EX-1.01 2 a15-12984_1ex1d01.htm EX-1.01

Exhibit 1.01

 

Keurig Green Mountain, Inc.

Conflict Minerals Report

For the reporting period from January 1, 2014 to December 31, 2014

 

Introduction

 

Keurig Green Mountain, Inc. (the “Company” or “Keurig”) has prepared this Conflict Minerals Report (this “Report”) pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2014 to December 31, 2014.

 

This Report describes our due diligence process and compliance with Rule 13p-1 requirements.  The Rule requires disclosure of certain information when a company manufactures, or contracts to manufacture, products which contain any of the minerals specified in the Rule, if those minerals are necessary to the functionality or production of such products.  The specified minerals, which the Company collectively refer to in this Report as “3TG”, are gold, columbite-tantalite (coltan), cassiterite and wolframite and their derivatives, which are limited to tantalum, tin and tungsten.  The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

 

As described in this Report, certain 3TG are necessary to the functionality or production of products that the Company contracted to manufacture in calendar year 2014.  These products are Keurig’s hot beverage system brewers (the “Covered Products”). (1)  Third-party products that Keurig retails but that it does not manufacture or contract to manufacture are outside of the scope of this Report.

 

The Company has in good faith conducted a reasonable country of origin inquiry regarding 3TG.  This country of origin inquiry was designed to determine whether any of the 3TG used in the Covered Products originated in the Covered Countries and whether any of such 3TG may be from recycled or scrap sources.  The Company also performed due diligence on the source and chain of custody of such 3TG as described in more detail below.

 

Keurig’s due diligence process is based on the Organization for Economic Cooperation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements (the “OECD Guidance”).(2)

 

Keurig Conflict Minerals Policy

 

The Company has adopted a policy relating to 3TG incorporating the standards set forth in the OECD Guidance (the “Company Conflict Minerals Policy”) in its Responsible Sourcing Supplier

 


(1)  Does not include (i) MDS Global Holding p.l.c. (“Bevyz”) products in accordance with Instruction 3 to Item 1.01 of Form SD, or (ii) pods (K-Cup®, Vue®, Rivo®, K-Carafe™ and Bolt™ pods) in accordance with the SEC’s Dodd-Frank Wall Street Reform and Consumer Protection Act, Frequently Asked Questions, #6.

(2)  OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Supplement on Tin, Tantalum and Tungsten and Supplement on Gold, 2013; http://www.oecd.org/daf/inv/mne/GuidanceEdition2.pdf.

 



 

Guidelines.  All of Keurig’s suppliers are required to adhere to its Responsible Sourcing Supplier Guidelines, which are available on its website at www.KeurigGreenMountain.com/SupplierGuidelines.

 

The Company Conflict Minerals Policy states in part that the Company is committed to: (1) supporting the aims and objectives of the U.S. legislation on the disclosure of 3TG; (2) not knowingly procuring 3TG that originates from facilities in the Covered Countries that are not certified as “conflict free”; and (3) ensuring compliance with the Company Policy.

 

Reasonable Country of Origin Inquiry

 

Keurig identified its suppliers of the Covered Products with whom it contracts directly (the “Tier 1 Suppliers”), and requested each submit information to Keurig using the Conflict Free Sourcing Initiative (“CFSI”) Conflict Minerals Reporting Template (the “CMRT”).  The CMRT is a survey tool developed by the CFSI to standardize collection of due diligence information in the supply chain.

 

The information submitted by Keurig’s Tier 1 Suppliers in the CMRTs included information gathered by those suppliers about the smelters and refiners identified in their own supply chains which Keurig utilized to conduct further due diligence.  As described in more detail below, Keurig’s responsible sourcing team reviewed each CMRT for completeness and performed a red flag analysis on each CMRT received.

 

Based on the information provided and Keurig’s due diligence efforts, as described in more detail below, Keurig is not able to conclusively determine all of the countries of origin of the 3TG in its products or whether the 3TG in its products are from recycled or scrap sources.

 

Due Diligence

 

Design of Due Diligence

 

Keurig designed its due diligence measures in accordance with the OECD Guidance, and the related supplements on 3TG.

 

The OECD Guidance utilizes a five-step process for due diligence:

 

Step 1:  Establish Strong Company Management Systems

Step 2:  Identify and Assess Risks in the Supply Chain

Step 3:  Design and Implement a Strategy to Respond to Identified Risks

Step 4:  Carry Out Independent Third-Party Audit of Smelters’ and Refiners’ Due Diligence Practices

Step 5:  Report Annually on Supply Chain Due Diligence

 

Keurig intends to retain conflict minerals documentation materials for five years after receipt.

