4 1 0001.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP -------------------------------------------- Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investement Company Act of 1940 /__/ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. NAME AND ADDRESS OF REPORTING PERSON Comey Paul ----------------------------------- (LAST) (FIRST) (MIDDLE) c/o Green Mountain Coffee, Inc., 33 Coffee Lane ------------------------------------------------ (STREET) Waterbury VT 05676 ----------------------------------- (CITY) (STATE) (ZIP) 2. ISSUER NAME AND TICKER OR TRADING SYMBOL Green Mountain Coffee, Inc. - GMCR (NASD) 3. IRS OR SOCIAL SECURITY NUMBER OF REPORTING PERSON (VOLUNTARY) 4. STATEMENT FOR MONTH/YEAR March 2001 5. IF AMENDMENT, DATE OF ORIGINAL (MONTH/YEAR) 6. RELATIONSHIP OF REPORTING PERSON TO ISSUER (CHECK ALL APPLICABLE) /___/ Director /_X_/ Officer (give title below) /___/ 10% Owner /___/ Other (specify below) Vice President TABLE 1 - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. Title of |2. Transaction |3. Transaction |4. Securities Acquired |5. Amount of |6. Ownership Form: |7. Nature of | Security | Date | Code | (A) or Disposed of | Securities | Direct (D) or | Indirect | | | | (D) | Beneficially | Indirect (I) | Beneficial | | | | | Owned | | Ownership | | | (Instr. 8) | (Instr. 3, 4, and 5) | at End of Month | | | |----------------|-------------------------------------------| | | | (Instr. 3) |(Month/Day/Year)| Code | V | Amount |(A) or (D)| Price | (Instr. 3 and 4) | (Instr. 4) | (Instr. 4) | ---------------|----------------|--------|------|--------|----------|-------|-------------------|-------------------|--------------| Green Mountain | | | | | | | | | | Coffee, Inc. | 3/1/01 | S | | 5,690 | D |$22.00 | 0 | D | | Common Stock | | | | | | | | | | ---------------|----------------|--------|------|--------|----------|-------|-------------------|-------------------|--------------|
TABLE II -- DERIVATIVE SECURITES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) 1. Title of |2. Conversion |3. Transaction |4. Transaction |5. Number of |6. Date | Derivative | or Exercise| Date | Code | Derivative | Exercisable | Security | Price of | | | Securities | and | | Deriv- | | | Acquired (A) | Expiration | | ative | | | or Disposed | Date | | Security | | | of (D) | | | | |(Instr. 8) | (Instr. 3,4,5) |(Month/Day/Year)| | | |---------------|----------------|----------------| | | | Code | V | (A) | (D) | Date | Expir-| | | | | | | | Exer- | ation | (Instr. 3) | |(Month/Day/Year)| | | | | cisable| Date | ----------------|--------------|----------------|--------|------|-------|--------|--------|-------| Pre-1993 Stock | | | | | | | | | Option Plan | | | | | | | | | ----------------|--------------|----------------|--------|------|-------|--------|--------|-------| 1993 Stock | | | | | | | | | Option Plan | | | | | | | | | ----------------|--------------|----------------|--------|------|-------|--------|--------|-------| 1999 Stock | | | | | | | | | Option Plan | | | | | | | | | ----------------|--------------|----------------|--------|------|-------|--------|--------|-------| 2000 Stock | | | | | | | | | Option Plan | | | | | | | | | ----------------|--------------|----------------|--------|------|-------|--------|--------|-------|
7. Title and |8. Price of |9. Number of |10. Ownership |11. Nature of | Amount of | Derivative | Derivative | Form of | Indirect | Underlying | Security | Securities | Derivative | Beneficial | Securities | | Beneficially | Security: | Ownership | | | Owned at | Direct (D) | | | | End of Month | or | | (Instr. 3 and 4)| | | Indirect (I) | | ----------------| | | | | | Amount or| | | | | | Number of| | | | | Title| Shares | (Instr. 5) | (Instr. 4) | (Instr. 4) | (Instr. 4) | -----|----------|--------------|----------------|-----------------|---------------| | | | | | | | | | 47,148 | D | | -----|----------|--------------|----------------|-----------------|---------------| | | | | | | | | | 23,048 | D | | -----|----------|--------------|----------------|-----------------|---------------| | | | | | | | | | 35,000 | D | | -----|----------|--------------|----------------|-----------------|---------------| | | | | | | | | | 10,000 | D | | -----|----------|--------------|----------------|-----------------|---------------|
Explanation of Responses: /s/ Paul Comey Date: 04/05/01 -------------------------------- -------------- **Signature of Reporting Person ** Intentional misstatements or omissions of facts constitue Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).