0001179110-13-017607.txt : 20131209 0001179110-13-017607.hdr.sgml : 20131209 20131209160650 ACCESSION NUMBER: 0001179110-13-017607 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131205 FILED AS OF DATE: 20131209 DATE AS OF CHANGE: 20131209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREEN MOUNTAIN COFFEE ROASTERS INC CENTRAL INDEX KEY: 0000909954 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 030339228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 BUSINESS PHONE: 8022445621 MAIL ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 FORMER COMPANY: FORMER CONFORMED NAME: GREEN MOUNTAIN COFFEE INC DATE OF NAME CHANGE: 19930729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whoriskey John F. CENTRAL INDEX KEY: 0001593545 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12340 FILM NUMBER: 131265706 MAIL ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 3 1 edgar.xml FORM 3 - X0206 3 2013-12-05 0 0000909954 GREEN MOUNTAIN COFFEE ROASTERS INC GMCR 0001593545 Whoriskey John F. 33 COFFEE LANE WATERBURY VT 05676 0 1 0 0 Pres. - US and Marketing GMCR Common Stock 536802.26 D Restricted Stock Units GMCR Common Stock 362 D Restricted Stock Units GMCR Common Stock 318 D GMCR NQ Stock Options 30.79 2020-03-11 GMCR Common Stock 2250 D GMCR NQ Stock Option 61.71 2021-03-10 GMCR Common Stock 4500 D GMCR NQ Stock Option 54.12 2022-03-22 GMCR Common Stock 3622 D GMCR NQ Stock Option 44.26 2022-04-23 GMCR Common Stock 3013 D GMCR NQ Stock Option 51.56 2023-03-07 GMCR Common Stock 4457 D Includes 981.26 shares of GMCR common stock purchased under the Green Mountain Coffee Roasters, Inc. Amended and Restated Employee Stock Purchase Plan. Each restricted stock unit represents a contingent right to receive one share of GMCR common stock. On March 22, 2012 the reporting person was granted 543 restricted stock units, which vest in four equal annual installments. On March 23, 2013 the first installment of 181 restricted stock units vested. On April 23, 2012 the reporting person was granted 452 restricted stock units, which vest in four equal annual installments. On April 24, 2013 the first installment of 134 restricted stock units vested. 1 for 1 This option was granted on March 11, 2010 as an option to purchase 9,000 shares of GMCR common stock. The option vests in four equal annual installments, with the first installment vesting on March 11, 2011. The reporting person previously exercised 6,750 shares underlying this option. Option vests in four equal installments, with the first installment vesting on March 10, 2012, the first anniversary of the grant date. Option vests in four equal installments, with the first installment vesting on March 22, 2013, the first anniversary of the grant date. Option vests in four equal installments, with the first installment vesting on April 23, 2013, the first anniversary of the grant date. Option vests in four equal installments, with the first installment vesting on March 7, 2014, the first anniversary of the grant date. /s/ Sonia G. Cudd, Pursuant to a Power of Attorney 2013-12-09 EX-24 2 ex-24.txt LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Frances G. Rathke, Sonia G. Cudd and Kristin E. Blazewicz, or any of them acting singly and with full power of substitution, the undersigned's true and lawful attorney-in-fact to: execute for and on behalf of the undersigned, in the undersigned's capacity as an officer or director or both of Green Mountain Coffee Roasters, Inc. (the "Company"), (a) Forms 3, 4 and 5 (and any amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, (b) Schedule 13D; and (c) notices on Form 144 in furtherance of the undersigned's obligations, if any, under Rule 144 under the Securities Act of 1933, as amended (the "Securities Act"), with respect to Company securities; do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, Schedule 13D, or Form 144, complete and execute any amendments thereto, and timely file such form with the U.S. Securities and Exchange Commission (the "SEC") and any securities exchange or similar authority, including without limitation the filing of a Form ID or any other documents necessary or appropriate to enable the undersigned to file the Forms 3, 4 and 5 electronically with the SEC; seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to each of the undersigned's attorneys-in-fact appointed by this Limited Power of Attorney and approves and ratifies any such release of information; and take any other action in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by or for, the undersigned, it being understood that the documents executed by such attorney- in-fact on behalf of the undersigned pursuant to this Limited Power of Attorney shall be in such form and shall contain such information and disclosure as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever required, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request and on the behalf of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with, or any liability for the failure to comply with, any provision of Section 16 or Rule 13d of the Exchange Act or the rules promulgated thereunder or Rule 144 of the Securities Act or the rules promulgated thereunder. This Limited Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 or 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to each of the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has executed this Limited Power of Attorney as of this 4th day of December, 2013. Signed and acknowledged: /s/ John F. Whoriskey Signature