 



 

Below is a description of Keurig’s due diligence measures performed for the 2014 reporting year.

 

Due Diligence Measures Performed

 

Members from the Company’s procurement, legal, and sustainability teams were involved in the due diligence process, which was led by the Company’s responsible sourcing team.

 

Keurig has begun establishing a system of controls and transparency to determine the smelters and refiners in its 3TG supply chain by creating a process to engage Tier 1 Suppliers.  Keurig has also begun incorporating requirements related to conflict minerals and related due diligence activities in supplier contracts.

 

As described above, as part of its due diligence process Keurig requested that each Tier 1 Supplier submit a completed CMRT.  Keurig also provided its Tier 1 Suppliers with links to publicly available training resources, and engaged in ongoing communication and provided support to its Tier 1 Suppliers to facilitate their completion of the CMRTs.  To monitor and track performance of risk management efforts, Keurig relies on supplier CMRTs and updates of the CFSI’s Conflict Free Smelters Program (CFSP).  Only one Tier 1 Supplier did not submit a CMRT, and for that Tier 1 Supplier the Company has sent follow-up inquiries to solicit their response and offered assistance.

 

A key element of responding to identified risks was to review the nature and overall risk of supplier responses received.  The Company’s responsible sourcing team reviewed each CMRT for completeness and performed a red flag analysis on each CMRT received.  This red flag analysis consisted of 10 logical tests to review supplier answers to questions contained in the CMRT for completeness and consistency.  Responses that failed a minimum of one red flag review test were singled out for additional follow-up, and a member of the Company’s responsible sourcing team contacted such suppliers directly to obtain additional information and/or clarify inconsistent responses in order to assess the risk.

 

For Tier 1 Suppliers that indicated in their responses that they or a supplier in their supply chain did use 3TG in their part(s) and/or product(s) during calendar year 2014 and provided the applicable smelter or refiner information, the Company reconciled the reported smelters and refiners against the CFSI’s Conflict Free Smelters List (available at www.conflictfreesourcing.org) as of May 6, 2015.

 

Beginning in 2014, Keurig reports annually on supply chain due diligence by filing with the SEC a Form SD and Conflict Minerals Report.

 

Due Diligence Results

 

Based on the information that was provided by the Company’s suppliers and otherwise obtained through the due diligence process, Keurig validated that 225 facilities are “known” based on the CFSI’s Smelter Reference List in the CMRT version 3.02.  Keurig reasonably determined that facilities used to process the 3TG contained in Keurig products included 144 smelters and refiners were verified as compliant with the CFSI’s Conflict Free Smelters Program (CFSP). (3)

 


(3)  CFSI’s Conflict Free Smelters Program List as of May 6, 2015

 



 

Based on the information that was provided by the Company’s suppliers and otherwise obtained through the due diligence process, 81 of the identified smelters and refiners were not verified as CFSP compliant. (4)  A list of all 225 of the smelters and refiners identified during the due diligence process is included in Annex I to this Report.  An additional thirty-seven entities were included on the CMRTs but are not recognized as smelters or refiners on the CFSI’s Smelter Reference List in the CMRT version 3.02, (5) and are therefore not included in either this summary or on Annex I hereto.

 

Risk Mitigation and Future Due Diligence Measures

 

Keurig plans to continue to improve its due diligence measures by taking the following steps, among others:

 

·                  continuing to engage with suppliers to obtain current, accurate and complete information about our supply chain, encourage them to continue building up their due diligence process, and endeavor to continue incorporating provisions relating to “conflict-free” sourcing and reporting into the applicable contracts;

 

·                  encouraging suppliers to implement responsible sourcing and to have them encourage smelters and refiners to obtain a “conflict-free” designation from an independent, third-party auditor;

 

·                  further automating our survey review process to more efficiently track and analyze the information received and identify what information is still missing or requires follow-up;

 

·                  benchmarking our progress against our peers;

 

·                  building out the Conflict Minerals team to include more cross-functional members; and

 

·                  continuing to evaluate the Company’s due diligence measures against the OECD guidance to identify gaps in our program and opportunities for improvement.

 

Determination

 

Based on the information obtained pursuant to the due diligence process described above, Keurig believes that the facilities that may have been used to process the 3TG in Keurig products include the smelters and refiners listed in Annex I below.  However, Keurig is not able to conclusively determine all of the countries of origin of the 3TG in its products or whether the 3TG in its products are from recycled or scrap sources.

