 9375.000 9375.000 D Represents shares held in The Beard Group 401(k) Plan for the benefit of the reporting person. These stock units were accrued under The Beard Company 2003-2 Deferred Stock Compensation Plan and are to be settled 100% in BRCO Common Stock upon the reporting person's termination of service or termination of the Plan. On May 31, 2002, the Charitable Unitrust purchased $120,000 of the Company's 10% subordinated Notes, together with a contingent right to receive Warrants to purchase up to 24,000 shares of the Company's common stock, depending on the holding period of the Notes. The Charitable Unitrust received 6,000 Warrants as of December 1, 2002, as a result of holding the Notes more than six months. No consideration was paid for the Warrants. On February 7, 2003, B & M Limited purchased $50,000 of the Company's 10% Subordinated Notes, together with Warrants to purchase 5,000 shares of Beard's Common stock. No consideration was paid for the Warrants. On May 31, 2002, the Charitable Unitrust purchased $120,000 of the Company's 10% Subordinated Notes, together with a contingent right to receive Warrants to purchase up to 24,000 shares of the Company's common stock, depending on the holding period of the Notes. The Charitable Unitrust received 6,0000 Warrants as of March 1, 2003 as a result of holding the Notes more than nine months. No consideration was paid for the Warrants. On May 31, 2002, the Charitable Unitrust purchased $120,000 of the Company's 10% Subordinated Notes, together with a contingent right to receive Warrants to purchase up to 24,000 shares of the Company's common stock, depending on the holding period of the Notes. The Charitable Unitrust received 6,000 Warrants as of June 1, 2003 as a result of holding the Notes more than twelve months. No consideration was paid for the Warrants On May 31, 2002, the Charitable Unitrust purchased $120,000 of the Company's 10% Subordinated Notes, together with a contingent right to receive Warrants to purchase up to 24,000 shares of the Company's common stock, depending on the holding period of the Notes. The Charitable Unitrust received 4,500 Warrants as of September 1, 2003 as a result of holding the Notes more than fifteen months. No consideration was paid for the Warrants Balance left from the 50,000 options granted pursuant to The Beard Company's 1993 Stock Option Plan which have been previously reported. By: Rebecca G. Witcher, Attorney in Fact 2004-03-16 -----END PRIVACY-ENHANCED MESSAGE-----