 

Keurig has provided information as of the date of this Report.  Subsequent events, such as the inability or unwillingness of any suppliers, smelters or refiners to comply with Keurig’s Conflict Minerals Policy, may affect Keurig’s future determinations under the Rule.

 


(4)  CFSI’s Conflict Free Smelters Program List as of May 6, 2015

(5)  CFSI’s Conflict Free Smelters Program List as of May 6, 2015

 



 

ANNEX I

 

List of Smelter Facilities

 

The table below represents a consolidated list of smelters (225 in total) identified by Keurig’s Tier 1 Suppliers.  The results are based on:

 

·                  Information provided by Keurig’s Tier 1 Suppliers in their CMRTs; and

 

·                  The CFSI’s Conflict Free Smelters Program List as of May 6, 2015

 

Metal

 

Smelter Name

 

Smelter Country

 

Smelter
Identification

 

Conflict-
Free?
(6)

 

 

 

 

 

 

 

 

 

Gold

 

Aida Chemical Industries Co. Ltd.

 

JAPAN

 

CID000019

 

YES

Gold

 

Allgemeine Gold-und Silberscheideanstalt A.G.

 

GERMANY

 

CID000035

 

YES

Gold

 

Almalyk Mining and Metallurgical Complex (AMMC)

 

UZBEKISTAN

 

CID000041

 

NO

Gold

 

AngloGold Ashanti Córrego do Sítio Minerção

 

BRAZIL

 

CID000058

 

YES

Gold

 

Argor-Heraeus SA

 

SWITZERLAND

 

CID000077

 

YES

Gold

 

Asahi Pretec Corporation

 

JAPAN

 

CID000082

 

YES

Gold

 

Asaka Riken Co Ltd

 

JAPAN

 

CID000090

 

NO

Gold

 

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 

TURKEY

 

CID000103

 

YES

Gold

 

Aurubis AG

 

GERMANY

 

CID000113

 

YES

Gold

 

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 

PHILIPPINES

 

CID000128

 

NO

Gold

 

Bauer Walser AG

 

GERMANY

 

CID000141

 

NO

Gold

 

Boliden AB

 

SWEDEN

 

CID000157

 

YES

Gold

 

C. Hafner GmbH + Co. KG

 

GERMANY

 

CID000176

 

YES

Gold

 

Caridad

 

MEXICO

 

CID000180

 

NO

Gold

 

CCR Refinery — Glencore Canada Corporation

 

CANADA

 

CID000185

 

YES

Gold

 

Cendres + Métaux SA

 

SWITZERLAND

 

CID000189

 

NO

Gold

 

Chimet S.p.A.

 

ITALY

 

CID000233

 

YES

Gold

 

China National Gold Group Corporation

 

CHINA

 

CID000242

 

NO

Gold

 

Chugai Mining

 

JAPAN

 

CID000264

 

NO

Gold

 

Daejin Indus Co. Ltd

 

KOREA, REPUBLIC OF

 

CID000328

 

NO

Gold

 

Daye Non-Ferrous Metals Mining Ltd.

 

CHINA

 

CID000343

 

NO

Gold

 

Do Sung Corporation

 

KOREA, REPUBLIC OF

 

CID000359

 

NO

 


(6)  As determined by the CFSI’s Conflict Free Smelters Program List as of May 6, 2015

 



 

Metal

 

Smelter Name

 

Smelter Country

 

Smelter
Identification

 

Conflict-
Free?(6)

 

 

 

 

 

 

 

 

 

Gold

 

Doduco

 

GERMANY

 

CID000362

 

NO

Gold

 

Dowa

 

JAPAN

 

CID000401

 

YES

Gold

 

Eco-System Recycling Co., Ltd.

 

JAPAN

 

CID000425

 

YES

Gold

 

FSE Novosibirsk Refinery

 

RUSSIAN FEDERATION

 

CID000493

 

NO

Gold

 

Guangdong Jinding Gold Limited

 

CHINA

 

CID002312

 

NO

Gold

 

Heimerle + Meule GmbH

 

GERMANY

 

CID000694

 

YES

Gold

 

Heraeus Ltd. Hong Kong

 

HONG KONG

 

CID000707

 

YES

Gold

 

Heraeus Precious Metals GmbH & Co. KG

 

GERMANY

 

CID000711

 

YES

Gold

 

Hunan Chenzhou Mining Group Co., Ltd.

 

CHINA

 

CID000767

 

NO

Gold

 

Hwasung CJ Co. Ltd

 

KOREA, REPUBLIC OF

 

CID000778

 

NO

Gold

 

Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited

 

CHINA

 

CID000801

 

NO

Gold

 

Ishifuku Metal Industry Co., Ltd.

 

JAPAN

 

CID000807

 

YES

Gold

 

Istanbul Gold Refinery

 

TURKEY

 

CID000814

 

YES

Gold

 

Japan Mint

 

JAPAN

 

CID000823

 

YES

Gold

 

Jiangxi Copper Company Limited

 

CHINA

 

CID000855

 

NO

Gold

 

Johnson Matthey Inc

 

UNITED STATES

 

CID000920

 

YES

Gold

 

Johnson Matthey Ltd

 

CANADA

 

CID000924

 

YES

Gold

 

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

 

RUSSIAN FEDERATION

 

CID000927

 

YES

Gold

 

JSC Uralelectromed

 

RUSSIAN FEDERATION

 

CID000929

 

YES

Gold

 

JX Nippon Mining & Metals Co., Ltd.

 

JAPAN

 

CID000937

 

YES

Gold

 

Kazzinc Ltd

 

KAZAKHSTAN

 

CID000957

 

YES

Gold

 

Kennecott Utah Copper LLC

 

UNITED STATES

 

CID000969

 

YES

Gold

 

Kojima Chemicals Co., Ltd

 

JAPAN

 

CID000981

 

YES

Gold

 

Korea Metal Co. Ltd

 

KOREA, REPUBLIC OF

 

CID000988

 

NO

Gold

 

Kyrgyzaltyn JSC

 

KYRGYZSTAN

 

CID001029

 

NO

Gold

 

L’ azurde Company For Jewelry

 

SAUDI ARABIA

 

CID001032

 

YES

Gold

 

Lingbao Jinyuan Tonghui Refinery Co. Ltd.

 

CHINA

 

CID001058

 

NO

Gold

 

LS-NIKKO Copper Inc.

 

KOREA, REPUBLIC OF

 

CID001078

 

YES

 



 

Metal

 

Smelter Name

 

Smelter Country

 

Smelter
Identification

 

Conflict-
Free?(6)

 

 

 

 

 

 

 

 

 

Gold

 

Materion

 

UNITED STATES

 

CID001113

 

YES

Gold

 

Matsuda Sangyo Co., Ltd.

 

JAPAN

 

CID001119

 

YES

Gold

 

Metalor Technologies (Hong Kong) Ltd

 

HONG KONG

 

CID001149

 

YES

Gold

 

Metalor Technologies (Singapore) Pte. Ltd.

 

SINGAPORE

 

CID001152

 

YES

Gold

 

Metalor Technologies SA

 

SWITZERLAND

 

CID001153

 

YES

Gold

 

Metalor USA Refining Corporation

 

UNITED STATES

 

CID001157

 

YES

Gold

 

Met-Mex Peñoles, S.A.

 

MEXICO

 

CID001161

 

YES

Gold

 

Mitsubishi Materials Corporation

 

JAPAN

 

CID001188

 

YES

Gold

 

Mitsui Mining and Smelting Co., Ltd.

 

JAPAN

 

CID001193

 

YES

Gold

 

Moscow Special Alloys Processing Plant

 

RUSSIAN FEDERATION

 

CID001204

 

NO

Gold

 

Nadir Metal Rafineri San. Ve Tic. A.Ş.

 

TURKEY

 

CID001220

 

YES

Gold

 

Navoi Mining and Metallurgical Combinat

 

UZBEKISTAN

 

CID001236

 

NO

Gold

 

Nihon Material Co. LTD

 

JAPAN

 

CID001259

 

YES

Gold

 

Ohio Precious Metals, LLC

 

UNITED STATES

 

CID001322

 

YES

Gold

 

Ohura Precious Metal Industry Co., Ltd

 

JAPAN

 

CID001325

 

YES

Gold

 

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)

 

RUSSIAN FEDERATION

 

CID001326

 

YES

Gold

 

OJSC Kolyma Refinery

 

RUSSIAN FEDERATION

 

CID001328

 

NO

Gold

 

PAMP SA

 

SWITZERLAND

 

CID001352

 

YES

Gold

 

Prioksky Plant of Non-Ferrous Metals

 

RUSSIAN FEDERATION

 

CID001386

 

NO

Gold

 

PT Aneka Tambang (Persero) Tbk

 

INDONESIA

 

CID001397

 

YES

Gold

 

PX Précinox SA

 

SWITZERLAND

 

CID001498

 

YES

Gold

 

Rand Refinery (Pty) Ltd

 

SOUTH AFRICA

 

CID001512

 

YES

Gold

 

Royal Canadian Mint

 

CANADA

 

CID001534

 

YES

Gold

 

Sabin Metal Corp.

 

UNITED STATES

 

CID001546

 

NO

Gold

 

SAMWON METALS Corp.

 

KOREA, REPUBLIC OF

 

CID001562

 

NO

Gold

 

Schone Edelmetaal

 

NETHERLANDS

 

CID001573

 

YES

Gold

 

SEMPSA Joyería Platería SA

 

SPAIN

 

CID001585

 

YES

Gold

 

Shandong Zhaojin Gold & Silver Refinery Co. Ltd

 

CHINA

 

CID001622

 

YES

 



 

Metal

 

Smelter Name

 

Smelter Country

 

Smelter
Identification

 

Conflict-
Free?(6)

 

 

 

 

 

 

 

 

 

Gold

 

So Accurate Group, Inc.

 

UNITED STATES

 

CID001754

 

NO

Gold

 

SOE Shyolkovsky Factory of Secondary Precious Metals

 

RUSSIAN FEDERATION

 

CID001756

 

NO

Gold

 

Solar Applied Materials Technology Corp.

 

TAIWAN

 

CID001761

 

YES

Gold

 

Sumitomo Metal Mining Co., Ltd.

 

JAPAN

 

CID001798

 

YES

Gold

 

Tanaka Kikinzoku Kogyo K.K.

 

JAPAN

 

CID001875

 

YES

Gold

 

The Great Wall Gold and Silver Refinery of China

 

CHINA

 

CID001909

 

NO

Gold

 

The Refinery of Shandong Gold Mining Co. Ltd

 

CHINA

 

CID001916

 

YES

Gold

 

Tokuriki Honten Co., Ltd

 

JAPAN

 

CID001938

 

YES

Gold

 

Tongling nonferrous Metals Group Co.,Ltd

 

CHINA

 

CID001947

 

NO

Gold

 

Torecom

 

KOREA, REPUBLIC OF

 

CID001955

 

NO

Gold

 

Umicore Brasil Ltda

 

BRAZIL

 

CID001977

 

YES

Gold

 

Umicore Precious Metals Thailand

 

THAILAND

 

CID002314

 

YES

Gold

 

Umicore SA Business Unit Precious Metals Refining

 

BELGIUM

 

CID001980

 

YES

Gold

 

United Precious Metal Refining, Inc.

 

UNITED STATES

 

CID001993

 

YES

Gold

 

Valcambi SA

 

SWITZERLAND

 

CID002003

 

YES

Gold

 

Western Australian Mint trading as The Perth Mint

 

AUSTRALIA

 

CID002030

 

YES

Gold

 

YAMAMOTO PRECIOUS METAL CO., LTD.

 

JAPAN

 

CID002100

 

YES

Gold

 

Yokohama Metal Co Ltd

 

JAPAN

 

CID002129

 

NO

Gold

 

Yunnan Copper Industry Co Ltd

 

CHINA

 

CID000197

 

NO

Gold

 

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 

CHINA

 

CID002224

 

YES

Gold

 

Zijin Mining Group Co. Ltd

 

CHINA

 

CID002243

 

YES

Tantalum

 

Changsha South Tantalum Niobium Co., Ltd.

 

CHINA

 

CID000211

 

YES

Tantalum

 

Conghua Tantalum and Niobium Smeltry

 

CHINA

 

CID000291

 

YES

Tantalum

 

Duoluoshan

 

CHINA

 

CID000410

 

YES

Tantalum

 

Exotech Inc.

 

UNITED STATES

 

CID000456

 

YES

Tantalum

 

F&X Electro-Materials Ltd.

 

CHINA

 

CID000460

 

YES

 



 

Metal

 

Smelter Name

 

Smelter Country

 

Smelter
Identification

 

Conflict-
Free?(6)

 

 

 

 

 

 

 

 

 

Tantalum

 

Global Advanced Metals Aizu

 

JAPAN

 

CID002558

 

YES

Tantalum

 

Global Advanced Metals Boyertown

 

UNITED STATES

 

CID002557

 

YES

Tantalum

 

Guangdong Zhiyuan New Material Co., Ltd.

 

CHINA

 

CID000616

 

YES

Tantalum

 

H.C. Starck Co., Ltd.

 

THAILAND

 

CID002544

 

YES

Tantalum

 

H.C. Starck GmbH Goslar

 

GERMANY

 

CID002545

 

YES

Tantalum

 

H.C. Starck GmbH Laufenburg

 

GERMANY

 

CID002546

 

YES

Tantalum

 

H.C. Starck Hermsdorf GmbH

 

GERMANY

 

CID002547

 

YES

Tantalum

 

H.C. Starck Inc.

 

UNITED STATES

 

CID002548

 

YES

Tantalum

 

H.C. Starck Ltd.

 

JAPAN

 

CID002549

 

YES

Tantalum

 

H.C. Starck Smelting GmbH & Co.KG

 

GERMANY

 

CID002550

 

YES

Tantalum

 

Hengyang King Xing Lifeng New Materials Co., Ltd.

 

CHINA

 

CID002492

 

YES

Tantalum

 

Hi-Temp

 

UNITED STATES

 

CID000731

 

YES

Tantalum

 

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 

CHINA

 

CID000914

 

YES

Tantalum

 

Jiujiang Tanbre Co., Ltd.

 

CHINA

 

CID000917

 

YES

Tantalum

 

KEMET Blue Powder

 

UNITED STATES

 

CID002568

 

YES

Tantalum

 

King-Tan Tantalum Industry Ltd

 

CHINA

 

CID000973

 

YES

Tantalum

 

LSM Brasil S.A.

 

BRAZIL

 

CID001076

 

YES

Tantalum

 

Mineração Taboca S.A.

 

BRAZIL

 

CID001175

 

YES

Tantalum

 

Mitsui Mining & Smelting

 

JAPAN

 

CID001192

 

YES

Tantalum

 

Molycorp Silmet A.S.

 

ESTONIA

 

CID001200

 

YES

Tantalum

 

Ningxia Orient Tantalum Industry Co., Ltd.

 

CHINA

 

CID001277

 

YES

Tantalum

 

Plansee SE Liezen

 

AUSTRIA

 

CID002540

 

YES

Tantalum

 

QuantumClean

 

UNITED STATES

 

CID001508

 

YES

Tantalum

 

RFH Tantalum Smeltry Co., Ltd

 

CHINA

 

CID001522

 

YES

Tantalum

 

Shanghai Jiangxi Metals Co. Ltd

 

CHINA

 

CID001634

 

NO

Tantalum

 

Solikamsk Magnesium Works OAO

 

RUSSIAN FEDERATION

 

CID001769

 

YES

Tantalum

 

Taki Chemicals

 

JAPAN

 

CID001869

 

YES

Tantalum

 

Telex

 

UNITED STATES

 

CID001891

 

YES

Tantalum

 

Ulba

 

KAZAKHSTAN

 

CID001969

 

YES

Tantalum

 

Zhuzhou Cement Carbide

 

CHINA

 

CID002232

 

YES

 



 

Metal

 

Smelter Name

 

Smelter Country

 

Smelter
Identification

 

Conflict-
Free?(6)

 

 

 

 

 

 

 

 

 

Tin

 

Alpha

 

UNITED STATES

 

CID000292

 

YES

Tin

 

China Rare Metal Materials Company

 

CHINA

 

CID000244

 

YES

Tin

 

China Tin Group Co., Ltd.

 

CHINA

 

CID001070

 

NO

Tin

 

CNMC (Guangxi) PGMA Co. Ltd.

 

CHINA

 

CID000278

 

NO

Tin

 

Cooper Santa

 

BRAZIL

 

CID000295

 

YES

Tin

 

CV JusTindo

 

INDONESIA

 

CID000307

 

NO

Tin

 

CV Makmur Jaya

 

INDONESIA

 

CID000308

 

NO

Tin

 

CV Nurjanah

 

INDONESIA

 

CID000309

 

NO

Tin

 

CV Serumpun Sebalai

 

INDONESIA

 

CID000313

 

NO

Tin

 

CV United Smelting

 

INDONESIA

 

CID000315

 

YES

Tin

 

EM Vinto

 

BOLIVIA

 

CID000438

 

YES

Tin

 

Fenix Metals

 

POLAND

 

CID000468

 

NO

Tin

 

Gejiu Kai Meng Industry and Trade LLC

 

CHINA

 

CID000942

 

NO

Tin

 

Gejiu Non-Ferrous Metal Processing Co. Ltd.

 

CHINA

 

CID000538

 

YES

Tin

 

Gejiu Zi-Li

 

CHINA

 

CID000555

 

NO

Tin

 

Huichang Jinshunda Tin Co. Ltd

 

CHINA

 

CID000760

 

NO

Tin

 

Jiangxi Nanshan

 

CHINA

 

CID000864

 

NO

Tin

 

Linwu Xianggui Smelter Co

 

CHINA

 

CID001063

 

NO

Tin

 

Magnu’s Minerais Metais e Ligas LTDA

 

BRAZIL

 

CID002468

 

YES

Tin

 

Malaysia Smelting Corporation (MSC)

 

MALAYSIA

 

CID001105

 

YES

Tin

 

Melt Metais e Ligas S/A

 

BRAZIL

 

CID002500

 

YES

Tin

 

Metallo Chimique

 

BELGIUM

 

CID001143

 

NO

Tin

 

Mineração Taboca S.A.

 

BRAZIL

 

CID001173

 

YES

Tin

 

Minsur

 

PERU

 

CID001182

 

YES

Tin

 

Mitsubishi Materials Corporation

 

JAPAN

 

CID001191

 

YES

Tin

 

Novosibirsk Integrated Tin Works

 

RUSSIAN FEDERATION

 

CID001305

 

NO

Tin

 

O.M. Manufacturing (Thailand) Co., Ltd.

 

THAILAND

 

CID001314

 

NO

Tin

 

OMSA

 

BOLIVIA

 

CID001337

 

YES

Tin

 

PT Alam Lestari Kencana

 

INDONESIA

 

CID001393

 

NO

Tin

 

PT Artha Cipta Langgeng

 

INDONESIA

 

CID001399

 

YES

Tin

 

PT Babel Inti Perkasa

 

INDONESIA

 

CID001402

 

YES

Tin

 

PT Babel Surya Alam Lestari

 

INDONESIA

 

CID001406

 

NO

 



 

Metal

 

Smelter Name

 

Smelter Country

 

Smelter
Identification

 

Conflict-
Free?(6)

 

 

 

 

 

 

 

 

 

Tin

 

PT Bangka Kudai Tin

 

INDONESIA

 

CID001409

 

NO

Tin

 

PT Bangka Putra Karya

 

INDONESIA

 

CID001412

 

YES

Tin

 

PT Bangka Timah Utama Sejahtera

 

INDONESIA

 

CID001416

 

NO

Tin

 

PT Bangka Tin Industry

 

INDONESIA

 

CID001419

 

YES

Tin

 

PT Belitung Industri Sejahtera

 

INDONESIA

 

CID001421

 

YES

Tin

 

PT BilliTin Makmur Lestari

 

INDONESIA

 

CID001424

 

NO

Tin

 

PT Bukit Timah

 

INDONESIA

 

CID001428

 

YES

Tin

 

PT DS Jaya Abadi

 

INDONESIA

 

CID001434

 

YES

Tin

 

PT Eunindo Usaha Mandiri

 

INDONESIA

 

CID001438

 

YES

Tin

 

PT Fang Di MulTindo

 

INDONESIA

 

CID001442

 

NO

Tin

 

PT HP Metals Indonesia

 

INDONESIA

 

CID001445

 

NO

Tin

 

PT Karimun Mining

 

INDONESIA

 

CID001448

 

NO

Tin

 

PT Koba Tin

 

INDONESIA

 

CID001449

 

NO

Tin

 

PT Mitra Stania Prima

 

INDONESIA

 

CID001453

 

YES

Tin

 

PT Pelat Timah Nusantara Tbk

 

INDONESIA

 

CID001486

 

NO

Tin

 

PT Prima Timah Utama

 

INDONESIA

 

CID001458

 

YES

Tin

 

PT REFINED BANGKA TIN

 

INDONESIA

 

CID001460

 

YES

Tin

 

PT Sariwiguna Binasentosa

 

INDONESIA

 

CID001463

 

YES

Tin

 

PT Stanindo Inti Perkasa

 

INDONESIA

 

CID001468

 

YES

Tin

 

PT Sumber Jaya Indah

 

INDONESIA

 

CID001471

 

NO

Tin

 

PT Tambang Timah

 

INDONESIA

 

CID001477

 

YES

Tin

 

PT Timah (Persero), Tbk

 

INDONESIA

 

CID001482

 

YES

Tin

 

PT Tinindo Inter Nusa

 

INDONESIA

 

CID001490

 

YES

Tin

 

PT Yinchendo Mining Industry

 

INDONESIA

 

CID001494

 

NO

Tin

 

Rui Da Hung

 

TAIWAN

 

CID001539

 

NO

Tin

 

Soft Metais, Ltda.

 

BRAZIL

 

CID001758

 

NO

Tin

 

Thaisarco

 

THAILAND

 

CID001898

 

YES

Tin

 

White Solder Metalurgia e Mineração Ltda.

 

BRAZIL

 

CID002036

 

YES

Tin

 

Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.

 

CHINA

 

CID002158

 

NO

Tin

 

Yunnan Tin Company, Ltd.

 

CHINA

 

CID002180

 

YES

Tungsten

 

A.L.M.T. Corp.

 

JAPAN

 

CID000004

 

NO

Tungsten

 

Chenzhou Diamond Tungsten Products Co., Ltd.

 

CHINA

 

CID002513

 

YES

Tungsten

 

Chongyi Zhangyuan Tungsten Co., Ltd.

 

CHINA

 

CID000258

 

NO

Tungsten

 

Dayu Weiliang Tungsten Co., Ltd.

 

CHINA

 

CID000345

 

NO

 



 

Metal

 

Smelter Name

 

Smelter Country

 

Smelter
Identification

 

Conflict-
Free?(6)

 

 

 

 

 

 

 

 

 

Tungsten

 

Fujian Jinxin Tungsten Co., Ltd.

 

CHINA

 

CID000499

 

YES

Tungsten

 

Ganzhou Huaxing Tungsten Products Co., Ltd.

 

CHINA

 

CID000875

 

YES

Tungsten

 

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

 

CHINA

 

CID002315

 

YES

Tungsten

 

Ganzhou Non-ferrous Metals Smelting Co., Ltd.

 

CHINA

 

CID000868

 

NO

Tungsten

 

Ganzhou Seadragon W & Mo Co., Ltd.

 

CHINA

 

CID002494

 

YES

Tungsten

 

Global Tungsten & Powders Corp.

 

UNITED STATES

 

CID000568

 

YES

Tungsten

 

Guangdong Xianglu Tungsten Co., Ltd.

 

CHINA

 

CID000218

 

NO

Tungsten

 

H.C. Starck GmbH

 

GERMANY

 

CID002541

 

NO

Tungsten

 

H.C. Starck Smelting GmbH & Co.KG

 

GERMANY

 

CID002542

 

NO

Tungsten

 

Hunan Chenzhou Mining Group Co., Ltd.

 

CHINA

 

CID000766

 

NO

Tungsten

 

Hunan Chunchang Nonferrous Metals Co., Ltd.

 

CHINA

 

CID000769

 

YES

Tungsten

 

Japan New Metals Co., Ltd.

 

JAPAN

 

CID000825

 

YES

Tungsten

 

Jiangxi Gan Bei Tungsten Co., Ltd.

 

CHINA

 

CID002321

 

YES

Tungsten

 

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

 

CHINA

 

CID002313

 

NO

Tungsten

 

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

 

CHINA

 

CID002317

 

NO

Tungsten

 

Kennametal Fallon

 

UNITED STATES

 

CID000966

 

NO

Tungsten

 

Kennametal Huntsville

 

UNITED STATES

 

CID000105

 

NO

Tungsten

 

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

 

VIET NAM

 

CID002543

 

NO

Tungsten

 

Tejing (Vietnam) Tungsten Co., Ltd.

 

VIET NAM

 

CID001889

 

NO

Tungsten

 

Vietnam Youngsun Tungsten Industry Co., Ltd

 

VIET NAM

 

CID002011

 

YES

Tungsten

 

Wolfram Bergbau und Hütten AG

 

AUSTRIA

 

CID002044

 

YES

Tungsten

 

Wolfram Company CJSC

 

RUSSIAN FEDERATION

 

CID002047

 

NO

Tungsten

 

Xiamen Tungsten (H.C.) Co., Ltd.

 

CHINA

 

CID002320

 

YES

 



 

Metal

 

Smelter Name

 

Smelter Country

 

Smelter
Identification

 

Conflict-
Free?(6)

 

 

 

 

 

 

 

 

 

Tungsten

 

Xiamen Tungsten Co., Ltd.

 

CHINA

 

CID002082

 

YES

Tungsten

 

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

 

CHINA

 

CID002095

 

NO